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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/18/22 Value Capital Partners (Pty) Ltd. SC 13D/A 1:45K Lesaka Technologies Inc. Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment to Statement of Acquisition of HTML 43K Beneficial Ownership by an "Active" Investor
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom
copies are to be sent.
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1
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NAMES OF REPORTING PERSONS
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Value Capital Partners (Pty) Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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00
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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South Africa
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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14,670,700
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8
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SHARED VOTING POWER
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0 |
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9
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SOLE DISPOSITIVE POWER
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14,670,700
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10
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SHARED DISPOSITIVE POWER
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0 |
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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14,670,700
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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24.75%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(a) |
VCP beneficially owns an aggregate of 14,670,700 Shares, constituting 24.75% of the Issuer’s outstanding Shares. The aggregate percentage of the Shares reportedly owned by VCP is based upon 59,278,976 Shares outstanding as of November 8,
2022, which remained the same as reported in the Issuer’s Form 10-Q filed on November 8, 2022.
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Transaction Type
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Date of Transaction
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(Purchase or Sale)
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Shares
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Price (USD)
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09/28/2022
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Purchase
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10,638
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$
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3.12
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09/29/2022
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Purchase
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192,367
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$
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3.32
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09/29/2022
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Purchase
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5,165
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$
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3.22
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09/30/2022
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Purchase
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505,285
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$
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3.45
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11/15/2022
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Purchase
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1,000,000
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$
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3.93
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(d) |
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of Shares.
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Value Capital Partners (Pty) Ltd
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By:
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/s/ Samuel Sithole
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Name: Samuel Sithole
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Title: Chief Executive Officer
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This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/18/22 | |||
11/15/22 | 4 | |||
11/8/22 | 10-Q, 8-K | |||
12/16/21 | 4, 4/A | |||
12/22/20 | 4, SC 13D/A | |||
11/23/20 | SC 13D/A | |||
10/9/20 | SC 13D/A | |||
5/20/20 | 4, SC 13D/A | |||
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