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Castor Maritime Inc. – ‘20-F’ for 12/31/23 – ‘EX-13.1’

On:  Thursday, 2/29/24, at 4:55pm ET   ·   For:  12/31/23   ·   Accession #:  1140361-24-10463   ·   File #:  1-38802

Previous ‘20-F’:  ‘20-F’ on 3/8/23 for 12/31/22   ·   Latest ‘20-F’:  This Filing   ·   14 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Castor Maritime Inc.              20-F       12/31/23  117:18M                                    Broadridge Fin’l So… Inc

Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer   —   Form 20-F   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 20-F        Annual or Annual-Transition Report by a Foreign     HTML   3.79M 
                Non-Canadian Issuer                                              
 2: EX-2.2      Plan of Acquisition, Reorganization, Arrangement,   HTML    112K 
                Liquidation or Succession                                        
 4: EX-4.10     Instrument Defining the Rights of Security Holders  HTML    353K 
 5: EX-4.12     Instrument Defining the Rights of Security Holders  HTML    528K 
 6: EX-4.23     Instrument Defining the Rights of Security Holders  HTML    244K 
 3: EX-4.8      Instrument Defining the Rights of Security Holders  HTML    159K 
 7: EX-8.1      Opinion of Counsel re: Tax Matters                  HTML     36K 
 9: EX-13.1     Annual or Quarterly Report to Security Holders      HTML     33K 
11: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     45K 
                Awarded Compensation                                             
 8: EX-12.1     Statement re: the Computation of Ratios             HTML     39K 
10: EX-15.1     Letter re: Unaudited Interim Financial Info         HTML     31K 
17: R1          Document and Entity Information                     HTML    109K 
18: R2          Consolidated Balance Sheets                         HTML    188K 
19: R3          Consolidated Balance Sheets (Parenthetical)         HTML     70K 
20: R4          Consolidated Statements of Comprehensive Income     HTML    173K 
21: R5          Consolidated Statements of Comprehensive Income     HTML     45K 
                (Parenthetical)                                                  
22: R6          Consolidated Statements of Shareholders' Equity     HTML    109K 
                and Mezzanine Equity                                             
23: R7          Consolidated Statements of Cash Flows               HTML    195K 
24: R8          Basis of Presentation and General information       HTML    187K 
25: R9          Significant Accounting Policies and Recent          HTML     88K 
                Accounting Pronouncements                                        
26: R10         Discontinued operations                             HTML    102K 
27: R11         Transactions with Related Parties                   HTML    152K 
28: R12         Deferred Charges, net                               HTML     44K 
29: R13         Fair Value of Acquired Time Charters                HTML     42K 
30: R14         Vessels, net/Assets held for sale                   HTML     75K 
31: R15         Long-Term Debt                                      HTML    127K 
32: R16         Investment in equity securities                     HTML     45K 
33: R17         Equity Capital Structure                            HTML     97K 
34: R18         Financial Instruments and Fair Value Disclosures    HTML     43K 
35: R19         Commitments and Contingencies                       HTML     48K 
36: R20         Earnings Per Common Share                           HTML     77K 
37: R21         Total Vessel Revenues                               HTML     56K 
38: R22         Vessel Operating Expenses and Voyage Expenses       HTML     61K 
39: R23         General and Administrative Expenses                 HTML     46K 
40: R24         Interest and Finance Costs                          HTML     46K 
41: R25         Income Taxes                                        HTML     42K 
42: R26         Segment Information                                 HTML    157K 
43: R27         Subsequent Events                                   HTML     41K 
44: R28         Significant Accounting Policies and Recent          HTML    156K 
                Accounting Pronouncements (Policies)                             
45: R29         Basis of Presentation and General Information       HTML    185K 
                (Tables)                                                         
46: R30         Discontinued operations (Tables)                    HTML    104K 
47: R31         Transactions with Related Parties (Tables)          HTML    123K 
48: R32         Deferred Charges, net (Tables)                      HTML     43K 
49: R33         Vessels, net/Assets held for sale (Tables)          HTML     62K 
50: R34         Long-Term Debt (Tables)                             HTML     92K 
51: R35         Investment in equity securities (Tables)            HTML     42K 
52: R36         Commitments and Contingencies (Tables)              HTML     38K 
53: R37         Earnings Per Common Share (Tables)                  HTML     72K 
54: R38         Total Vessel Revenues (Tables)                      HTML     47K 
55: R39         Vessel Operating Expenses and Voyage Expenses       HTML     63K 
                (Tables)                                                         
56: R40         General and Administrative Expenses (Tables)        HTML     45K 
57: R41         Interest and Finance Costs (Tables)                 HTML     45K 
58: R42         Segment Information (Tables)                        HTML    154K 
59: R43         Basis of Presentation and General information,      HTML     98K 
                General Information (Details)                                    
60: R44         Basis of Presentation and General information,      HTML     80K 
                Assets and Liabilities of Toro (Details)                         
61: R45         Basis of Presentation and General information,      HTML    210K 
                Vessel Owning Subsidiaries (Details)                             
62: R46         Basis of Presentation and General information,      HTML     49K 
                Revenue from Charters (Details)                                  
63: R47         Significant Accounting Policies and Recent          HTML     34K 
                Accounting Pronouncements, Segment Reporting                     
                (Details)                                                        
64: R48         Significant Accounting Policies and Recent          HTML     34K 
                Accounting Pronouncements, Accounts Receivable                   
                Trade, Net (Details)                                             
65: R49         Significant Accounting Policies and Recent          HTML     34K 
                Accounting Pronouncements, Insurance Claims                      
                (Details)                                                        
66: R50         Significant Accounting Policies and Recent          HTML     34K 
                Accounting Pronouncements, Vessels' Depreciation                 
                (Details)                                                        
67: R51         Significant Accounting Policies and Recent          HTML     33K 
