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Price T Rowe Group Inc. – ‘10-K’ for 12/31/20 – ‘EX-10.21.2’

On:  Thursday, 2/11/21, at 1:56pm ET   ·   For:  12/31/20   ·   Accession #:  1113169-21-6   ·   File #:  0-32191

Previous ‘10-K’:  ‘10-K’ on 2/13/20 for 12/31/19   ·   Next:  ‘10-K’ on 2/24/22 for 12/31/21   ·   Latest:  ‘10-K’ on 2/16/24 for 12/31/23   ·   40 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/11/21  Price T Rowe Group Inc.           10-K       12/31/20   92:11M

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.52M 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML    102K 
 3: EX-10.21.1  Material Contract                                   HTML     29K 
 4: EX-10.21.2  Material Contract                                   HTML     30K 
 5: EX-10.22.1  Material Contract                                   HTML     32K 
 6: EX-10.22.2  Material Contract                                   HTML     34K 
 7: EX-21       Subsidiaries List                                   HTML     30K 
 8: EX-23       Consent of Expert or Counsel                        HTML     25K 
12: EX-99.1     Miscellaneous Exhibit                               HTML     34K 
 9: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
10: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
11: EX-32       Certification -- §906 - SOA'02                      HTML     24K 
19: R1          Cover                                               HTML     88K 
20: R2          Consolidated Balance Sheets                         HTML     99K 
21: R3          Consolidated Balance Sheets (Parenthetical)         HTML     39K 
22: R4          Consolidated Statements of Income                   HTML    105K 
23: R5          Consolidated Statements of Comprehensive Income     HTML     73K 
24: R6          Consolidated Statements of Cash Flows               HTML     88K 
25: R7          Consolidated Statements of Cash Flows               HTML     28K 
                (Parenthetical)                                                  
26: R8          Consolidated Statements of Stockholders' Equity     HTML    166K 
27: R9          Consolidated Statements of Stockholders' Equity     HTML     29K 
                (Parenthetical)                                                  
28: R10         Basis of Preparation and Summary of Significant     HTML     64K 
                Accounting Policies.                                             
29: R11         Cash Equivalents.                                   HTML     27K 
30: R12         Information About Receivables, Revenues, and        HTML    107K 
                Services.                                                        
31: R13         Investments.                                        HTML     61K 
32: R14         Fair Value Measurements.                            HTML     46K 
33: R15         Consolidated T. Rowe Price Investment Products.     HTML    158K 
34: R16         Leases.                                             HTML     34K 
35: R17         Property and Equipment.                             HTML     38K 
36: R18         Income Taxes.                                       HTML    100K 
37: R19         Stockholders' Equity.                               HTML     28K 
38: R20         Stock-Based Compensation.                           HTML     58K 
39: R21         Earnings Per Share Calculations.                    HTML     39K 
40: R22         Other Comprehensive Income and Accumulated Other    HTML     97K 
                Comprehensive Income.                                            
41: R23         Dell Appraisal Rights Matter.                       HTML     27K 
42: R24         Commitments and Contingencies.                      HTML     30K 
43: R25         Other Disclosures.                                  HTML     28K 
44: R26         SUPPLEMENTARY QUARTERLY FINANCIAL DATA              HTML     56K 
                (Unaudited).                                                     
45: R27         Basis of Preparation and Summary of Significant     HTML     93K 
                Accounting Policies. (Policies)                                  
46: R28         Information About Receivables, Revenues, and        HTML    107K 
                Services. (Tables)                                               
47: R29         Investments. (Tables)                               HTML     64K 
48: R30         Fair Value Measurements. (Tables)                   HTML     43K 
49: R31         Consolidated T. Rowe Price Investment Products.     HTML    159K 
                (Tables)                                                         
50: R32         Leases. (Tables)                                    HTML     33K 
51: R33         Property and Equipment. (Tables)                    HTML     38K 
52: R34         Income Taxes. (Tables)                              HTML    102K 
53: R35         Stock-Based Compensation. (Tables)                  HTML     60K 
54: R36         Earnings Per Share Calculations. (Tables)           HTML     38K 
55: R37         Other Comprehensive Income and Accumulated Other    HTML     98K 
                Comprehensive Income. (Tables)                                   
56: R38         Supplementary Quarterly Financial Data              HTML     57K 
                (Unaudited). (Tables)                                            
