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T. Rowe Price Group, Inc. – ‘10-K’ for 12/31/23 – ‘EX-32’

On:  Friday, 2/16/24, at 3:42pm ET   ·   For:  12/31/23   ·   Accession #:  1113169-24-7   ·   File #:  0-32191

Previous ‘10-K’:  ‘10-K’ on 2/15/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   21 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/16/24  T. Rowe Price Group, Inc.         10-K       12/31/23  109:33M

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.72M 
 2: EX-10       Ex-10.03                                            HTML     94K 
 3: EX-10       Ex-10.04                                            HTML     34K 
 4: EX-10       Ex-10.05                                            HTML     90K 
 5: EX-10       Ex-10.09                                            HTML     30K 
 6: EX-21       Subsidiaries List                                   HTML     35K 
 7: EX-23       Consent of Expert or Counsel                        HTML     28K 
11: EX-97       Ex-97.1                                             HTML     44K 
12: EX-97       Ex-97.2                                             HTML     30K 
 8: EX-31       Ex-31.1                                             HTML     32K 
 9: EX-31       Ex-31.2                                             HTML     32K 
10: EX-32       Certification -- §906 - SOA'02                      HTML     29K 
18: R1          Cover                                               HTML     95K 
19: R2          Audit Information                                   HTML     35K 
20: R3          Consolidated Balance Sheets                         HTML    139K 
21: R4          Consolidated Balance Sheets (Parenthetical)         HTML     47K 
22: R5          Consolidated Statements of Income                   HTML    132K 
23: R6          Consolidated Statements of Comprehensive Income     HTML     86K 
24: R7          Consolidated Statements of Cash Flows               HTML    105K 
25: R8          Consolidated Statements of Cash Flows               HTML     33K 
                (Parenthetical)                                                  
26: R9          Consolidated Statements of Stockholders' Equity     HTML    150K 
27: R10         Consolidated Statements of Stockholders' Equity     HTML     33K 
                (Parenthetical)                                                  
28: R11         Basis of Preparation and Summary of Significant     HTML     81K 
                Accounting Policies                                              
29: R12         Cash Equivalents                                    HTML     32K 
30: R13         Information About Receivables, Revenues, and        HTML     57K 
                Services                                                         
31: R14         Investments                                         HTML     81K 
32: R15         Fair Value Measurements                             HTML     76K 
33: R16         Consolidated Sponsored Investment Products          HTML    177K 
34: R17         Leases                                              HTML     39K 
35: R18         Property, Equipment and Software                    HTML     43K 
36: R19         Goodwill and Intangible Assets                      HTML     67K 
37: R20         Income Taxes                                        HTML    123K 
38: R21         Stockholders' Equity                                HTML     38K 
39: R22         Stock-Based Compensation                            HTML     62K 
40: R23         Earnings Per Share Calculations                     HTML     44K 
41: R24         Other Comprehensive Income and Accumulated Other    HTML     86K 
                Comprehensive Income                                             
42: R25         Commitments and Contingencies                       HTML     33K 
43: R26         Other Disclosures                                   HTML     32K 
44: R27         Basis of Preparation and Summary of Significant     HTML    119K 
                Accounting Policies (Policies)                                   
45: R28         Information About Receivables, Revenues, and        HTML     56K 
                Services (Tables)                                                
46: R29         Investments (Tables)                                HTML     84K 
47: R30         Fair Value Measurements (Tables)                    HTML     73K 
48: R31         Consolidated Sponsored Investment Products          HTML    179K 
                (Tables)                                                         
49: R32         Leases (Tables)                                     HTML     38K 
50: R33         Property, Equipment and Software (Tables)           HTML     42K 
51: R34         Goodwill and Intangible Assets (Tables)             HTML     94K 
52: R35         Income Taxes (Tables)                               HTML    123K 
53: R36         Stock-Based Compensation (Tables)                   HTML     63K 
54: R37         Earnings Per Share Calculations (Tables)            HTML     43K 
55: R38         Other Comprehensive Income and Accumulated Other    HTML     87K 
                Comprehensive Income (Tables)                                    
56: R39         BASIS OF PREPARATION AND SUMMARY OF SIGNIFICANT     HTML     39K 
                ACCOUNTING POLICIES - Property, Equipment and                    
                Software (Details)                                               
57: R40         BASIS OF PREPARATION AND SUMMARY OF SIGNIFICANT     HTML     34K 
                ACCOUNTING POLICIES - Intangible Assets (Details)                
58: R41         BASIS OF PREPARATION AND SUMMARY OF SIGNIFICANT     HTML     35K 
                ACCOUNTING POLICIES - Goodwill (Details)                         
59: R42         BASIS OF PREPARATION AND SUMMARY OF SIGNIFICANT     HTML     41K 
                ACCOUNTING POLICIES - Revenue Recognition                        
                (Details)                                                        
60: R43         BASIS OF PREPARATION AND SUMMARY OF SIGNIFICANT     HTML     59K 
                ACCOUNTING POLICIES - Stock-based Compensation                   
                (Details)                                                        
61: R44         Cash Equivalents (Details)                          HTML     36K 
62: R45         INFORMATION ABOUT RECEIVABLES, REVENUES, AND        HTML     59K 
                SERVICES - Investment Advisory Services (Details)                
63: R46         INFORMATION ABOUT RECEIVABLES, REVENUES, AND        HTML     49K 
                SERVICES - Narrative (Details)                                   
64: R47         INVESTMENTS - Carrying Value of Investments         HTML     67K 
