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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/25/17 Estee Lauder Companies Inc 10-K 6/30/17 137:23M Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.94M
7: EX-10.16AA Material Contract HTML 187K
4: EX-10.16B Material Contract HTML 108K
8: EX-10.16BB Material Contract HTML 202K
9: EX-10.16CC Material Contract HTML 190K
5: EX-10.16M Material Contract HTML 176K
6: EX-10.16V Material Contract HTML 133K
2: EX-10.2A Material Contract HTML 72K
3: EX-10.3 Material Contract HTML 555K
10: EX-21.1 Subsidiaries List HTML 47K
11: EX-23.1 Consent of Experts or Counsel HTML 41K
12: EX-24.1 Power of Attorney HTML 74K
13: EX-31.1 Certification -- §302 - SOA'02 HTML 46K
14: EX-31.2 Certification -- §302 - SOA'02 HTML 46K
15: EX-32.1 Certification -- §906 - SOA'02 HTML 40K
16: EX-32.2 Certification -- §906 - SOA'02 HTML 41K
23: R1 Document and Entity Information HTML 68K
24: R2 Consolidated Statements of Earnings HTML 102K
25: R3 Consolidated Statements of Comprehensive Income HTML 78K
(Loss)
26: R4 Consolidated Balance Sheets HTML 133K
27: R5 Consolidated Balance Sheets (Parenthetical) HTML 53K
28: R6 Consolidated Statements of Equity HTML 85K
29: R7 Consolidated Statements of Cash Flows HTML 137K
30: R8 Description of Business HTML 42K
31: R9 Summary of Significant Accounting Policies HTML 112K
32: R10 Investments HTML 121K
33: R11 Inventory and Promotional Merchandise HTML 54K
34: R12 Property, Plant and Equipment HTML 63K
35: R13 Acquisition of Businesses HTML 63K
36: R14 Goodwill and Other Intangible Assets HTML 195K
37: R15 Charges Associated With Restructuring and Other HTML 236K
Activities
38: R16 Income Taxes HTML 170K
39: R17 Other Accrued Liabilities HTML 54K
40: R18 Debt HTML 156K
41: R19 Derivative Financial Instruments HTML 167K
42: R20 Fair Value Measurements HTML 209K
43: R21 Pension, Deferred Compensation and Post-Retirement HTML 529K
Benefit Plans
44: R22 Commitments and Contingencies HTML 87K
45: R23 Common Stock HTML 80K
46: R24 Stock Programs HTML 173K
47: R25 Net Earnings Attributable to the Estee Lauder HTML 76K
Companies Inc. Per Common Share
48: R26 Accumulated Other Comprehensive Income (Loss) HTML 118K
49: R27 Statement of Cash Flows HTML 77K
50: R28 Segment Data and Related Information HTML 199K
51: R29 Unaudited Quarterly Financial Data HTML 97K
52: R30 Schedule Ii - Valuation and Qualifying Accounts HTML 194K
53: R31 Summary of Significant Accounting Policies HTML 180K
(Policies)
54: R32 Investments (Tables) HTML 124K
55: R33 Inventory and Promotional Merchandise (Tables) HTML 56K
56: R34 Property, Plant and Equipment (Tables) HTML 62K
57: R35 Acquisition of Businesses (Tables) HTML 58K
58: R36 Goodwill and Other Intangible Assets (Tables) HTML 233K
59: R37 Charges Associated With Restructuring and Other HTML 221K
Activities (Tables)
60: R38 Income Taxes (Tables) HTML 170K
61: R39 Other Accrued Liabilities (Tables) HTML 53K
62: R40 Debt (Tables) HTML 153K
63: R41 Derivative Financial Instruments (Tables) HTML 156K
64: R42 Fair Value Measurements (Tables) HTML 205K
65: R43 Pension, Deferred Compensation and Post-Retirement HTML 533K
Benefit Plans (Tables)
66: R44 Commitments and Contingencies (Tables) HTML 85K
67: R45 Common Stock (Tables) HTML 83K
68: R46 Stock Programs (Tables) HTML 165K
69: R47 Net Earnings Attributable to the Estee Lauder HTML 73K
Companies Inc. Per Common Share (Tables)
70: R48 Accumulated Other Comprehensive Income (Loss) HTML 118K
(Tables)
71: R49 Statement of Cash Flows (Tables) HTML 76K
72: R50 Segment Data and Related Information (Tables) HTML 195K
73: R51 Unaudited Quarterly Financial Data (Tables) HTML 97K
74: R52 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 45K
Currency Translation and Transactions (Details)
75: R53 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Cash HTML 46K
and Cash Equivalents and Accounts Receivable
(Details)
76: R54 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 44K
Property, Plant and Equipment (Details)
77: R55 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 58K
Concentration of Credit Risk (Details)
78: R56 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 50K
Revenue Recognition, Payments to Customers,
Advertising and Promotion (Details)
79: R57 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 49K
Research and Development and Shipping and Handling
(Details)
80: R58 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 48K
Licensing Arrangements (Details)
81: R59 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - HTML 43K
Recently Issued Accounting Standards (Details)
82: R60 INVESTMENTS - Gains and Losses Recorded in AOCI HTML 63K
(Details)
83: R61 INVESTMENTS - Available-For-Sale Securities by HTML 55K
Contractual Maturity (Details)
84: R62 INVESTMENTS - Fair Market Value of Investments HTML 48K
With Unrealized Losses Not Deemed to be Other-Than
Temporarily Impaired (Details)
85: R63 INVESTMENTS - Gross Gains and Losses Realized on HTML 43K
Sales of Investments (Details)