57: R39         Basis of Preparation and Summary of Significant     HTML     34K 
                Accounting Policies. (Property and equipment)                    
                (Details)                                                        
58: R40         Basis of Preparation and Summary of Significant     HTML     46K 
                Accounting Policies. (Stock-based compensation)                  
                (Details)                                                        
59: R41         Cash Equivalents. (Details)                         HTML     31K 
60: R42         Information About Receivables, Revenues, and        HTML    107K 
                Services. (Investment Advisory Services) (Details)               
61: R43         Information About Receivables, Revenues, and        HTML     47K 
                Services. (Services Concentration and Receivables)               
                (Details)                                                        
62: R44         Investments. (Investments) (Details)                HTML     74K 
63: R45         Investments. (Variable Interest Entities)           HTML     35K 
                (Details)                                                        
64: R46         Fair Value Measurements. (Details)                  HTML     53K 
65: R47         Consolidated T. Rowe Price Investment Products.     HTML     74K 
                (Net Assets) (Details)                                           
66: R48         Consolidated T. Rowe Price Investment Products.     HTML     67K 
                (Operating Results) (Details)                                    
67: R49         Consolidated T. Rowe Price Investment Products.     HTML     61K 
                (Statement of Cash Flows) (Details)                              
68: R50         Consolidated T. Rowe Price Investment Products.     HTML     53K 
                (Fair Value Measurements) (Details)                              
69: R51         Leases. (Additional Information) (Details)          HTML     36K 
70: R52         Leases. (Schedule of future minimum lease           HTML     44K 
                payments) (Details)                                              
71: R53         Property and Equipment. (Details)                   HTML     51K 
72: R54         Income Taxes. (Provision for Income Taxes)          HTML     40K 
                (Details)                                                        
73: R55         Income Taxes. (Narrative) (Details)                 HTML     46K 
74: R56         Income Taxes. (Deferred Income Taxes (Benefits))    HTML     41K 
                (Details)                                                        
75: R57         Income Taxes. (Effective Income Tax Rate            HTML     44K 
                Reconciliation) (Details)                                        
76: R58         Income Taxes. (Net Deferred Tax Assets) (Details)   HTML     59K 
77: R59         Income Taxes. (Changes in Unrecognized Tax          HTML     34K 
                Benefits) (Details)                                              
78: R60         Stockholders' Equity. (Details)                     HTML     30K 
79: R61         Stock-Based Compensation. (Details)                 HTML     30K 
80: R62         Stock-Based Compensation. (Stock Options)           HTML     68K 
                (Details)                                                        
81: R63         Stock-Based Compensation. (Restricted Shares and    HTML     80K 
                Stock Units) (Details)                                           
82: R64         Stock-Based Compensation. (Future Stock-Based       HTML     39K 
                Compensation Expense) (Details)                                  
83: R65         Earnings Per Share Calculations. (Details)          HTML     56K 
84: R66         Other Comprehensive Income and Accumulated Other    HTML     41K 
                Comprehensive Income. (Deferred Tax Benefits                     
                (Income Taxes)) (Details)                                        
85: R67         Other Comprehensive Income and Accumulated Other    HTML    107K 
                Comprehensive Income. (Accumulated Other                         
                Comprehensive Income) (Details)                                  
86: R68         Dell Appraisal Rights Matter. (Details)             HTML     36K 
87: R69         Other Disclosures. (Details)                        HTML     46K 
88: R70         Supplementary Quarterly Financial Data              HTML     60K 
                (Unaudited). (Details)                                           
90: XML         IDEA XML File -- Filing Summary                      XML    162K 
18: XML         XBRL Instance -- trow-20201231_htm                   XML   2.98M 
89: EXCEL       IDEA Workbook of Financial Reports                  XLSX    115K 
14: EX-101.CAL  XBRL Calculations -- trow-20201231_cal               XML    282K 
15: EX-101.DEF  XBRL Definitions -- trow-20201231_def                XML    716K 
16: EX-101.LAB  XBRL Labels -- trow-20201231_lab                     XML   1.72M 
17: EX-101.PRE  XBRL Presentations -- trow-20201231_pre              XML   1.04M 
13: EX-101.SCH  XBRL Schema -- trow-20201231                         XSD    187K 
91: JSON        XBRL Instance as JSON Data -- MetaLinks              394±   600K 
92: ZIP         XBRL Zipped Folder -- 0001113169-21-000006-xbrl      Zip    445K 


