SEC Info - Exact Sciences Corp. - ‘8-K’ for 1/6/22

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Exact Sciences Corp. – ‘8-K’ for 1/6/22

On: Monday, 1/10/22, at 7:22am ET · For: 1/6/22 · Accession #: 1124140-22-5 · File #: 1-35092

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/10/22  Exact Sciences Corp.              8-K:2,5,7,9 1/06/22   14:424K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     21K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     15K 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     19K 
 9: R1          Cover Page                                          HTML     46K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- exas-20220106_htm                   XML     21K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.DEF  XBRL Definitions -- exas-20220106_def                XML     39K 
 7: EX-101.LAB  XBRL Labels -- exas-20220106_lab                     XML     81K 
 8: EX-101.PRE  XBRL Presentations -- exas-20220106_pre              XML     40K 
 5: EX-101.SCH  XBRL Schema -- exas-20220106                         XSD     11K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
14: ZIP         XBRL Zipped Folder -- 0001124140-22-000005-xbrl      Zip     28K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

exas-20220106

i 0001124140 i false00011241402022-01-062022-01-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i January 6, 2022

i EXACT SCIENCES CORPORATION

(Exact Name of Registrant as Specified in Charter)

i Delaware

i 001-35092

i 02-0478229

(State or Other Jurisdiction
of Incorporation)

(Commission
File Number)

(I.R.S. Employer
Identification No.)

i 5505 Endeavor Lane

i Madison, i WI i 53719

(Address of Principal Executive Offices)(Zip Code)

Registrant’s telephone number, including area code: ( i 608) i 284-5700

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading
Symbol(s)

Name of each exchange
on which registered

i Common Stock, $0.01 par value per share

i EXAS

i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

2.02. Results of Operations and Financial Conditions.

On January 9, 2022, Exact Sciences Corporation (the “Company”) announced certain preliminary financial information for the quarter and full year ended December 31, 2021. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K.

5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers.

Per the request of Kevin Conroy, Chief Executive Officer, and Jeffrey Elliott, Chief Financial Officer and Chief Operating Officer, on January 6, 2022 the Company’s Human Capital Committee approved the issuance of restricted stock units to Mr. Conroy and Mr. Elliott in lieu of one-half of their base salary for 2022.

7.01. Regulation FD Disclosure.

On January 9, 2022, the Company issued a press release announcing the acquisition of PreventionGenetics LLC. A copy of the press release is being furnished as Exhibit 99.2 to this Current Report on Form 8-K.

On January 9, 2022, the Company issued a press release announcing the entry into an exclusive license agreement with OncXerna Therapeutics, Inc. A copy of the press release is being furnished as Exhibit 99.3 to this Current Report on Form 8-K.

The Company posted the PowerPoint presentation that it plans to present at the 2022 J.P. Morgan Healthcare Conference on January 9, 2022 to the Company's website, www.exactsciences.com, on the Events & Presentations page under the Investor Relations tab.

The information set forth under this Item 7.01, including Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

9.01. Financial Statements and Exhibits.

Exhibits

The exhibits furnished as a part of this Current Report on Form 8-K are listed in the Exhibit Index attached hereto and incorporated herein by reference.

The information furnished in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.


Exhibit No.						Exhibit Description

99.1						Press release, dated January 9, 2022, issued by Exact Sciences Corporation, furnished herewith

99.2						Press release, dated January 9, 2022, issued by Exact Sciences Corporation, furnished herewith

99.3						Press release, dated January 9, 2022, issued by Exact Sciences Corporation, furnished herewith

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	EXACT SCIENCES CORPORATION

Date: January 10, 2022	By:	/s/ *Jeffrey T. Elliott*
		Jeffrey T. Elliott
		Executive Vice President, Chief Financial Officer and Chief Operating Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	1/10/22	424B7, 8-K
	1/9/22
For Period end:	1/6/22
	12/31/21	10-K, 11-K
		List all Filings

3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/02/22  Exact Sciences Corp.              S-8         8/02/22    5:116K
 5/02/22  Exact Sciences Corp.              424B7                  2:638K
 1/10/22  Exact Sciences Corp.              424B7                  1:624K

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Filing Submission 0001124140-22-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)