Type of Filing (select one) | |||||||||||||||
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Does the NMS Stock ATS currently operate pursuant to a Form ATS? | Yes No | ||||||||||||||
Provide the EDGAR accession number for the Form ATS-N filing to be amended: | |||||||||||||||
Filer CIK | 0001110644 | ||||||||||||||
Filer CCC
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File No: | 013-00107 | ||||||||||||||
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Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form. | This material amendment is being made to the Form ATS-N for the Liquidnet Negotiation ATS, operated by Liquidnet, Inc. Please note that this material amendment applies to all subscribers of the Liquidnet Negotiation ATS and to the overall broker-dealer operator, Liquidnet, Inc. This material amendment is being made to Part II Section 7a of the Form ATS-N. This material amendment provides details on changes being made to the Liquidnet Employee Trading Policy. | ||||||||||||||
Is this a LIVE or TEST Filing? | LIVE TEST | ||||||||||||||
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption? | |||||||||||||||
Confirming Copy File Number |
Notification Information
Notify via Filing Website only? |