| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 4/30/24 |
Issuer: |
| Issuer CIK: 1517302 |
| Issuer Name: Artisan Partners Asset Management Inc. |
| Issuer Trading Symbol: APAM |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1588468 |
| | Owner Name: Ramirez Gregory K |
| Reporting Owner Address: |
| | Owner Street 1: C/O ARTISAN PARTNERS ASSET MANAGEMENT |
| | Owner Street 2: 875 EAST WISCONSIN AVENUE, SUITE 800 |
| | Owner City: MILWAUKEE |
| | Owner State: WI |
| | Owner ZIP Code: 53202 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Officer Title: Executive Vice President |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class B Common Stock, par value $0.01 per share |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 4/30/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,195 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 69,784 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Class B Common Units of Artisan Partners Holdings LP |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 4/30/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,195 |
| Footnote ID: F2 |
| | | Transaction Price Per Share: |
| Value: 45.56 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common Stock, par value $0.01 per share |
| | | Underlying Security Shares: |
| Value: 2,195 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 69,784 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights. |
| Footnote - F2: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit. |
Owner Signature: |
| Signature Name: /s/ Lisa A. Moran, attorney-in-fact for Mr. Ramirez |
| Signature Date: 4/30/24 |