86: R64 INVESTMENTS - Sales proceeds from investments HTML 41K
classified as available-for-sale (Details)
87: R65 Inventory and Promotional Merchandise (Details) HTML 52K
88: R66 Property, Plant and Equipment (Details) HTML 83K
89: R67 Acquisition of Businesses (Details) HTML 101K
90: R68 GOODWILL AND OTHER INTANGIBLE ASSETS - Goodwill HTML 92K
and Other Intangible Assets (Details)
91: R69 GOODWILL AND OTHER INTANGIBLE ASSETS - Finite and HTML 108K
Indefinite-Lived Assets (Details)
92: R70 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 59K
ACTIVITIES - Charges Associated with Restructuring
and Other Activities (Details)
93: R71 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 50K
ACTIVITIES - Leading Beauty Forward (Details)
94: R72 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 68K
ACTIVITIES - Approved Restructuring Activities by
Major Cost Type (Details)
95: R73 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 67K
ACTIVITIES - Cumulative Restructuring Charges by
Major Cost Type (Details)
96: R74 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 74K
ACTIVITIES - Accrued Restructuring Charges
(Details)
97: R75 CHARGES ASSOCIATED WITH RESTRUCTURING AND OTHER HTML 54K
ACTIVITIES - GTI Restructuring (Details)
98: R76 Income Taxes (Details) HTML 179K
99: R77 Other Accrued Liabilities (Details) HTML 52K
100: R78 Debt (Details) HTML 247K
101: R79 DERIVATIVE FINANCIAL INSTRUMENTS - Derivative HTML 68K
Instruments Included in the Consolidated Balance
Sheets (Details)
102: R80 DERIVATIVE FINANCIAL INSTRUMENTS - Gain (Loss) on HTML 72K
Derivative Financial Instruments (Details)
103: R81 DERIVATIVE FINANCIAL INSTRUMENTS - Cash-Flow HTML 100K
Hedges, Fair Value Hedges, Credit Risk (Details)
104: R82 FAIR VALUE MEASUREMENTS - Hierarchy For Financial HTML 92K
Assets and Liabilities Measured at Fair Value on a
Recurring Basis (Details)
105: R83 FAIR VALUE MEASUREMENTS - Estimated Fair Values of HTML 167K
Financial Instruments (Details)
106: R84 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 129K
BENEFIT PLANS - Benefit Obligation, Plan Assets
and Amounts Recognized in Balance Sheet (Details)
107: R85 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 106K
BENEFIT PLANS - Components of Net Periodic Benefit
Cost (Details)
108: R86 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 46K
BENEFIT PLANS - Assumed Health Care Cost Trend
Rates (Details)
109: R87 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 50K
BENEFIT PLANS - Impact of One-Percentage-Point
Change in Assumed Health Care Cost Trend Rates
(Details)
110: R88 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 77K
BENEFIT PLANS - Amounts Recognized in AOCI (Before
Tax) (Details)
111: R89 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 51K
BENEFIT PLANS - Amounts in AOCI expected to be
amortized as components of net periodic benefit
cost during fiscal 2017 (Details)
112: R90 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 69K
BENEFIT PLANS - Amounts Recognized in AOCI (Before
Tax) (Details)
113: R91 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 65K
BENEFIT PLANS - Expected Cash Flows for the
Company's Pension and Post-Retirement Plans
(Details)
114: R92 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 60K
BENEFIT PLANS - Company's Target Asset Allocation
at June 30, 2017 (Details)
115: R93 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 91K
BENEFIT PLANS - Fair values of the Company's
pension and post-retirement plan assets by asset
category (Details)
116: R94 PENSION, DEFERRED COMPENSATION AND POST-RETIREMENT HTML 57K
BENEFIT PLANS - Changes in Level 3 Plan Assets
(Details)
117: R95 Pension, Deferred Compensation and Post-Retirement HTML 52K
Benefit Plans - 401(k) Savings Plan (U.S.) and
Deferred Compensation (Details)
118: R96 Commitments and Contingencies (Details) HTML 137K
119: R97 Common Stock (Details) HTML 106K
120: R98 STOCK PROGRAMS - Stock Program Details (Details) HTML 60K
121: R99 STOCK PROGRAMS - Stock Options (Details) HTML 126K
122: R100 STOCK PROGRAMS - Restricted Stock Units (Details) HTML 79K
123: R101 STOCK PROGRAMS - Performance Share Units (Details) HTML 93K
124: R102 STOCK PROGRAMS - Performance Share Units Based on HTML 81K
Total Stockholder Return (Details)
125: R103 STOCK PROGRAMS - Long-term Performance Share Units HTML 66K
(Details)
126: R104 STOCK PROGRAMS - Share Units, Cash Units (Details) HTML 64K
127: R105 NET EARNINGS ATTRIBUTABLE TO THE ESTEE LAUDER HTML 77K
COMPANIES INC. PER COMMON SHARE - Reconciliation
Between Numerator and Denominator of Basic and
Diluted EPS Computations (Details)
128: R106 NET EARNINGS ATTRIBUTABLE TO THE ESTEE LAUDER HTML 47K
COMPANIES INC. PER COMMON SHARE - Antidilutive
Securities Excluded from Computation of Earnings,
Per Share (Details)
129: R107 Accumulated Other Comprehensive Income (LOSS) - HTML 92K
Changes in AOCI by Component (Details)
130: R108 Accumulated Other Comprehensive Income (LOSS) - HTML 50K
Schedule of Components of AOCI - Footnotes