‘EX-10.21.2’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Document  




Participant Name: ###PARTICIPANT_NAME###
Employee Number: ###EMPLOYEE_NUMBER###
Grant Name: ###GRANT_NAME###
Grant Date: ###GRANT_DATE###
Total: ###TOTAL_AWARDS###
Acceptance Date: ###ACCEPTANCE_DATE###

Notice of Grant Of
Restricted Stock Units Award
    T. Rowe Price Group, Inc.
ID: 52-2264646
100 E. Pratt Street Baltimore, MD 21202 USA

On ###GRANT_DATE### (the Grant Date), T. Rowe Price Group, Inc. (Price Group) granted you the above listed restricted stock units pertaining to Price Group common stock (the Stock Units) as a service-based restricted stock units award under Price Group’s 2020 Long-Term Incentive Plan. The closing price of Price Group common stock on the Grant Date was ###MARKET_PRICE_AT_TIME_OF_GRANT### per share. The Stock Units, upon vesting, convert to shares of Price Group common stock, as described in the Plan that, except as may otherwise be provided herein, sets forth the terms and conditions of this grant.

Vesting Schedule:
Except as otherwise provided in the Plan, so long as your employment with Price Group and/or its affiliates is continuous from the Grant Date through the applicable date upon which vesting is scheduled to occur, the Stock Units will become vested and will be converted to shares of Price Group common stock in installments on the vesting dates set forth in the vesting schedule below.

###VEST_SCHEDULE_TABLE###
The Plan describes additional circumstances under which you may earn the Stock Units. Notwithstanding the post-termination vesting provisions contained in Section 7(p) of the Plan, if you voluntarily terminate your employment on or after December 31, 2021, but before satisfying any one of the more generous post-termination vesting provision contained in Section7(p) of the Plan, you will continue to vest in the non-forfeited, unvested Stock Units that will vest in the three tranches vesting in the three calendar years immediately following your Termination of Service, as that term is defined in the Plan, provided you do not engage in any “prohibited actions” as described in Section 7(p) and defined in the Plan during the three-year. post-termination vesting period described in this Notice of Grant. All other provisions of the Plan shall apply to this grant.

Your participation in our stock-based compensation program recognizes that you play a key role in the long-term success of Price Group and affords you the opportunity to participate alongside our other stockholders in that success.

By accepting the grant online, you acknowledge that you have been provided, have read and agree to be bound by the 2020 Long-Term Incentive Plan document under which this grant has been made and the prospectus for the 2020 Long-Term Incentive Plan, both of which are attached to this agreement. You also consent to the electronic delivery, via email, posting on Price Group’s Web site, Shareworks Participant Portal or the Web site of any third party vendor that provides stock plan administrative services to Price Group, of this Notice, and all future notices or other information with respect to this grant, the 2020 Long-Term Incentive Plan, and the common shares of Price Group. You may receive from the Company, at no cost to you, a paper copy of any electronically delivered documents by contacting the Payroll and Stock Transaction Group in the CFO-Finance Department in Owings Mills, Maryland -Owings Mills office or by telephone, at 410-345-7716, option 2.



