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Fortress Transportation & Infrastructure Investors LLC – ‘8-K’ for 9/24/21 – ‘EX-4.1’

On:  Friday, 9/24/21, at 4:15pm ET   ·   For:  9/24/21   ·   Accession #:  1140361-21-32467   ·   File #:  1-37386

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/24/21  Fortress Transportation & In… LLC 8-K:1,2,9   9/24/21   12:247K                                   Edgarfilings Ltd.

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     15K 
 8: R1          Document and Entity Information                     HTML     58K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- ny20000775x4_8k_htm                 XML     26K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- ftai-20210924_def                XML     53K 
 5: EX-101.LAB  XBRL Labels -- ftai-20210924_lab                     XML     81K 
 6: EX-101.PRE  XBRL Presentations -- ftai-20210924_pre              XML     58K 
 3: EX-101.SCH  XBRL Schema -- ftai-20210924                         XSD     18K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    23K 
12: ZIP         XBRL Zipped Folder -- 0001140361-21-032467-xbrl      Zip     19K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

Exhibit 4.1

FIRST SUPPLEMENTAL INDENTURE, dated as of September 24, 2021 (this “Supplemental Indenture”), to the Indenture (as defined below), between Fortress Transportation and Infrastructure Investors LLC, a Delaware limited liability company (the “Issuer”), and U.S. Bank National Association, as Trustee (the “Trustee”).

W I T N E S S E T H

WHEREAS, the Issuer has executed and delivered to the Trustee an indenture (the “Indenture”), dated as of April 12, 2021, providing for the issuance of 5.50% senior notes due 2028 (the “Notes”);

WHEREAS, the Issuer wishes to issue $500,000,000 in aggregate principal amount of the Notes (the “Additional Notes”) as “Additional Notes” under the Indenture; and

WHEREAS, pursuant to Sections 2.01, 2.02 and 9.01(9) of the Indenture, the Issuer and the Trustee may supplement the Indenture to provide for the issuance of Additional Notes without the consent of the Holders.

NOW, THEREFORE, the Issuer and the Trustee agree as follows for the benefit of each other and for the equal and ratable benefit of the Holders of the Additional Notes:

SECTION 1.  Definitions.  Unless otherwise provided herein, the capitalized terms used and not defined herein have the meanings ascribed to such terms in the Indenture.

SECTION 2.  Additional Notes.  The Additional Notes are hereby issued under the Indenture, will accrue interest from and including April 12, 2021 and shall be subject to the restrictions on transfer contained in the Indenture and in the Private Placement Legend.

SECTION 3.  Governing Law.  THIS SUPPLEMENTAL INDENTURE WILL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO CONFLICTS OF LAW PRINCIPLES THEREOF TO THE EXTENT THAT THE APPLICATION OF THE LAW OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.

SECTION 4.  Waiver of Jury Trial.  EACH OF THE ISSUER AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.

SECTION 5.  Benefits of Supplemental Indenture.  Nothing in this Supplemental Indenture shall give to any Person, other than the parties hereto, any Paying Agent, any Transfer Agent, any Registrar and its successors hereunder and the Holders any benefit or any legal or equitable right, remedy or claim under this Supplemental Indenture.
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SECTION 6.  Successors.  All agreements of the Issuer in this Supplemental Indenture shall bind its successors.  All agreements of the Trustee or any Agent in this Supplemental Indenture shall bind its successors.

SECTION 7.  Severability.  In case any provision in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

SECTION 8.  Counterpart Originals.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.  The exchange of copies of this Supplemental Indenture and of signature pages by facsimile or .pdf transmission shall constitute effective execution and delivery of this Supplemental Indenture as to the parties hereto and may be used in lieu of the original Supplemental Indenture and signature pages for all purposes.

[Signatures on following page]
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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed, all as of the date first above written.

 
FORTRESS TRANSPORTATION AND
INFRASTRUCTURE INVESTORS LLC, as Issuer
       
 
By:
   
Name:
   
Title:
Chairman of the Board and
Chief Executive Officer


[Signature Page to First Supplemental Indenture]


 
U.S. BANK NATIONAL ASSOCIATION,
as Trustee
       
 
By:
   
Name:
   
Title:
Vice President


[Signature Page to First Supplemental Indenture]



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:9/24/21
4/12/218-K
 List all Filings 


14 Subsequent Filings that Reference this Filing

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10/31/22  FTAI Aviation Ltd.                10-Q        9/30/22   88:12M
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 7/29/22  FTAI Aviation Ltd.                10-Q        6/30/22   87:17M                                    Workiva Inc Wde… FA01/FA
 4/29/22  FTAI Aviation Ltd.                10-Q        3/31/22   87:13M
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10/29/21  FTAI Aviation Ltd.                10-Q        9/30/21  110:18M
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Filing Submission 0001140361-21-032467   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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