Quarterly Report — Form 10-Q Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q Quarterly Report HTML 1.58M
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3: EX-10.2 Material Contract HTML 63K
4: EX-10.3 Material Contract HTML 75K
5: EX-10.4 Material Contract HTML 89K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 35K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 35K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 34K
15: R1 Cover Page HTML 94K
16: R2 Condensed Consolidated Balance Sheets HTML 141K
17: R3 Condensed Consolidated Balance Sheets HTML 41K
(Parenthetical)
18: R4 Condensed Consolidated Statements of Income HTML 143K
19: R5 Condensed Consolidated Statements of Comprehensive HTML 54K
Income
20: R6 Condensed Consolidated Statements of Changes in HTML 118K
Stockholders' Equity
21: R7 Condensed Consolidated Statements of Cash Flows HTML 136K
22: R8 Organization and Nature of Operations HTML 46K
23: R9 Basis of Presentation and Principles of HTML 44K
Consolidation
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25: R11 Acquisitions and Divestiture HTML 56K
26: R12 Goodwill and Acquired Intangible Assets HTML 138K
27: R13 Investments HTML 47K
28: R14 Deferred Revenue HTML 317K
29: R15 Debt Obligations HTML 97K
30: R16 Retirement Plans HTML 38K
31: R17 Share-Based Compensation HTML 139K
32: R18 Nasdaq Stockholders? Equity HTML 63K
33: R19 Earnings Per Share HTML 68K
34: R20 Fair Value of Financial Instruments HTML 97K
35: R21 Clearing Operations HTML 104K
36: R22 Leases HTML 97K
37: R23 Income Taxes HTML 57K
38: R24 Commitments, Contingencies and Guarantees HTML 49K
39: R25 Business Segments HTML 192K
40: R26 Restructuring Charges HTML 49K
41: R27 Basis of Presentation and Principles of HTML 54K
Consolidation (Policies)
42: R28 Revenue From Contracts With Customers (Tables) HTML 221K
43: R29 Acquisitions and Divestiture (Tables) HTML 48K
44: R30 Goodwill and Acquired Intangible Assets (Tables) HTML 211K
45: R31 Investments (Tables) HTML 41K
46: R32 Deferred Revenue (Tables) HTML 119K
47: R33 Debt Obligations (Tables) HTML 75K
48: R34 Share-Based Compensation (Tables) HTML 128K
49: R35 Nasdaq Stockholders? Equity (Tables) HTML 58K
50: R36 Earnings Per Share (Tables) HTML 67K
51: R37 Fair Value of Financial Instruments (Tables) HTML 92K
52: R38 Clearing Operations (Tables) HTML 86K
53: R39 Leases (Tables) HTML 100K
54: R40 Income Taxes (Tables) HTML 52K
55: R41 Business Segments (Tables) HTML 183K
56: R42 Restructuring Charges (Tables) HTML 48K
57: R43 Organization and Nature of Operations (Details) HTML 63K
58: R44 Basis of Presentation and Principles of HTML 63K
Consolidation (Details)
59: R45 Revenue From Contracts With Customers (Revenue by HTML 126K
Product, Service and Segment) (Details)
60: R46 Revenue From Contracts With Customers (Narrative) HTML 41K
(Details)
61: R47 Revenue From Contracts With Customers (Remaining HTML 48K
Performance Obligation) (Details)
62: R48 Revenue From Contracts With Customers (Remaining HTML 47K
Performance Obligation) (Performance Periods)
(Details)
63: R49 Acquisitions and Divestiture (2019 Divestiture and HTML 60K
Acquisition) (Details)
64: R50 Acquisitions and Divestiture (Intangible Assets) HTML 44K
(Details)
65: R51 Goodwill and Acquired Intangible Assets (Schedule HTML 49K
of Changes in Goodwill) (Details)
66: R52 Goodwill and Acquired Intangible Assets HTML 42K
(Narrative) (Details)
67: R53 Goodwill and Acquired Intangible Assets HTML 66K
(Finite-Lived and Indefinite-Lived Intangible
Assets) (Details)
68: R54 Goodwill and Acquired Intangible Assets (Estimated HTML 45K
Future Amortization Expense) (Details)
69: R55 Investments (Schedule of Investments) (Details) HTML 37K
70: R56 Investments (Narrative) (Details) HTML 46K
71: R57 Deferred Revenue (Changes in Deferred Revenue) HTML 59K
(Details)
72: R58 Deferred Revenue (Estimated Deferred Revenue) HTML 69K
