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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/12/22 Broadridge Fin’l Solutions, Inc. S-3ASR 8/12/22 5:1M Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size
1: S-3ASR Automatic Shelf Registration Statement by a HTML 314K
Well-Known Issuer
2: EX-5.1 Opinion of Counsel re: Legality HTML 31K
3: EX-23.1 Consent of Expert or Counsel HTML 6K
4: EX-25.1 Statement of Eligibility to Act as a Trustee HTML 164K
5: EX-FILING FEES Exhibit 107.1 HTML 80K
Exhibit 107.1
Calculation of Filing Fee Tables
FORM S-3
Registration Statement Under the Securities Act of 1933
(Form Type)
Broadridge Financial Solutions, Inc.
(Exact Name of Registrant as Specified in its Charter)
| Security Type |
Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward |
||||||||||||||
| Newly Registered Securities | |||||||||||||||||||||||||
| Fees to Be Paid | Equity | Common Stock, $0.01 par value per share(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||||||||||||||
| Equity | Preferred Stock, $0.01 par value per share(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Equity | Depositary Shares(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Debt | Debt Securities(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Other | Warrants(1)(3) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Other | Stock Purchase Contracts(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Other | Stock Purchase Units(1) | Rule 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||||||||||||||||
| Fees Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||||||||
| Carry Forward Securities | |||||||||||||||||||||||||
| Carry Forward Securities | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||
| Total Offering Amounts | N/A | N/A | |||||||||||||||||||||||
| Total Fees Previously Paid | N/A | ||||||||||||||||||||||||
| Total Fee Offsets | N/A | ||||||||||||||||||||||||
| Net Fee Due | N/A | ||||||||||||||||||||||||
| (1) | An indeterminate aggregate initial offering price or number of securities of each identified class is being registered as may from time to time be issued at indeterminate prices and as may be issuable upon conversion, redemption, exchange, exercise or settlement of any securities registered hereunder, including under any applicable antidilution provisions. Any securities registered hereunder may be sold separately or together as units with other securities registered hereunder. | |
| (2) | In accordance with Rule 456(b) and 457(r) under the Securities Act, the registrant is deferring payment of all registration fees. In connection with the securities offered hereby, the registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b). The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee payment rate in effect on the date of such fee payment. | |
| (3) | The warrants covered by this registration statement may be warrants for debt securities, common stock, preferred stock, depositary shares or securities of third parties or other rights. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/12/22 Broadridge Fin’l Solutions, Inc. 10-K 6/30/22 133:15M 5/17/21 Broadridge Fin’l Solutions, Inc. 8-K:1,2,8,9 5/17/21 13:400K Broadridge Fin’l So… Inc 12/09/19 Broadridge Fin’l Solutions, Inc. 8-K:1,2,8,912/04/19 16:748K 8/06/19 Broadridge Fin’l Solutions, Inc. 8-K:5,9 8/06/19 2:192K 6/27/16 Broadridge Fin’l Solutions, Inc. 8-K:1,2,9 6/21/16 5:525K Toppan Merrill/FA 5/30/07 Broadridge Fin’l Solutions, Inc. 8-K:1,2,9 5/23/07 5:500K Donnelley … Solutions/FA 4/02/07 Broadridge Fin’l Solutions, Inc. 8-K:1,2,3,5 3/29/07 17:1.8M Donnelley … Solutions/FA |