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Illumina, Inc. – ‘10-K’ for 1/2/22 – ‘EX-32.1’

On: Friday, 2/18/22, at 3:11pm ET · For: 1/2/22 · Accession #: 1110803-22-13 · File #: 1-35406

Previous ‘10-K’: ‘10-K’ on 2/17/21 for 1/3/21 · Next: ‘10-K’ on 2/17/23 for 1/1/23 · Latest: ‘10-K’ on 2/16/24 for 12/31/23 · 46 References:

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/18/22  Illumina, Inc.                    10-K        1/02/22  108:15M

Annual Report — Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.59M 
 2: EX-21.1     Subsidiaries List                                   HTML     42K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML     31K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     38K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     37K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     33K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     33K 
13: R1          Cover Page                                          HTML     95K 
14: R2          Audit Information                                   HTML     36K 
15: R3          Consolidated Balance Sheets                         HTML    138K 
16: R4          Consolidated Balance Sheets (Parenthetical)         HTML     51K 
17: R5          Consolidated Statements of Income                   HTML    143K 
18: R6          Consolidated Statements of Comprehensive Income     HTML     60K 
19: R7          Consolidated Statements of Stockholders' Equity     HTML     90K 
20: R8          Consolidated Statements of Cash Flows               HTML    156K 
21: R9          Organization and Significant Accounting Policies    HTML    106K 
22: R10         Revenue                                             HTML     81K 
23: R11         Investments and Fair Value Measurements             HTML    142K 
24: R12         Acquisitions, Goodwill and Intangible Assets        HTML    126K 
25: R13         Debt and Other Commitments                          HTML     95K 
26: R14         Stockholders' Equity                                HTML    137K 
27: R15         Supplemental Balance Sheet and Statement of Income  HTML     92K 
                Details                                                          
28: R16         Legal Proceedings                                   HTML     43K 
29: R17         Income Taxes                                        HTML    126K 
30: R18         Employee Benefit Plans                              HTML     36K 
31: R19         Segments and Geographic Data                        HTML     99K 
32: R20         Organization and Significant Accounting Policies    HTML    152K 
                (Policies)                                                       
33: R21         Organization and Significant Accounting Policies    HTML     59K 
                (Tables)                                                         
34: R22         Revenue (Tables)                                    HTML     75K 
35: R23         Investments and Fair Value Measurements (Tables)    HTML    128K 
36: R24         Acquisitions, Goodwill and Intangible Assets        HTML    123K 
                (Tables)                                                         
37: R25         Debt and Other Commitments (Tables)                 HTML     82K 
38: R26         Stockholders' Equity (Tables)                       HTML    188K 
39: R27         Supplemental Balance Sheet and Statement of Income  HTML    113K 
                Details (Tables)                                                 
40: R28         Income Taxes (Tables)                               HTML    127K 
41: R29         Segments and Geographic Data (Tables)               HTML     92K 
42: R30         Organization and Significant Accounting Policies -  HTML     50K 
                Narrative - Concentrations of Risk (Details)                     
43: R31         Organization and Significant Accounting Policies -  HTML     34K 
                Narrative - Revenue Recognition (Details)                        
44: R32         Organization and Significant Accounting Policies -  HTML     44K 
                Summary of Calculation of Weighted Average Shares                
                used to Calculate Basic and Diluted Earnings Per                 
                Share (Details)                                                  
45: R33         Organization and Significant Accounting Policies -  HTML     46K 
                Summary of Estimated Useful Lives of Major Classes               
                of Property and Equipment (Details)                              
46: R34         Organization and Significant Accounting Policies -  HTML     41K 
                Narrative - Leases (Details)                                     
47: R35         Organization and Significant Accounting Policies -  HTML     40K 
                Narrative - Derivatives (Details)                                
48: R36         Organization and Significant Accounting Policies -  HTML     39K 
                Narrative - Warranties (Details)                                 
49: R37         Organization and Significant Accounting Policies -  HTML     33K 
                Narrative - Share-Based Compensation (Details)                   