(Detail)
131: R109 Statement of Cash Flows (Details) HTML 54K
132: R110 Segment Data and Related Information (Details) HTML 146K
133: R111 Unaudited Quarterly Financial Data (Details) HTML 91K
134: R112 Schedule Ii - Valuation and Qualifying Accounts HTML 61K
(Details)
136: XML IDEA XML File -- Filing Summary XML 250K
135: EXCEL IDEA Workbook of Financial Reports XLSX 169K
17: EX-101.INS XBRL Instance -- el-20170630 XML 7.04M
19: EX-101.CAL XBRL Calculations -- el-20170630_cal XML 354K
22: EX-101.DEF XBRL Definitions -- el-20170630_def XML 1.35M
20: EX-101.LAB XBRL Labels -- el-20170630_lab XML 2.75M
21: EX-101.PRE XBRL Presentations -- el-20170630_pre XML 2.13M
18: EX-101.SCH XBRL Schema -- el-20170630 XSD 297K
137: ZIP XBRL Zipped Folder -- 0001104659-17-053604-xbrl Zip 391K
Exhibit 10.16v
Performance Share Unit Award Agreement Under
The Estée Lauder Companies Inc.
Amended and Restated Fiscal 2002 Share Incentive Plan (the “Plan”)
This PERFORMANCE SHARE UNIT AWARD AGREEMENT (“Agreement”) provides for the granting of performance share unit awards by The Estée Lauder Companies Inc., a Delaware corporation (the “Company”), to the participant, an employee of the Company or one of its subsidiaries (the “Participant”), representing a notional account equal to a corresponding number of shares of the Company’s Class A Common Stock, par value $0.01 (the “Shares”), subject to the terms below (the “Performance Share Units”). The name of the “Participant,” the “Award Date,” the aggregate number of Shares representing the Target Award, and the Plan Achievement (as defined below) goals are stated in the “Notice of Grant” attached or posted electronically together with this Agreement and are incorporated by reference. The other terms of this Performance Share Unit Award are stated in this Agreement and in the Plan. Terms not defined in this Agreement are defined in the Plan, as amended. The Plan is referred to as the “Grant Plan” in the electronic Notice of Grant.
1. Award Grant. The Company hereby awards to the Participant a target award of Performance Share Units in respect of the number of Shares set forth in the Notice of Grant (the “Target Award”), representing a Stock Unit and Performance-Based Award under the terms of the Plan.
2. Right to Payment of Performance Share Units. In the event that the Company achieves positive Net Earnings during the first year of the award period specified in the Notice of Grant (the “Section 162(m) Goal”), the Participant shall be eligible to earn 150 percent (150%) of the Target Award. The percentage of the Target Award actually earned and paid will be determined by the Committee through use of its negative discretion based on the plan achievement (the “Plan Achievement”) during the period specified in the Notice of Grant (the “Award Period”) and shall in no event be greater than the amount payable based solely on achievement of the Section 162(m) Goal. The Plan Achievement is comprised of, and is measured separately with respect to the components stated in the Notice of Grant. Actual payment of the Performance Share Units awarded will be determined for each component in accordance with the table attached hereto as Schedule “A.” For the avoidance of doubt, no amount shall be payable under this Section 2 if the Section 162(m) Goal is not met.
3. Payment of Awards.
(a) Payments under this Agreement will be made in the number of Shares that is equivalent to the number of Performance Share Units earned and payable to the Participant pursuant to Section 2 above. Except as otherwise provided in Section 4 below, payments will be made as soon as practicable after the Award Period ends, but in no event later than 2 and 1/2 months following the last day of the calendar year in which the Award Period ends. The form of payout will be in Shares. In addition, each Performance Share Unit that becomes earned and payable pursuant to Section 2 above carries a Dividend Equivalent Right, payable in cash at the same time as the payment of Shares in accordance with this Section 3 and Section 4.
(b) In the event of a Change in Control that constitutes a “change in control event” within the meaning of Section 409A of the Code, the Company may, in its sole discretion and in accordance with Treasury Regulation § 1.409A-3(j)(4)(ix)(B), vest and settle the Performance Share Units and terminate this Agreement. In such event, settlement of the Performance Share Units shall be made within two (2) weeks following the Change in Control. In the event that Performance Share Units are not settled pursuant to the immediately preceding sentence, such Performance Share Units shall be assumed by an acquirer in which case, vesting will be subject to Sections 2 and 4. If the Shares cease to be outstanding immediately after the Change in Control (e.g., due to
a merger with and into another entity), then the consideration to be received per Share will equal the consideration paid to each stockholder per Share generally upon the Change in Control.