(Details)
73: R59 Debt Obligations (Changes in Debt Obligations) HTML 127K
(Details)
74: R60 Debt Obligations (Commercial Paper) (Details) HTML 36K
75: R61 Debt Obligations (Senior Unsecured Notes) HTML 35K
(Details)
76: R62 Debt Obligations (Early Extinguishment of 3.875% HTML 42K
Senior Unsecured Notes) (Details)
77: R63 Debt Obligations (4.25% Senior Unsecured Notes) HTML 40K
(Details)
78: R64 Debt Obligations (1.75% Senior Unsecured Notes Due HTML 43K
2023) (Details)
79: R65 Debt Obligations (3.85% Senior Unsecured Notes) HTML 40K
(Details)
80: R66 Debt Obligations (1.75% Senior Unsecured Notes Due HTML 43K
2029) (Details)
81: R67 Debt Obligations (0.875% Senior Unsecured Notes HTML 47K
Due 2030) (Details)
82: R68 Debt Obligations (3.25% Senior Unsecured Notes Due HTML 41K
2050) (Details)
83: R69 Debt Obligations (2017 Credit Facility) (Details) HTML 66K
84: R70 Debt Obligations (Other Credit Facilities) HTML 39K
(Details)
85: R71 Retirement Plans (Narrative) (Details) HTML 38K
86: R72 Share-Based Compensation (Narrative) (Details) HTML 135K
87: R73 Share-Based Compensation (Summary of Share-Based HTML 37K
Compensation Expense) (Details)
88: R74 Share-Based Compensation (Summary of Restricted HTML 55K
Stock Activity) (Details)
89: R75 Share-Based Compensation (Summary of PSU Activity) HTML 62K
(Details)
90: R76 Share-Based Compensation (Summary of Stock Option HTML 69K
Activity) (Details)
91: R77 Share-Based Compensation (Schedule of Weighted- HTML 42K
Average Assumptions Used to Determine
Weighted-Average Fair Values) (Details)
92: R78 Nasdaq Stockholders' Equity (Narrative) (Details) HTML 71K
93: R79 Nasdaq Stockholders' Equity (Common Stock in HTML 37K
Treasury) (Details)
94: R80 Nasdaq Stockholders' Equity (Schedule of Dividends HTML 42K
Declared) (Details)
95: R81 Earnings Per Share (Details) HTML 67K
96: R82 Fair Value of Financial Instruments (Schedule of HTML 68K
Financial Assets and Liabilities Measured at Fair
Value on Recurring Basis) (Details)
97: R83 Fair Value of Financial Instruments (Narrative) HTML 42K
(Details)
98: R84 Clearing Operations (Narrative) (Details) HTML 76K
99: R85 Clearing Operations (Schedule of Clearing Member HTML 41K
Default Fund Contributions And Margin Deposits)
(Details)
100: R86 Clearing Operations (Investment Policy) (Details) HTML 45K
101: R87 Clearing Operations (Schedule of Derivative HTML 46K
Contracts) (Details)
102: R88 Leases (Narrative) (Details) HTML 34K
103: R89 Leases (Summary of Supplemental Balance Sheet HTML 42K
Information Related to Operating Leases) (Details)
104: R90 Leases (Leases Cost) (Details) HTML 40K
105: R91 Leases (Operating Lease Maturity) (Details) HTML 51K
106: R92 Leases (Leases Terms and Discount Rate) (Details) HTML 35K
107: R93 Leases (Supplemental Cash Flow Information) HTML 35K
(Details)
108: R94 Income Taxes (Components of Income Tax Provision) HTML 38K
(Details)
109: R95 Commitments, Contingencies and Guarantees HTML 55K
(Details)
110: R96 Business Segments (Narrative) (Details) HTML 32K
111: R97 Business Segments (Schedule of Operating Segments) HTML 65K
(Details)
112: R98 Business Segments (Corporate Items) (Details) HTML 65K
113: R99 Restructuring Charges (Narrative) (Details) HTML 40K
114: R100 Restructuring Charges (Summary of Restructuring HTML 45K
Plan) (Details)
116: XML IDEA XML File -- Filing Summary XML 225K
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115: EXCEL IDEA Workbook of Financial Reports XLSX 149K
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1. I have reviewed this Quarterly Report on Form 10-Q of Nasdaq, Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based
on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls
and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness
of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s
ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