                Accounting Pronouncements, Impairment of                         
                Long-lived Assets (Details)                                      
68: R52         Discontinued operations (Details)                   HTML    151K 
69: R53         Transactions with Related Parties, Summary          HTML     79K 
                (Details)                                                        
70: R54         Transactions with Related Parties, Castor Ships     HTML    107K 
                (Details)                                                        
71: R55         Transactions with Related Parties, Pavimar          HTML     54K 
                (Details)                                                        
72: R56         Transactions with Related Parties, Investment in    HTML    105K 
                Related Party (Details)                                          
73: R57         Transactions with Related Parties, Issuance of      HTML     48K 
                Series D Preferred shares to Toro Corp (Details)                 
74: R58         Transactions with Related Parties, Thalassa         HTML     59K 
                (Details)                                                        
75: R59         Transactions with Related Parties, Vessel           HTML     63K 
                Acquisitions/ Disposals (Details)                                
76: R60         Deferred Charges, net (Details)                     HTML     51K 
77: R61         Fair Value of Acquired Time Charters (Details)      HTML     47K 
78: R62         Vessels, net/Assets held for sale, Net Book Value   HTML     66K 
                (Details)                                                        
79: R63         Vessels, net/Assets held for sale, Vessel           HTML    163K 
                Acquisitions and Other Capital Expenditures                      
                (Details)                                                        
80: R64         Long-Term Debt, Long-Term Debt (Details)            HTML     85K 
81: R65         Long-Term Debt, $11.0 Million Term Loan Facility    HTML     73K 
                (Details)                                                        
82: R66         Long-Term Debt, $4.5 Million Term Loan Facility     HTML     53K 
                (Details)                                                        
83: R67         Long-Term Debt, $15.29 Million Term Loan Facility   HTML     48K 
                (Details)                                                        
84: R68         Long-Term Debt, $40.75 Million Term Loan Facility   HTML     55K 
                (Details)                                                        
85: R69         Long-Term Debt, $23.15 Million Term Loan Facility   HTML     74K 
                (Details)                                                        
86: R70         Long-Term Debt, $55.0 Million Term Loan Facility    HTML     62K 
                (Details)                                                        
87: R71         Long-Term Debt, $22.5 Million Term Loan Facility    HTML     67K 
                (Details)                                                        
88: R72         Long-Term Debt, Annual Principal Payments           HTML     52K 
                (Details)                                                        
89: R73         Investment in equity securities (Details)           HTML     54K 
90: R74         Equity Capital Structure, Capital Stock (Details)   HTML     40K 
91: R75         Equity Capital Structure, Common Shares (Details)   HTML     33K 
92: R76         Equity Capital Structure, 2020 June Equity          HTML     75K 
                Offering (Details)                                               
93: R77         Equity Capital Structure, 2020 July Equity          HTML     62K 
                Offering (Details)                                               
94: R78         Equity Capital Structure, 2021 First Registered     HTML     51K 
                Direct Equity Offering (Details)                                 
95: R79         Equity Capital Structure, 2021 Second Registered    HTML     51K 
                Direct Equity Offering (Details)                                 
96: R80         Equity Capital Structure, 2021 Third Registered     HTML     80K 
                Direct Equity Offering (Details)                                 
97: R81         Equity Capital Structure, June 2021 At-the-Market   HTML     40K 
                Common Stock Offering Program (Details)                          
98: R82         Equity Capital Structure, May 2023 At-the-Market    HTML     47K 
                Common Stock Offering Program (Details)                          
99: R83         Equity Capital Structure, Series A Preferred        HTML     65K 
                Shares Redemption (Details)                                      
100: R84         Equity Capital Structure, Description of Series B   HTML     36K  
                Preferred Shares (Details)                                       
101: R85         Equity Capital Structure, Series D Cumulative       HTML     92K  
                Perpetual Convertible Preferred Shares (Details)                 
102: R86         Commitments and Contingencies, Commitments Under    HTML     36K  
                Long-Term Lease Contracts (Details)                              
103: R87         Commitments and Contingencies, Claims (Details)     HTML     48K  
104: R88         Earnings Per Common Share (Details)                 HTML    120K  
105: R89         Total Vessel Revenues (Details)                     HTML     48K  
106: R90         Vessel Operating Expenses and Voyage Expenses       HTML     59K  
                (Details)                                                        
107: R91         General and Administrative Expenses (Details)       HTML     44K  
108: R92         Interest and Finance Costs (Details)                HTML     48K  
109: R93         Income Taxes (Details)                              HTML     35K  
110: R94         Segment Information, Information about Company's    HTML    117K  
                Reportable Segments (Details)                                    
111: R95         Segment Information, Reconciliation of Total        HTML     59K  
                Segment Assets to Total Assets (Details)                         
112: R96         Subsequent Events (Details)                         HTML     80K  
114: XML         IDEA XML File -- Filing Summary                      XML    210K  
117: XML         XBRL Instance -- ef20015312_20f_htm                  XML   3.58M  
113: EXCEL       IDEA Workbook of Financial Report Info              XLSX    262K  
13: EX-101.CAL  XBRL Calculations -- ctrm-20231231_cal               XML    322K 
14: EX-101.DEF  XBRL Definitions -- ctrm-20231231_def                XML   1.82M 
15: EX-101.LAB  XBRL Labels -- ctrm-20231231_lab                     XML   3.21M 
16: EX-101.PRE  XBRL Presentations -- ctrm-20231231_pre              XML   2.17M 
12: EX-101.SCH  XBRL Schema -- ctrm-20231231                         XSD    367K 
115: JSON        XBRL Instance as JSON Data -- MetaLinks              629±   978K  
116: ZIP         XBRL Zipped Folder -- 0001140361-24-010463-xbrl      Zip   1.01M  