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
12/31/2110-K
Filed on:2/11/214,  SC 13G
For Period end:12/31/20
 List all Filings 


14 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  T. Rowe Price Group, Inc.         10-Q        3/31/24   70:6.6M
 2/16/24  T. Rowe Price Group, Inc.         10-K       12/31/23  109:33M
10/27/23  T. Rowe Price Group, Inc.         10-Q        9/30/23   69:8M
 8/02/23  T. Rowe Price Group, Inc.         S-8         8/02/23    5:15M
 7/28/23  T. Rowe Price Group, Inc.         10-Q        6/30/23   69:8.1M
 5/02/23  T. Rowe Price Group, Inc.         10-Q        3/31/23   69:7.6M
 2/15/23  T. Rowe Price Group, Inc.         10-K       12/31/22  111:13M
10/27/22  T. Rowe Price Group, Inc.         10-Q        9/30/22   74:10M
 7/28/22  T. Rowe Price Group, Inc.         10-Q        6/30/22   74:10M
 4/28/22  T. Rowe Price Group, Inc.         10-Q        3/31/22   74:8.4M
 2/24/22  T. Rowe Price Group, Inc.         10-K       12/31/21  120:14M
10/28/21  T. Rowe Price Group, Inc.         10-Q        9/30/21   61:8.8M
 7/29/21  T. Rowe Price Group, Inc.         10-Q        6/30/21   59:8.7M
 4/29/21  T. Rowe Price Group, Inc.         10-Q        3/31/21   58:6.9M


26 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/20  T. Rowe Price Group, Inc.         S-8         5/15/20    4:535K
 2/13/20  T. Rowe Price Group, Inc.         10-K       12/31/19   91:12M
 2/13/19  T. Rowe Price Group, Inc.         8-K:5,8,9   2/11/19    4:546K
10/25/18  T. Rowe Price Group, Inc.         10-Q        9/30/18   68:13M
 7/25/18  T. Rowe Price Group, Inc.         10-Q        6/30/18   67:15M
 4/26/18  T Rowe Price Blue Chip Growt… Inc 485BPOS     5/01/18   14:23M
12/12/17  T. Rowe Price Group, Inc.         8-K:5,9    12/06/17    6:1M
 8/30/17  T Rowe Price Cap Appreciatio… Inc N-1A/A8/29/17   18:22M
 7/27/17  T. Rowe Price Int’l Funds, Inc.   485BPOS     8/01/17   20:23M
 4/27/17  T. Rowe Price Group, Inc.         S-8         4/27/17    7:11M
 4/27/17  T Rowe Price Science & Tech … Inc 485BPOS     5/01/17   15:21M
 3/17/17  T. Rowe Price Group, Inc.         DEF 14A     4/26/17    1:25M
 7/27/16  T. Rowe Price Group, Inc.         S-8         7/27/16    6:214K
 4/26/16  T. Rowe Price Group, Inc.         10-Q        3/31/16   61:7.1M
 2/05/16  T. Rowe Price Group, Inc.         10-K       12/31/15   80:8.1M
 8/13/15  T. Rowe Price Index Trust, Inc.   485APOS¶              11:10M
10/23/14  T. Rowe Price Group, Inc.         S-8        10/23/14    7:497K
 4/23/14  T Rowe Price Inst’l Income F… Inc 485BPOS     4/28/14   12:13M
 4/24/13  Price T Rowe Group Inc.           10-Q        3/31/13   55:6.3M
 7/25/12  Price T Rowe Group Inc.           10-Q        6/30/12   55:3.9M                                   Donnelley … Solutions/FA
 2/03/12  Price T Rowe Group Inc.           10-K       12/31/11   80:5.8M                                   Donnelley … Solutions/FA
 7/23/10  Price T Rowe Group Inc.           10-Q        6/30/10   56:5.5M                                   Donnelley … Solutions/FA
 4/16/10  Price T Rowe Group Inc.           8-K:5,9     4/14/10    2:19K                                    Donnelley … Solutions/FA
 4/22/09  Price T Rowe Group Inc.           10-Q        3/31/09    9:449K                                   Bowne - DC/FA
 3/01/05  Price T Rowe Group Inc.           10-K       12/31/04   11:955K                                   Bowne - DC/FA
 2/27/04  Price T Rowe Group Inc.           DEF 14A    12/31/03    1:151K
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Filing Submission 0001113169-21-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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