50: R38         Organization and Significant Accounting Policies -  HTML     33K 
                Narrative - Advertising Costs (Details)                          
51: R39         Organization and Significant Accounting Policies -  HTML     52K 
                Narrative - Recently Adopted Accounting Policies                 
                (Details)                                                        
52: R40         Revenue - Summary of Disaggregated Revenue          HTML     70K 
                (Details)                                                        
53: R41         Revenue - Remaining Performance Obligation          HTML     49K 
                (Details)                                                        
54: R42         Revenue - Narrative (Details)                       HTML     43K 
55: R43         Investments and Fair Value Measurements - Summary   HTML     47K 
                of Short-term Investments (Details)                              
56: R44         Investments and Fair Value Measurements -           HTML    182K 
                Narrative (Details)                                              
57: R45         Investments and Fair Value Measurements -           HTML     37K 
                Marketable Equity Securities (Details)                           
58: R46         Investments and Fair Value Measurements - Summary   HTML     97K 
                of Hierarchy??for Assets and Liabilities Measured                
                at Fair Value Recurring Basis (Details)                          
59: R47         Investments and Fair Value Measurements - Changes   HTML     53K 
                in Estimated Fair Value of Acquisition Related                   
                Contingent Consideration Liabilities (Details)                   
60: R48         Acquisitions, Goodwill and Intangible Assets -      HTML    153K 
                Narrative (Details)                                              
61: R49         Acquisitions, Goodwill and Intangible Assets -      HTML     46K 
                Summary of Total Purchase Price (Details)                        
62: R50         Acquisitions, Goodwill and Intangible Assets -      HTML     72K 
                Preliminary Fair Value of Assets Acquired and                    
                Liabilities Assumed (Details)                                    
63: R51         Acquisitions, Goodwill and Intangible Assets -      HTML     50K 
                Summary of Amount Assigned to Identifiable                       
                Intangible Assets (Details)                                      
64: R52         Acquisitions, Goodwill and Intangible Assets -      HTML     37K 
                Summary of Pro Forma Information (Details)                       
65: R53         Acquisitions, Goodwill and Intangible Assets -      HTML     39K 
                Summary of Changes in Goodwill (Details)                         
66: R54         Acquisitions, Goodwill and Intangible Assets -      HTML     68K 
                Summary of Identifiable Intangible Assets                        
                (Details)                                                        
67: R55         Acquisitions, Goodwill and Intangible Assets -      HTML     47K 
                Summary of Estimated Annual Amortization of                      
                Intangible Assets (Details)                                      
68: R56         Debt and Other Commitments - Summary of Debt        HTML     79K 
                Obligations (Details)                                            
69: R57         Debt and Other Commitments - Narrative (Details)    HTML    137K 
70: R58         Debt and Other Commitments - Summary of Debt        HTML     42K 
                Conversions (Details)                                            
71: R59         Debt and Other Commitments - Summary of Maturities  HTML     61K 
                of Operating Lease Liabilities (Details)                         
72: R60         Debt and Other Commitments - Summary of Lease       HTML     38K 
                Costs (Details)                                                  
73: R61         Stockholders' Equity - Narrative (Details)          HTML     35K 
74: R62         Stockholders' Equity - Narrative - Restricted       HTML     38K 
                Stock (Details)                                                  
75: R63         Stockholders' Equity - Summary of Restricted Stock  HTML     66K 
                Activity and Related Information (Details)                       
76: R64         Stockholders' Equity - Summary of Pre-tax           HTML     40K 
                Intrinsic Values and Total Fair Value of Vested                  
                Restricted Stock (Details)                                       
77: R65         Stockholders' Equity - Summary of Stock Option      HTML     61K 
                Activity Under all Stock Option Plans (Details)                  
78: R66         Stockholders' Equity - Narrative - Stock Options    HTML     47K 
                (Details)                                                        