4. Termination of Employment. If the Participant’s employment terminates during the Award Period, payouts will be as follows, subject to Section 3:
(a) Death. If the Participant dies, the Performance Share Units will be paid as a pro rata Target Award for the number of full months paid salary during the Award Period (i.e., the proration of the Target Award equals a fraction, the numerator of which is the number of full calendar months of service completed during the Award Period through the Participant’s death and the denominator of which is the number of full calendar months in the Award Period). Payment will occur on the seventy-fifth (75th) day following the Participant’s death and in accordance with any applicable laws or Company procedures regarding the payments. Notwithstanding anything to the contrary contained in this section 4(a), if the Participant dies during active employment after the attainment of age fifty-five (55) and the completion of ten (10) or more years of service, or after the attainment of age sixty-five (65) and the completion of five (5) or more years of service, without formally retiring under the terms of the Estée Lauder Inc. Retirement Growth Account Plan (or an affiliate or a successor plan or program of similar purpose), unvested Performance Share Units will continue to vest and be paid in accordance with the Vesting Schedule to the Participant’s estate/heirs/beneficiaries.
(b) Retirement. If the Participant formally retires under the terms of The Estée Lauder Companies Retirement Growth Account Plan (or an affiliate or a successor plan or program of similar purpose), the Performance Share Unit Award will continue through the Award Period and the Participant will be paid, subject to the achievement of the Section 162(m) Goal and based on actual Plan Achievement, at the same time the awards are paid to active employees. Vesting and payment in respect of any Performance Share Units after retirement will be subject to satisfaction of the conditions precedent that the Participant neither (i) accepts an offer to work for, or otherwise agrees to actively participate in or render services to any business on behalf of any competitor of the Company, its subsidiaries, or affiliates (whether as an employee, consultant or otherwise); nor (ii) conducts himself or herself in a manner adversely affecting the Company. The term “competitor” means any business that is engaged in, or is preparing to become engaged in, the makeup, skin care, hair care, toiletries or fragrance business or other business in which the Company is engaged or preparing to become engaged, or that otherwise competes with, or is preparing to compete with, the Company. Notwithstanding anything to the contrary contained in this section 4(b), if the Participant terminates employment by reason of retirement within six (6) months of the Grant Date, the Performance Share Units shall not vest and shall become null and void on the last day of active employment (last day worked).
(c) Disability. If the Participant becomes totally and permanently disabled (as determined under the Company’s long-term disability program, or an affiliate or successor plan or program of similar purpose), the Performance Share Unit Award will continue through the Award Period and the Participant will be paid a pro rata amount for each full month which the Participant is paid salary during the Award Period (determined under the proration methodology in Section 4(a)), subject to the achievement of the Section 162(m) Goal and based on actual Plan Achievement. Payment will occur at the same time the awards are paid to active employees. Notwithstanding anything to the contrary contained in this Section 4(c), if the Participant becomes totally and permanently disabled (as determined under the Company’s long-term disability program, or an affiliate or successor plan or program of similar purpose) during active employment after the attainment of age fifty-five (55) and the completion of ten (10) or more years of service, or after the attainment of age sixty-five (65) and the completion of five (5) or more years of service, without formally
retiring under the terms of the Estée Lauder Inc. Retirement Growth Account Plan (or an affiliate or a successor plan or program of similar purpose), unvested Performance Share Units will continue to vest and be paid in accordance with the Vesting Schedule.
(d) Termination of Employment Without Cause. If the Participant’s employment is by the Company or relevant subsidiary without Cause (as defined below) on or prior to the end of the first year of the Award Period, the Performance Share Unit will be forfeited. If such termination occurs after the end of the first year of the Award Period, the Performance Share Unit Award will continue through the Award Period and the Participant will be paid a pro rata amount for the number of each full month in which the Participant is paid salary during the Award Period (determined under the proration methodology in Section 4(a)), subject to the achievement of the Section 162(m) Goal and based on actual Plan Achievement. Such prorated Performance Share Units will be paid in accordance with the Vesting Schedule and payment will be subject to satisfaction of the conditions precedent that the Participant neither (i) accepts an offer to work for, or otherwise agrees to actively participate in or render services to any business on behalf of any competitor of the Company, its subsidiaries, or affiliates (whether as an employee, consultant or otherwise); nor (ii) conducts himself or herself in a manner adversely affecting the Company. The term “competitor” means any business that is engaged in, or is preparing to become engaged in, the makeup, skin care, hair care, toiletries or fragrance business or other business in which the Company is engaged or preparing to become engaged, or that otherwise competes with, or is preparing to compete with, the Company. Notwithstanding anything to the contrary contained in this Section 4(d), if the Participant’s employment is terminated without Cause within six (6) months of the Grant Date, the Performance Share Units shall not vest and shall become null and void on the last day of active employment (last day worked).
(e) Resignation. If the Participant terminates his or her employment (e.g., by voluntary resigning) other than by retirement, which is subject to Section 4(b) above, the Performance Share Unit Award will be forfeited.