                (Details)                                                        
65: R48         INVESTMENTS - Narrative (Details)                   HTML     64K 
66: R49         INVESTMENTS - Deconsolidation Impacts on Financial  HTML     44K 
                Statements (Details)                                             
67: R50         INVESTMENTS - Variable Interest Entities (Details)  HTML     41K 
68: R51         INVESTMENTS - Total Assets, Liabilities and         HTML     55K 
                Non-controlling Interests (Details)                              
69: R52         FAIR VALUE MEASUREMENTS - Summary of Investments    HTML     72K 
                (Details)                                                        
70: R53         FAIR VALUE MEASUREMENTS - Narrative (Details)       HTML     46K 
71: R54         FAIR VALUE MEASUREMENTS - Schedule of Change in     HTML     43K 
                Contingent Consideration Liability (Details)                     
72: R55         CONSOLIDATED SPONSORED INVESTMENT PRODUCTS - Net    HTML     85K 
                Assets (Details)                                                 
73: R56         CONSOLIDATED SPONSORED INVESTMENT PRODUCTS -        HTML     59K 
                Operating Results (Details)                                      
74: R57         CONSOLIDATED SPONSORED INVESTMENT PRODUCTS -        HTML     40K 
                Narrative (Details)                                              
75: R58         CONSOLIDATED SPONSORED INVESTMENT PRODUCTS -        HTML     64K 
                Statement of Cash Flows (Details)                                
76: R59         CONSOLIDATED SPONSORED INVESTMENT PRODUCTS - Fair   HTML     66K 
                Value Measurements (Details)                                     
77: R60         LEASES - Additional Information (Details)           HTML     41K 
78: R61         LEASES - Schedule of Future Minimum Lease Payments  HTML     49K 
                (Details)                                                        
79: R62         PROPERTY, EQUIPMENT AND SOFTWARE - Schedule of      HTML     49K 
                Property, Plant and Software (Details)                           
80: R63         PROPERTY, EQUIPMENT AND SOFTWARE - Additional       HTML     33K 
                Information (Details)                                            
81: R64         GOODWILL AND INTANGIBLE ASSETS - Goodwill and       HTML     46K 
                Intangible Assets (Details)                                      
82: R65         GOODWILL AND INTANGIBLE ASSETS - Goodwill           HTML     36K 
                (Details)                                                        
83: R66         GOODWILL AND INTANGIBLE ASSETS - Narrative          HTML     44K 
                (Details)                                                        
84: R67         GOODWILL AND INTANGIBLE ASSETS - Intangible Assets  HTML     42K 
                (Details)                                                        
85: R68         GOODWILL AND INTANGIBLE ASSETS - Amortization       HTML     46K 
                Expense (Details)                                                
86: R69         INCOME TAXES - Provision for Income Taxes           HTML     45K 
                (Details)                                                        
87: R70         INCOME TAXES - Deferred Income Taxes (Benefits)     HTML     60K 
                (Details)                                                        
88: R71         INCOME TAXES - Effective Income Tax Rate            HTML     47K 
                Reconciliation (Details)                                         
89: R72         INCOME TAXES - Net Deferred Tax Assets              HTML     74K 
                (Liabilities) (Details)                                          
90: R73         INCOME TAXES - Additional Information (Details)     HTML     48K 
91: R74         INCOME TAXES - Changes in Unrecognized Tax          HTML     43K 
                Benefits (Details)                                               
92: R75         Stockholders' Equity (Details)                      HTML     40K 
93: R76         STOCK-BASED COMPENSATION - Shares Authorized For    HTML     43K 
                Stock-Based Compensation Programs (Details)                      
94: R77         STOCK-BASED COMPENSATION - Stock Options (Details)  HTML     52K 
95: R78         STOCK-BASED COMPENSATION - Stock Options Narrative  HTML     48K 
                (Details)                                                        
96: R79         STOCK-BASED COMPENSATION - Restricted Shares and    HTML     71K 
                Stock Units (Details)                                            
97: R80         STOCK-BASED COMPENSATION - Restricted Shares and    HTML     54K 
                Stock Units Narrative (Details)                                  
98: R81         STOCK-BASED COMPENSATION - Future Stock-Based       HTML     44K 
                Compensation Expense (Details)                                   
99: R82         Earnings Per Share Calculations (Details)           HTML     66K 
100: R83         OTHER COMPREHENSIVE INCOME AND ACCUMULATED OTHER    HTML     46K  
                COMPREHENSIVE INCOME - Deferred Tax Benefits                     
                (Income Taxes) (Details)                                         
101: R84         OTHER COMPREHENSIVE INCOME AND ACCUMULATED OTHER    HTML     69K  
                COMPREHENSIVE INCOME - Accumulated Other                         
                Comprehensive Income (Details)                                   
102: R85         OTHER COMPREHENSIVE INCOME AND ACCUMULATED OTHER    HTML     33K  
                COMPREHENSIVE INCOME -Narrative (Details)                        
103: R86         Commitments and Contingencies (Details)             HTML     34K  
104: R87         Other Disclosures (Details)                         HTML     45K  
106: XML         IDEA XML File -- Filing Summary                      XML    191K  
109: XML         XBRL Instance -- trow-20231231_htm                   XML   2.46M  
105: EXCEL       IDEA Workbook of Financial Report Info              XLSX    192K  
14: EX-101.CAL  XBRL Calculations -- trow-20231231_cal               XML    291K 
15: EX-101.DEF  XBRL Definitions -- trow-20231231_def                XML    826K 
16: EX-101.LAB  XBRL Labels -- trow-20231231_lab                     XML   2.00M 
17: EX-101.PRE  XBRL Presentations -- trow-20231231_pre              XML   1.28M 
13: EX-101.SCH  XBRL Schema -- trow-20231231                         XSD    233K 
107: JSON        XBRL Instance as JSON Data -- MetaLinks              557±   871K  
108: ZIP         XBRL Zipped Folder -- 0001113169-24-000007-xbrl      Zip    753K  


