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Broadridge Financial Solutions, Inc. – ‘8-K’ for 5/17/21 – ‘EX-5.1’

On:  Monday, 5/17/21, at 12:19pm ET   ·   For:  5/17/21   ·   Accession #:  1140361-21-17588   ·   File #:  1-33220

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/17/21  Broadridge Fin’l Solutions, Inc.  8-K:1,2,8,9 5/17/21   13:400K                                   Edgarfilings Ltd.

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 2: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    128K 
 3: EX-5.1      Opinion of Counsel re: Legality                     HTML     12K 
 4: EX-99.1     Miscellaneous Exhibit                               HTML     20K 
 9: R1          Document and Entity Information                     HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- nt10023715x8_8k_htm                 XML     15K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.LAB  XBRL Labels -- br-20210517_lab                       XML     64K 
 7: EX-101.PRE  XBRL Presentations -- br-20210517_pre                XML     46K 
 5: EX-101.SCH  XBRL Schema -- br-20210517                           XSD     15K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
13: ZIP         XBRL Zipped Folder -- 0001140361-21-017588-xbrl      Zip     47K 


‘EX-5.1’   —   Opinion of Counsel re: Legality


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 C: 

Exhibit 5.1

[Cahill Gordon & Reindel LLP Letterhead]

(212) 701-3000

May 17, 2021

Broadridge Financial Solutions, Inc.
5 Dakota Drive
Lake Success, NY 11042

Ladies and Gentlemen:

We have acted as special counsel to Broadridge Financial Solutions, Inc., a Delaware corporation (the “Company”), in connection with the registration statement on Form S-3 (File No. 333-233075) (the “Registration Statement”) and the prospectus supplement dated May 6, 2021 (the “Prospectus Supplement”) relating to $1,000,000,000 aggregate principal amount of the Company’s 2.600% Senior Notes due 2031 (the “Notes”). In our capacity as counsel in the role referred to above, we have examined originals, or copies certified or otherwise identified, of (i) the Underwriting Agreement, dated May 6, 2021 (the “Underwriting Agreement”), among the Company and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC., as representatives of the underwriters listed therein (the “Underwriters”); (ii) the base indenture (the “Base Indenture”) dated May 29, 2007 by and between the Company and U.S. Bank National Association, as Trustee (the “Trustee”), as supplemented prior to the date hereof; (iii) a form of the Fifth Supplemental Indenture to the Base Indenture between the Company and the Trustee (the Fifth Supplemental Indenture,” and together with the Base Indenture, the “Indenture”); (iv) the form of global notes representing the Notes; and (v) the Registration Statement and the Prospectus Supplement.

In rendering the opinion set forth herein, we have examined originals, photocopies or conformed copies of certain records of the Company, certain agreements, certificates of public officials, certificates of officers and representatives of the Company and certain other documents.  In such examinations, we have assumed the genuineness of all signatures on original documents and the conformity to the originals of all copies submitted to us as conformed or photocopied.

On the basis of the foregoing, we are of the opinion that the Notes will, when they have been duly authorized, executed, authenticated, issued and delivered in accordance with the provisions of the Indenture and duly purchased and paid for in accordance with the terms of the Underwriting Agreement, constitute legal, valid and binding obligations of the Company, enforceable against the Company in accordance with their terms, except as the enforceability thereof may be limited by bankruptcy, insolvency, reorganization, fraudulent transfer or similar laws affecting creditors’ rights generally and by general principles of equity.

We are members of the bar of the State of New York, and in rendering this opinion we express no opinion as to the laws of any jurisdiction other than the laws of the State of New York and the General Corporation Law of the State of Delaware.

We hereby consent to the filing of this opinion as an exhibit to the Form 8-K filed by the Company on the date hereof. Such consent does not constitute a consent under Section 7 of the Securities Act of 1933, and by giving such consent we have not certified any part of the Registration Statement or the Prospectus Supplement and do not otherwise admit that we are within the categories of persons whose consent is required under said Section 7 or under the rules and regulations of the Securities and Exchange Commission thereunder.

  Very truly yours,
   
 
 





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/17/21
5/6/214,  424B5,  8-K,  FWP
5/29/078-K
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/08/23  Broadridge Fin’l Solutions, Inc.  10-K        6/30/23  140:16M
 8/12/22  Broadridge Fin’l Solutions, Inc.  10-K        6/30/22  133:15M
 8/12/22  Broadridge Fin’l Solutions, Inc.  S-3ASR      8/12/22    5:1M                                     Broadridge Fin’l So… Inc
 8/12/21  Broadridge Fin’l Solutions, Inc.  10-K        6/30/21  141:16M


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/07/21  Broadridge Fin’l Solutions, Inc.  8-K:1,8,9   5/06/21   12:527K                                   Broadridge Fin’l So… Inc
 5/30/07  Broadridge Fin’l Solutions, Inc.  8-K:1,2,9   5/23/07    5:500K                                   Donnelley … Solutions/FA
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Filing Submission 0001140361-21-017588   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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