(f) Termination of Employment with Cause. If the Participant is terminated for Cause, the Performance Share Unit Award will be forfeited. For this purpose, “Cause” means any breach by the Participant of any of his or her material obligations under any Company policy or procedure, including, without limitation, the Code of Conduct. Notwithstanding the foregoing, in the case of a Participant who has an employment agreement that includes a definition of “Cause,” “Cause” for purposes of this Section 4(f) shall have the same meaning as defined in such employment agreement in effect between the Participant and the Company or its U.S. subsidiary, including an employment agreement entered into after the Grant Date.
5. No Rights of Stock Ownership. This grant of Performance Share Units does not entitle the Participant to any interest in or to any voting or other rights normally attributable to Share ownership.
6. Withholding Taxes. Regardless of any action the Company or the Participant’s employer (the “Employer”) takes with respect to any or all income tax, social security (or social insurance), payroll tax, fringe benefits tax, payment on account or other tax-related items related to the participation in the Plan and this Agreement and legally applicable to the Participant (“Tax-Related Items”), the Participant acknowledges that the ultimate liability for all Tax-Related Items legally due by the Participant is and remains his or her responsibility and may exceed the amount actually withheld by the Company or the Employer. Furthermore, the Participant acknowledges that the Company and/or the Employer (i) make no representations or undertakings regarding the treatment of any Tax-Related Items in connection with any aspect of the Performance Share Units, including, but not limited to, the grant of the Performance Share Units, the vesting of the Performance Share Units, the delivery of Shares, the subsequent sale of Shares acquired under the Plan and
the receipt of any dividends, and (ii) do not commit to and are under no obligation to structure the terms of the grant of the Performance Share Units or any aspect of the Participant’s participation in the Plan to reduce or eliminate his or her liability for Tax-Related Items or achieve any particular tax result. If the Participant is or becomes subject to Tax-Related Items in more than one jurisdiction, the Participant acknowledges that the Company and/or the Employer (or former employer, as applicable) may be required to withhold or account for Tax-Related Items in more than one jurisdiction.
Prior to any relevant taxable event, or tax withholding event, as applicable, the Participant agrees to pay or make adequate arrangements satisfactory to the Company and/or the Employer to satisfy all withholding obligations of the Company and/or the Employer. In this regard, the Participant authorizes the Company and/or the Employer, or his or her respective agents, at the Company’s discretion, to satisfy any applicable withholding obligations with regard to all Tax-Related Items by one or a combination of the following: (i) withholding from the Participant’s wages or other cash compensation paid by the Company and/or the Employer; (ii) withholding from proceeds of the sale of the Shares acquired upon settlement of the Performance Share Units either through a voluntary sale or through a mandatory sale arranged by the Company (on the Participant’s behalf pursuant to this authorization); and/or (iii) withholding in whole Shares to be issued upon settlement of the Performance Share Units, provided that the Company only withholds the amount of whole Shares necessary to satisfy the statutory withholding requirements, not to exceed the maximum withholding tax rate in the Participant’s applicable jurisdiction. If the Company satisfies the withholding obligation for the Tax-Related Item by withholding a number of Shares as described herein, the Participant will be deemed to have been issued the full number of Shares due to Participant at vesting, notwithstanding that a number of the Shares is held back solely for purposes of such Tax-Related Items.
Finally, the Participant further agrees to pay to the Company or the Employer any amount of Tax-Related Items that the Company or the Employer may be required to withhold or account for as a result of his or her participation in the Plan that cannot be satisfied by the means previously described. The Company may refuse to issue or deliver the Shares or the proceeds of the sales of Shares, if the Participant fails to comply with his or her obligations in connection with the Tax-Related Items.
7. Nonassignability. This award may not be assigned, pledged, or transferred except, if the Participant dies, to a designated beneficiary or by will or by the laws of descent and distribution. The foregoing restrictions do not apply to transfers under a court order, including, but not limited to, any domestic relations order.
8. Effect Upon Employment. The Participant’s right to continue to serve the Company or any of its subsidiaries as an officer, employee, or otherwise, is not enlarged or otherwise affected by an award under this Agreement. Nothing in this Agreement or the Plan gives the Participant any right to continue in the employ of the Company or any of its subsidiaries or interfere in any way with any right the Company or any of its subsidiaries may have to terminate his or her employment at any time. Payment of Shares is not secured by a trust, insurance contract or other funding medium, and the Participant does not have any interest in any fund or specific asset of the Company by reason of this award or the account established on his or her behalf. A Performance Share Unit confers no rights as a shareholder of the Company until Shares are actually delivered to the Participant.
9. Electronic Notice, Delivery and Acceptance. The Company may, in its sole discretion, decide to deliver any documents related to Performance Share Units awarded under the Plan or future Performance Share Units that may be awarded under the Plan by email or other electronic means. The Participant hereby consents to receive such documents by email or other electronic delivery and agrees to access information concerning the Plan through an on-line or electronic system established and maintained by the Company or by another third party designated by the Company.