‘EX-32’   —   Certification — §906 – SOA’02


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  Document  

EXHIBIT 32                                     Section 1350 Certifications    

We certify, to the best of our knowledge, based upon a review of the Form 10-K Annual Report for the fiscal year ended December 31, 2023, of T. Rowe Price Group, Inc., that:
(1) The Form 10-K Annual Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934, as amended; and
(2) The information contained in the Form 10-K Annual Report fairly presents, in all material respects, the financial condition and results of operations of T. Rowe Price Group, Inc.

February 16, 2024

/s/ Robert W. Sharps
Chief Executive Officer and President

/s/ Jennifer B. Dardis
Vice President, Chief Financial Officer and Treasurer






Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/16/24None on these Dates
For Period end:12/31/23
 List all Filings 


21 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/02/23  T. Rowe Price Group, Inc.         S-8         8/02/23    5:15M
12/02/22  T. Rowe Price Group, Inc.         8-K:8,9    12/02/22   22:742K
 2/24/22  T. Rowe Price Group, Inc.         10-K       12/31/21  120:14M
 2/11/21  T. Rowe Price Group, Inc.         10-K       12/31/20   92:11M
 5/15/20  T. Rowe Price Group, Inc.         S-8         5/15/20    4:535K
 2/13/20  T. Rowe Price Group, Inc.         10-K       12/31/19   91:12M
 2/13/19  T. Rowe Price Group, Inc.         8-K:5,8,9   2/11/19    4:546K
10/25/18  T. Rowe Price Group, Inc.         10-Q        9/30/18   68:13M
 7/25/18  T. Rowe Price Group, Inc.         10-Q        6/30/18   67:15M
12/12/17  T. Rowe Price Group, Inc.         8-K:5,9    12/06/17    6:1M
 8/30/17  T Rowe Price Cap Appreciatio… Inc N-1A/A8/29/17   18:22M
 7/27/17  T. Rowe Price Int’l Funds, Inc.   485BPOS     8/01/17   20:23M
 4/27/17  T. Rowe Price Group, Inc.         S-8         4/27/17    7:11M
 3/17/17  T. Rowe Price Group, Inc.         DEF 14A     4/26/17    1:25M
 2/05/16  T. Rowe Price Group, Inc.         10-K       12/31/15   80:8.1M
 8/13/15  T. Rowe Price Index Trust, Inc.   485APOS¶              11:10M
 4/23/14  T Rowe Price Inst’l Income F… Inc 485BPOS     4/28/14   12:13M
 4/24/13  Price T Rowe Group Inc.           10-Q        3/31/13   55:6.3M
 7/25/12  Price T Rowe Group Inc.           10-Q        6/30/12   55:3.9M                                   Donnelley … Solutions/FA
 4/22/09  Price T Rowe Group Inc.           10-Q        3/31/09    9:449K                                   Bowne - DC/FA
 3/01/05  Price T Rowe Group Inc.           10-K       12/31/04   11:955K                                   Bowne - DC/FA
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Filing Submission 0001113169-24-000007   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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