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Bristol Myers Squibb Co. – ‘8-K’ for 2/10/21

On:  Wednesday, 2/10/21, at 4:42pm ET   ·   For:  2/10/21   ·   Accession #:  1140361-21-4119   ·   File #:  1-01136

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/10/21  Bristol Myers Squibb Co.          8-K:5,9     2/10/21   11:211K                                   Edgarfilings Ltd.

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 7: R1          Document and Entity Information                     HTML     57K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- brhc10020074_8-k_htm                XML     25K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- bmy-20210210_def                 XML     52K 
 4: EX-101.LAB  XBRL Labels -- bmy-20210210_lab                      XML     79K 
 5: EX-101.PRE  XBRL Presentations -- bmy-20210210_pre               XML     56K 
 2: EX-101.SCH  XBRL Schema -- bmy-20210210                          XSD     17K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    22K 
11: ZIP         XBRL Zipped Folder -- 0001140361-21-004119-xbrl      Zip     14K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C: 
 i false i NY i 000001427200000142722021-02-102021-02-100000014272bmy:One750NotesDue2035Member2021-02-102021-02-100000014272us-gaap:CommonStockMember2021-02-102021-02-100000014272bmy:One000NotesDue2025Member2021-02-102021-02-100000014272bmy:CelgeneContingentValueRightsMember2021-02-102021-02-10

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM  i 8-K



CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i February 10, 2021



 i BRISTOL-MYERS SQUIBB COMPANY
(Exact Name of Registrant as Specified in its Charter)


 i Delaware
(State or Other Jurisdiction of Incorporation)
 i 001-01136
(Commission File Number)
 i 22-0790350
(IRS Employer Identification Number)

 i 430 East 29th Street,  i 14th Floor
 i New York, NY,  i 10016
(Address of Principal Executive Office)

Registrant’s telephone number, including area code: ( i 212)  i 546-4000


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
 i Common Stock, $0.10 Par Value
 i BMY
 i New York Stock Exchange
 i 1.000% Notes due 2025
 i BMY25
 i New York Stock Exchange
 i 1.750% Notes due 2035
 i BMY35
 i New York Stock Exchange
 i Celgene Contingent Value Rights
 i CELG RT
 i New York Stock Exchange



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.02          Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


(b)          On February 10, 2021, each of Dr. Vicki Sato, Mr. Robert Bertolini and Mr. Matthew Emmens notified Bristol-Myers Squibb Company that they will not stand for re-election to the Board of Directors at the 2021 Annual Meeting of Shareholders.  The Board also set the number of directors at eleven, effective as of the 2021 Annual Meeting of Shareholders, which is expected to be held on May 4, 2021.

Item 9.01.          Financial Statements and Exhibits.

(d) Exhibits
The following exhibit is included as part of this Current Report on Form 8-K:
 
Exhibit
No.
  
Description
 
104
 
The cover page from this Current Report on Form 8-K formatted in Inline XBRL (included as Exhibit 101).



Exhibit
No.
  
Description
   
104
 
The cover page from this Current Report on Form 8-K formatted in Inline XBRL (included as Exhibit 101).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  
BRISTOL-MYERS SQUIBB COMPANY
    
By:
  
Name:
  
Title:
Corporate Secretary




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
5/4/218-K,  DEF 14A,  PRE 14A,  S-8,  S-8 POS
Filed on / For Period end:2/10/2110-K,  SC 13G/A
 List all Filings 


9 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/24  Bristol-Myers Squibb Co.          424B5                  2:1.2M                                   Broadridge Fin’l So… Inc
 2/13/24  Bristol-Myers Squibb Co.          424B2                  1:856K                                   Broadridge Fin’l So… Inc
11/01/23  Bristol-Myers Squibb Co.          424B5                  2:927K                                   Broadridge Fin’l So… Inc
10/30/23  Bristol-Myers Squibb Co.          424B3                  1:818K                                   Broadridge Fin’l So… Inc
 2/17/22  Bristol-Myers Squibb Co.          424B5                  2:878K                                   Broadridge Fin’l So… Inc
 2/15/22  Bristol-Myers Squibb Co.          424B3                  1:789K                                   Broadridge Fin’l So… Inc
12/13/21  Bristol-Myers Squibb Co.          S-3ASR     12/13/21    4:554K                                   Broadridge Fin’l So… Inc
 5/04/21  Bristol-Myers Squibb Co.          S-8         5/04/21    3:81K                                    Broadridge Fin’l So… Inc
 5/04/21  Bristol-Myers Squibb Co.          S-8 POS     5/04/21    3:85K                                    Broadridge Fin’l So… Inc
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Filing Submission 0001140361-21-004119   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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