10. Data Privacy. As a condition of this Performance Share Unit grant, the Participant hereby expressly
consents to the collection, use, disclosure, transfer and other processing of his or her personal data as set out in this Section 10 and as otherwise required by applicable law.
The Company, its affiliates, subsidiaries or agents, the Employer, and the Company’s stock plan service provider will process personal data of the Participant for the purposes of implementing, managing and administering the Participant’s grant of Performance Share Units and the Plan. Such personal data, in electronic or other form, may include the Participant’s name, home address, telephone number, email address, date of birth, social insurance number or other national identification number, beneficiary information (including beneficiary name, address social insurance number or other national identification number, and date of birth), hire date, salary and deductions, banking details, tax certification information, any shares or directorships held in the Company, details of all equity grants or any other entitlement to Shares awarded, canceled, vested, unvested, or outstanding in the Participant’s favor.
For the purposes set out above, personal data may be transferred to countries other than the country in which the Participant resides, including to the United States and Australia. As required by applicable law, when personal data is transferred to a country outside of the country in which the Participant resides, measures will be put in place to ensure that the personal data is protected as required by law. These measures may include European Union Standard Contractual Clauses.
The Participant’s personal data will be retained for as long as necessary to implement, manage and administer the Participant’s grant of Performance Share Units and participation in the Plan. The Participant may request to access, modify or delete his or her personal data, request additional information about the processing of his or her personal data, or refuse or withdraw consent to the processing of their personal data by contacting the local human resources representative in writing. Refusal or withdrawal of consent may affect the Participant’s ability to participate in the Plan but will not affect the Participant’s employment status or service and career with the Company.
11. Discretionary Nature and Acceptance of Award. The Participant agrees to be bound by the terms of this Agreement and acknowledges, understands and agrees that:
(a) The Plan is established voluntarily by the Company, it is discretionary in nature, and it may be modified, amended, suspended or terminated by the Company at any time, unless otherwise provided in the Plan and this Agreement;
(b) The award is exceptional, voluntary and occasional, and does not create any contractual or other right to receive future awards, or benefits in lieu of Performance Share Units, even if Performance Share Units have been awarded in the past;
(c) All decisions with respect to future Performance Share Units or other awards, if any, will be at the sole discretion of the Company;
(d) The Participant’s participation in the Plan is voluntary;
(e) The Performance Share Units and any Shares acquired under the Plan, and the income and value of the same, are not intended to replace any pension rights or compensation;
(f) The Participant’s participation in the Plan shall not create a right to further employment with the Employer and shall not interfere with the ability of the Company or the Employer to terminate the Participant’s employment at any time;
(g) This award will be deemed accepted unless it is declined by way of written notice by the Participant within Thirty (30) days of the Grant Date to the Equity Based Compensation Department of the Company located at 767 Fifth Avenue, New York, NY 10153;
(h) The Performance Share Units are an extraordinary item that does not constitute compensation of any kind for services of any kind rendered to the Company or any of its subsidiary, and which is outside the scope of the Participant’s employment or service contract, if any;
(i) The Performance Share Units and any Shares acquired under the Plan, and the income and value of the same, are not part of the Participant’s normal or expected compensation or salary for any purposes, including, but not limited to, calculating any severance, resignation, termination, redundancy, dismissal end of service payments, bonuses, holiday pay, long-service awards, pension or retirement or welfare benefits or similar payments and in no event should be considered as compensation for, or relating in any way to, past services for the Employer, or the Company or any of its subsidiaries;
(j) In the event the Participant is not an employee of the Company, the Performance Share Units and the Participant’s participation in the Plan will not be interpreted to form an employment or service contract or relationship with the Company or with any subsidiary of the Company;
(k) The future value of the underlying Shares is unknown, indeterminable and cannot be predicted with certainty;
(l) In consideration of the award, no claim or entitlement to compensation or damages shall arise from forfeiture of the Performance Share Units or diminution in value of the Performance Share Units, or Shares acquired upon vesting of the Performance Share Units, resulting from termination of Participant’s employment (for any reason whatsoever and whether or not later found to be invalid or in breach of employment laws in the jurisdiction where the Participant is employed, or the terms of the Participant’s employment), and in consideration of the award, Participant irrevocably releases the Employer, the Company and any of its subsidiaries from any such claim that may arise; if, notwithstanding the foregoing, any such claim is found by a court of competent jurisdiction to have arisen, then, by acknowledging and agreeing to or signing the Notice of Grant, the Participant shall be deemed irrevocably to have waived his or her right to pursue or seek remedy for any such claim or entitlement against the Employer, the Company or any of its subsidiary;
(m) For Purposes of the Performance Share Units, the Participant’s employment or service relationship will be considered terminated as of the date the Participant is no longer actively providing services to the Employer, the Company or any of its subsidiaries as determined by the Administrator in its sole discretion (regardless of the reason for such termination and whether or not later found to be invalid or in breach of employment laws in the jurisdiction where the Participant is employed or the terms of the Participant’s employment agreement, if any);
(n) The Company is not providing any tax, legal or financial advice, nor is the Company making any recommendations regarding the Participant’s participation in the Plan or Participant’s acquisition or sale of the underlying Shares; and
(o) The Participant is hereby advised to consult with Participant’s own personal tax, legal and financial advisors regarding the Participant’s participation in the Plan before taking any action related to the Plan.