‘EX-13.1’   —   Annual or Quarterly Report to Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

Exhibit 13.1

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Castor Maritime Inc. (the “Company”), hereby certifies, to such officer’s knowledge, that:
 

1.
the Annual Report on Form 20-F for the year ended December 31, 2023 (the “Form 20-F”) of the Company fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934; and
 

2.
the information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
By:
 
Name:
 
Title:
Chairman, Chief Executive Officer and
Chief Financial Officer





Dates Referenced Herein

This ‘20-F’ Filing    Date    Other Filings
Filed on:2/29/24None on these Dates
For Period end:12/31/23
 List all Filings 


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/23  Castor Maritime Inc.              6-K        11/09/23    3:96K                                    Broadridge Fin’l So… Inc
 8/08/23  Castor Maritime Inc.              6-K         8/08/23    3:174K                                   Broadridge Fin’l So… Inc
 5/23/23  Castor Maritime Inc.              6-K         5/23/23    3:262K                                   Broadridge Fin’l So… Inc
 3/08/23  Castor Maritime Inc.              20-F       12/31/22  112:15M                                    Broadridge Fin’l So… Inc
 3/31/22  Castor Maritime Inc.              20-F       12/31/21  111:18M                                    Broadridge Fin’l So… Inc
 5/28/21  Castor Maritime Inc.              8-A12B                 3:496K                                   Seward & Kissel LLP
 4/07/21  Castor Maritime Inc.              6-K         4/30/21    6:459K                                   Seward & Kissel LLP
 3/30/21  Castor Maritime Inc.              20-F       12/31/20   96:8.9M                                   Seward & Kissel LLP
 9/11/20  Castor Maritime Inc.              6-K         6/30/20   72:4.3M                                   Seward & Kissel LLP
 7/15/20  Castor Maritime Inc.              6-K         7/31/20    8:427K                                   Seward & Kissel LLP
 6/29/20  Castor Maritime Inc.              6-K         6/30/20    8:724K                                   Seward & Kissel LLP
 6/23/20  Castor Maritime Inc.              F-1/A       6/22/20    6:1.6M                                   Seward & Kissel LLP
12/16/19  Castor Maritime Inc.              20-F       12/31/18   64:4.8M                                   Seward & Kissel LLP
 4/11/18  Castor Maritime Inc.              F-4¶                  18:2.4M                                   Seward & Kissel LLP
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Filing Submission 0001140361-24-010463   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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