79: R67         Stockholders' Equity - Narrative -                  HTML     55K 
                Liability-Classified Award (Details)                             
80: R68         Stockholders' Equity - Narrative - Employee Stock   HTML     43K 
                Purchase Plan (Details)                                          
81: R69         Stockholders' Equity - Narrative - Share            HTML     42K 
                Repurchases (Details)                                            
82: R70         Stockholders' Equity - Summary of Share-based       HTML     48K 
                Compensation Expense for all Stock Awards                        
                (Details)                                                        
83: R71         Stockholders' Equity - Narrative- Share-based       HTML     65K 
                Compensation (Details)                                           
84: R72         Stockholders' Equity - Summary of Assumptions used  HTML     60K 
                to Estimate the Weighted-Average Fair Value Per                  
                Share for Stock Purchase under the Employee Stock                
                Purchase Plan (Details)                                          
85: R73         Supplemental Balance Sheet and Statement of Income  HTML     39K 
                Details - Summary of Accounts Receivable (Details)               
86: R74         Supplemental Balance Sheet and Statement of Income  HTML     41K 
                Details - Summary of Inventory (Details)                         
87: R75         Supplemental Balance Sheet and Statement of Income  HTML     53K 
                Details - Summary of Property and Equipment                      
                (Details)                                                        
88: R76         Supplemental Balance Sheet and Statement of Income  HTML     34K 
                Details - Narrative - Property and Equipment                     
                (Details)                                                        
89: R77         Supplemental Balance Sheet and Statement of Income  HTML     50K 
                Details - Summary of Accrued Liabilities (Details)               
90: R78         Supplemental Balance Sheet and Statement of Income  HTML     39K 
                Details - Summary of Changes in Reserve for                      
                Product Warranties (Details)                                     
91: R79         Supplemental Balance Sheet and Statement of Income  HTML     47K 
                Details - Other Income, Net (Details)                            
92: R80         Legal Proceedings (Details)                         HTML     37K 
93: R81         Income Taxes - Summary of Income (Loss) Before      HTML     41K 
                Income Taxes by Region (Details)                                 
94: R82         Income Taxes - Summary of Provision for Income      HTML     59K 
                Taxes (Details)                                                  
95: R83         Income Taxes - Summary of Reconciliation of         HTML     62K 
                Provision for Income Taxes to Amount Computed by                 
                Applying the Federal Statutory Rate (Details)                    
96: R84         Income Taxes - Narrative (Details)                  HTML     68K 
97: R85         Income Taxes - Summary of Significant Components    HTML     74K 
                of Deferred Tax Assets and Liabilities (Details)                 
98: R86         Income Taxes - Summary of the Gross Amount of       HTML     43K 
                Uncertain Tax Positions (Details)                                
99: R87         Employee Benefit Plans (Details)                    HTML     51K 
100: R88         Segments and Geographic Data - Narrative (Details)  HTML     33K  
101: R89         Segments and Geographic Data - Summary of           HTML     70K  
                Operating Performance and Assets by Segment                      
                (Details)                                                        
102: R90         Segments and Geographic Data - Summary of Net       HTML     42K  
                Long-lived Assets Consisting of Property and                     
                Equipment (Details)                                              
103: R9999       Uncategorized Items - ilmn-20220102.htm             HTML     49K  
106: XML         IDEA XML File -- Filing Summary                      XML    203K  
104: XML         XBRL Instance -- ilmn-20220102_htm                   XML   3.58M  
105: EXCEL       IDEA Workbook of Financial Reports                  XLSX    154K  
 9: EX-101.CAL  XBRL Calculations -- ilmn-20220102_cal               XML    335K 
10: EX-101.DEF  XBRL Definitions -- ilmn-20220102_def                XML   1.07M 
11: EX-101.LAB  XBRL Labels -- ilmn-20220102_lab                     XML   2.55M 
12: EX-101.PRE  XBRL Presentations -- ilmn-20220102_pre              XML   1.60M 
 8: EX-101.SCH  XBRL Schema -- ilmn-20220102                         XSD    233K 
107: JSON        XBRL Instance as JSON Data -- MetaLinks              614±   933K  
108: ZIP         XBRL Zipped Folder -- 0001110803-22-000013-xbrl      Zip    912K