12. Failure to Enforce Not a Waiver. The Company’s failure to enforce at any time any provision of this Agreement does not constitute a waiver of that provision or of any other provision of this Agreement.
13. Governing Law. The Performance Share Unit Award Agreement is governed by and is to be construed according to the laws of the State of New York, that apply to agreements made and performed in that state, without regard to its choice of law provisions. For purposes of litigating any dispute that arises under the Performance Share Units or this Agreement, the parties hereby submit to and consent to the jurisdiction of the State of New York, and agree that such litigation will be conducted in the courts of New York County, New York, or the federal courts for the United States for the Southern District of New York, and no other courts, where the Performance Share Units are made and/or to be performed.
14. Partial Invalidity. The invalidity or illegality of any provision of the Agreement will be deemed not to affect the validity of any other provision. Furthermore, it is the parties’ intent that any order striking any portion of this Agreement and/or the Plan should modify the stricken terms as narrowly as possible to give as much effect as possible to the intentions of the parties hereunder.
15. Entire Agreement. This Agreement and the Plan constitute the entire agreement between the Participant and the Company regarding the award and supersede all prior and contemporaneous agreements and understandings, oral or written, between the parties regarding the award. Except as expressly set forth herein, this Agreement (and any provision of this Agreement) may not be modified, changed, clarified, or interpreted by the parties, except in a writing specifying the modification, change, clarification, or interpretation, and signed by a duly authorized Company officer.
16. Section 409A Compliance. This Agreement is intended to comply with Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”), and any regulations, rulings, or guidance provided thereunder. Each payment under this Agreement shall be treated as a separate payment for purposes of Section 409A of the Code. In no event may the Participant, directly or indirectly, designate the calendar year of any payment to be made under this Agreement. The Company reserves the unilateral right to amend this Agreement upon written notice to the Participant to prevent taxation under Section 409A of the Code.
17. Recoupment. Notwithstanding any other provision of this Agreement to the contrary, the Participant acknowledges and agrees that the Performance Share Units, any Shares acquired pursuant thereto and/or any amount received with respect to any sale of such Shares are subject to potential cancellation, recoupment, rescission, payback or other action in accordance with the terms of the Company’s recoupment policy as in effect on the Grant Date and as such policy may be amended from time to time in order to comply with changes in laws, rules or regulations that are applicable to the Performance Share Units and Shares. The Participant agrees and consents to the Company’s application, implementation and enforcement of (a) the recoupment policy, and (b) any provision of applicable law relating to cancellation, recoupment, rescission or payback of compensation and expressly agrees that the Company may take such actions as are necessary to effectuate the recoupment policy (as applicable to the Participant) or applicable law without further consent or action being required by the Participant. For purposes of the foregoing, the Participant expressly and explicitly authorizes the Company to issue instructions, on his or her behalf, to any brokerage firm and/or third party administrator engaged by the Company to hold his or her Shares and other amounts acquired under the Plan to re-convey, transfer or otherwise return such Shares and/or other amounts to the Company upon the enforcement of the provisions continued in this Section 17. To the extent that the terms of this Agreement and the recoupment policy conflict, the terms of the recoupment policy shall prevail.
18. Insider Trading/Market Abuse Laws. By Participating in the Plan, the Participant agrees to comply with the Company’s Insider Trading Policy. Further, the Participant acknowledges that the Participant’s country of employment (and country of residence, if different) may also have laws or regulations governing insider trading and that such laws or regulations may impose additional restrictions on the Participant’s ability
to participate in the Plan (e.g., acquiring or selling Shares) and that the Participant is solely responsible for complying with such laws or regulations.
19. Private Placement. The grant of the Performance Share Units is not intended to be a public offering of securities in the Participant’s country of employment (and country of residence, if different). The Company has not submitted any registration statement, prospectus or other filings with the local securities authorities (unless otherwise required under law), and this grant of Performance Share Units is not subject to the supervision of the local authorities.
20. Exchange Control, Tax and/or Foreign Asset/Account Reporting. The Participant acknowledges that there may be exchange control, tax, foreign asset and/or account reporting requirements that may affect the Participant’s ability to acquire or hold Shares acquired under the Plan or cash received from participating in the Plan (including from any Dividend Equivalents Rights paid with respect to the Performance Share Units or dividends paid on Shares acquired under the Plan) in a brokerage/bank account or legal entity outside the Participant’s country of employment (and country of residence, if different). The Participant may be required to report such accounts, assets, the balances therein, the value thereof and/or the transactions related thereto to the tax or other authorities in the Participant’s country of employment (and country of residence, if different). The Participant also may be required to repatriate sale proceeds or other funds received as a result of the Participant’s participation in the Plan to the Participant’s country of employment (and country of residence, if different) through a designated bank or broker within a certain time after receipt. The Participant acknowledges that it is the Participant’s responsibility to be compliant with such regulations, and the Participant should consult his or her personal legal advisor for any details.
21. Language. If the Participant has received this Agreement or any other document related to the Plan translated into a language other than English and if the translated version is different than the English version, the English version will control, unless otherwise prescribed by local law.
