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Webster Financial Corp. – ‘S-4’ on 6/11/21 – ‘EX-99.6’

On:  Friday, 6/11/21, at 4:37pm ET   ·   Accession #:  1140361-21-20657   ·   File #:  333-257035

Previous ‘S-4’:  ‘S-4/A’ on 7/26/06   ·   Next & Latest:  ‘S-4/A’ on 7/6/21   ·   25 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/11/21  Webster Financial Corp.           S-4                    8:6.2M                                   Edgarfilings Ltd.

Registration Statement – Securities for a Merger   —   Form S-4   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Registration Statement - Securities for a Merger    HTML   4.56M 
 2: EX-23.1     Consent of Expert or Counsel                        HTML      6K 
 3: EX-23.2     Consent of Expert or Counsel                        HTML      6K 
 6: EX-96.5     Exhibit 99.5                                        HTML      8K 
 4: EX-99.3     Miscellaneous Exhibit                               HTML      7K 
 5: EX-99.4     Miscellaneous Exhibit                               HTML      7K 
 7: EX-99.6     Miscellaneous Exhibit                               HTML      7K 
 8: EX-99.7     Miscellaneous Exhibit                               HTML      7K 


‘EX-99.6’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

Exhibit 99.6


CONSENT OF KEEFE, BRUYETTE & WOODS, INC.

We hereby consent to the inclusion of our opinion letter to the Board of Directors of Sterling Bancorp (“Sterling”), as Annex F to the joint proxy statement/prospectus which forms a part of the registration statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of Sterling with and into Webster Financial Corporation and to the references to such opinion and the quotation or summarization of such opinion contained therein.

In giving such consent, we do not admit that we come within the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended (the “Securities Act”), or the rules and regulations of the Securities and Exchange Commission thereunder, nor do we hereby admit that we are experts with respect to any part of the Registration Statement within the meaning of the term “experts” as used in the Securities Act or the rules and regulations of the Securities and Exchange Commission thereunder.

/s/ Keefe, Bruyette & Woods, Inc.

KEEFE, BRUYETTE & WOODS, INC.

Dated:  June 11, 2021


Dates Referenced Herein

This ‘S-4’ Filing    Date    Other Filings
Filed on:6/11/21None on these Dates
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/01/22  Webster Financial Corp.           S-8 POS     2/01/22    5:184K                                   Broadridge Fin’l So… Inc
 7/06/21  Webster Financial Corp.           S-4/A                 13:7.9M                                   Broadridge Fin’l So… Inc


23 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/28/21  Sterling Bancorp                  8-K:5       5/26/21   11:253K                                   Toppan Merrill/FA
 5/06/21  Webster Financial Corp.           10-Q        3/31/21  119:20M
 4/30/21  Sterling Bancorp                  10-Q        3/31/21  109:20M
 4/23/21  Webster Financial Corp.           8-K:1,5,9   4/18/21   12:933K                                   Broadridge Fin’l So… Inc
 4/23/21  Webster Financial Corp.           8-K:5,9     4/22/21   12:240K
 4/22/21  Sterling Bancorp                  8-K:1,9     4/18/21   12:971K                                   Toppan Merrill/FA
 4/19/21  Sterling Bancorp                  8-K:7,8,9   4/19/21   13:2.3M                                   Toppan Merrill/FA
 4/19/21  Webster Financial Corp.           8-K:8,9     4/19/21   13:5.5M                                   Broadridge Fin’l So… Inc
 4/14/21  Sterling Bancorp                  DEF 14A     5/26/21    1:4.5M                                   Toppan Merrill-FA
 3/19/21  Webster Financial Corp.           DEF 14A     4/22/21    1:1.7M                                   Donnelley … Solutions/FA
 2/26/21  Sterling Bancorp                  10-K       12/31/20  170:36M
 2/26/21  Webster Financial Corp.           10-K       12/31/20  167:28M
 2/12/21  Webster Financial Corp.           8-K:8,9     2/12/21   13:507K
 1/20/21  Sterling Bancorp                  8-K:2,5,9   1/20/21   13:1.5M
 1/12/21  Sterling Bancorp                  8-K:5,8,9   1/11/21   13:434K                                   Toppan Merrill/FA
 3/17/20  Webster Financial Corp.           8-K:5,9     3/15/20   14:518K
 2/28/20  Webster Financial Corp.           10-K       12/31/19  157:32M
12/12/17  Webster Financial Corp.           8-A12B                 3:86K                                    Donnelley … Solutions/FA
11/03/17  Sterling Bancorp                  10-Q        9/30/17  110:22M
 4/05/17  Sterling Bancorp                  S-4                   12:5.5M                                   Toppan Vite NY Inc./FA
 8/09/16  Webster Financial Corp.           10-Q        6/30/16  113:20M
 3/10/06  Webster Financial Corp.           10-K       12/31/05    9:1.5M                                   Donnelley … Solutions/FA
10/11/02  Webster Financial Corp.           8-A12B                 1:5K                                     Bowne - DC/FA
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Filing Submission 0001140361-21-020657   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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