‘EX-32.1’ — Certification — §906 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Document

Exhibit 32.1

CERTIFICATION OF FRANCIS A. DESOUZA PURSUANT TO 18 U.S.C. SECTION

1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-

OXLEY ACT OF 2002

In connection with the Annual Report of Illumina, Inc. (the “Company”) on Form 10-K for the year ended January 2, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Francis A. deSouza, President and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Dated: February 18, 2022


			By:						/s/ *FRANCIS A. DESOUZA*
									Francis A. deSouza
									President and Chief Executive Officer

This certification accompanying the Report is not deemed filed with the Securities and Exchange Commission for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities such Section, and is not to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before, on or after the date of the Report), irrespective of any general incorporation language contained in such filing.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	2/18/22	None on these Dates
For Period end:	1/2/22
		List all Filings

13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/10/23  Illumina, Inc.                    10-Q        7/02/23   73:8.1M
 5/05/23  Illumina, Inc.                    10-Q        4/02/23   67:7.1M
 2/17/23  Illumina, Inc.                    10-K        1/01/23  108:17M
 2/07/23  Illumina, Inc.                    8-K:2,9     2/07/23   11:1.2M
 1/11/23  Illumina, Inc.                    8-K:2,9     1/09/23   13:332K
12/01/22  Illumina, Inc.                    424B2                  2:533K                                   Donnelley … Solutions/FA
11/29/22  Illumina, Inc.                    424B2                  1:500K                                   Donnelley … Solutions/FA
11/04/22  Illumina, Inc.                    10-Q       10/02/22   70:8.9M
11/03/22  Illumina, Inc.                    8-K:2,9    11/03/22   11:1.1M
 8/11/22  Illumina, Inc.                    10-Q        7/03/22   72:9M
 8/11/22  Illumina, Inc.                    8-K:2,9     8/11/22   11:1M
 5/05/22  Illumina, Inc.                    10-Q        4/03/22   68:7.4M
 5/05/22  Illumina, Inc.                    8-K:2,9     5/05/22   11:621K

33 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/05/21  Illumina, Inc.                    10-Q       10/03/21   77:9.8M
 8/18/21  Illumina, Inc.                    8-K:1,2,8,9 8/18/21   12:686K                                   Cravath Swaine & … 01/FA
 3/22/21  Illumina, Inc.                    8-K:8,9     3/16/21   13:540K                                   Donnelley … Solutions/FA
 3/12/21  Illumina, Inc.                    S-3ASR      3/12/21    5:694K                                   Donnelley … Solutions/FA
 3/08/21  Illumina, Inc.                    8-K:1,9     3/08/21   11:1.1M                                   Donnelley … Solutions/FA
 2/17/21  Illumina, Inc.                    10-K        1/03/21  102:13M
 2/05/21  Illumina, Inc.                    8-K:1,9     2/04/21   11:202K                                   Cravath Swaine & … 01/FA
10/30/20  Illumina, Inc.                    10-Q        9/27/20   67:7.5M
 9/21/20  Illumina, Inc.                    8-K:1,8,9   9/20/20   14:2.2M                                   Cravath Swaine & … 01/FA
 8/07/20  Illumina, Inc.                    10-Q        6/28/20   68:8.3M
 2/11/20  Illumina, Inc.                    10-K       12/29/19  109:16M
 1/02/20  Illumina, Inc.                    8-K:1,7,9   1/02/20   14:223K
10/25/19  Illumina, Inc.                    10-Q        9/29/19   74:8.8M
 9/26/19  Illumina, Inc.                    8-K:1,9     9/25/19   13:218K
 7/31/19  Illumina, Inc.                    10-Q        6/30/19   74:8.2M
11/05/18  Illumina, Inc.                    8-K:1,5,8,910/31/18    4:705K
 8/21/18  Illumina, Inc.                    8-K:1,2,3,8 8/21/18    2:659K                                   Donnelley … Solutions/FA
 4/25/18  Illumina, Inc.                    10-Q        4/01/18   71:5.4M
 2/13/18  Illumina, Inc.                    10-K       12/31/17  113:13M
 2/14/17  Illumina, Inc.                    10-K        1/01/17  119:13M
 3/02/16  Illumina, Inc.                    10-K        1/03/16  114:12M
 7/31/15  Illumina, Inc.                    10-Q        6/28/15   56:5.4M
 2/18/15  Illumina, Inc.                    10-K       12/28/14  107:51M
10/29/14  Illumina, Inc.                    10-Q        9/28/14   63:7.2M
 6/11/14  Illumina, Inc.                    8-K:1,2,3,8 6/05/14    3:1M                                     Donnelley … Solutions/FA
 5/03/12  Illumina, Inc.                    10-Q        4/01/12   66:7M
 2/07/12  Illumina, Inc.                    SC 14D9                5:1M   Illumina, Inc.                    Donnelley … Solutions/FA
 2/26/10  Illumina, Inc.                    10-K        1/03/10   11:1.6M                                   Donnelley … Solutions/FA
 2/26/09  Illumina, Inc.                    10-K       12/28/08   15:1.7M                                   Bowne - BSD/FA
 7/25/08  Illumina, Inc.                    10-Q        6/29/08   10:634K                                   Bowne - BSD/FA
11/26/07  Illumina, Inc.                    8-K:9      11/26/07    6:450K                                   Bowne - BSD/FA
 5/03/07  Illumina, Inc.                    10-Q        4/01/07    8:2.6M                                   Bowne - BSD/FA
 7/03/00  Illumina, Inc.                    S-1/A                 14:614K                                   Donnelley Fin’l S… 13/FA

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Filing Submission 0001110803-22-000013 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)