22. Imposition of Other Requirements. The Company reserves the right to impose other requirements on the Participant’s participation in the Plan, on the Performance Share Units and on any Shares acquired under the Plan, to the extent the Company determines it is necessary or advisable for legal or administrative reasons, and to require the Participant to sign any additional agreements or undertakings that may be necessary to accomplish the foregoing.
23. Addendum. The award shall be subject to any terms and conditions for the Participant’s country of employment (and country of residence, if different) set forth in an addendum attached hereto (“Addendum”). Moreover, if the Participant transfers residence and/or employment to another country reflected in an Addendum to this Agreement, the terms and conditions for such country will apply to the Participant to the extent the Company determines that the application of such terms and conditions is necessary or advisable in order to comply with local law, rules and regulations or to facilitate the operation and administration of the Performance Share Unit and the Plan (or the Company may establish alternative terms and conditions as may be necessary or advisable to accommodate the Participant’s transfer). Any applicable Addendum constitutes part of this Agreement.
IN WITNESS WHEREOF, the Company has caused this Agreement to be executed by its duly authorized officer as of the Grant Date set forth in the Notice of Grant.
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The Estée Lauder Companies Inc. | ||
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By: |
/s/ Michael O’Hare |
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Executive Vice President, |
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Global Human Resources |
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ADDENDUM
COUNTRY-SPECIFIC PROVISIONS FOR NON-U.S. PARTICIPANTS
In addition to the terms and conditions set forth in the Agreement, the Performance Share Units awarded are subject to the following terms and conditions. If the Participant is employed in a country identified in this Addendum, the additional terms and conditions for such country will apply. If the Participant transfers to one of the countries identified in this Addendum, the special terms and conditions for such country will apply to the Participant, to the extent the Company determines, in its sole discretion, that the application of such terms and conditions is necessary or advisable to comply with local laws, rules and/or regulations or to facilitate the operation and administration of the Performance Share Units awarded and the Plan (or the Company may establish alternative terms and conditions as may be necessary or advisable to accommodate the Participant’s transfer).
All defined terms contained in this Addendum shall have the same meaning as set forth in the Plan and the Agreement.
FRANCE
English Language. The Participant acknowledges and agrees that it is the Participant’s wish that the Agreement, this addendum, as well as all other documents, notices and legal proceedings entered into, given or instituted pursuant to the Performance Share Units, either directly or indirectly, be drawn up in English.
Langue anglaise. Le bénéficiaire admet et convient que c’est l’intention exprès du bénéficiaire que l’Accord, le Plan et tous les autres documents, remarque et les poursuites judiciaires entrées, données ou instituées conformément au Performance Share Units, être établi dans l’anglais. Si le bénéficiaire a reçu l’Accord, le Plan ou autres documents rattachés au Performance Share Units traduit dans une langue autre que l’anglais et si le sens de la version traduite est différent que la version anglaise, la version anglaise contrôlera.
HONG KONG
IMPORTANT NOTICE. WARNING: The contents of the Agreement, this Addendum, the Plan, and all other materials pertaining to the Performance Share Units and/or the Plan have not been reviewed by any regulatory authority in Hong Kong. The Participant is hereby advised to exercise caution in relation to the offer thereunder. If the Participant has any doubts about any of the contents of the aforesaid materials, the Participant should obtain independent professional advice.
Nature of the Plan. The Company specifically intends that the Plan will not be treated as an occupational retirement scheme for purposes of the Occupational Retirement Scheme Ordinance (“ORSO”). To the extent any court, tribunal or legal/regulatory body in Hong Kong determines that the Plan constitutes an occupational retirement scheme for the purpose of ORSO, the grant of Performance Share Units shall be null and void.
UNITED KINGDOM
Withholding Taxes. The following provision shall supplement Section 6 (Withholding Taxes) of the Agreement:
If payment or withholding of the income tax due in connection with the awarded Performance Share Units is not made within ninety (90) days after the end of the U.K. tax year in which the event giving rise to the income tax liability occurred or such other period specified in Section 222(1)(c) of the U.K. Income Tax (Earnings and Pensions) Act 2003 (the “Due Date”), the amount of any uncollected income tax shall constitute a loan owed by the Participant to his or her Employer, effective as of the Due Date. The Participant agrees that the loan will bear interest at the then-current official rate of Her Majesty’s Revenue & Customs (“HMRC”), it shall be immediately due and repayable, and the Company or the Employer may recover it at any time thereafter by any of the means referred to in Section 6 (Withholding Taxes) of the Agreement. Notwithstanding the foregoing, if the Participant is a director or executive officer of the Company (within the meaning of Section 13(k) of the U.S. Securities and Exchange Act of 1934, as amended), he or she shall not be eligible for a loan from the Company to cover the income tax liability. In the event that the Participant is a director or executive officer and the income tax is not collected from or paid by him or her by the Due Date, the amount of any uncollected income tax may constitute a benefit to the Participant on which additional income tax and national insurance contributions (“NICs”) will be payable. The Participant will be responsible for paying and reporting any income tax due on this additional benefit directly to HMRC under the self-assessment regime, and for reimbursing the Company or the Employer (as applicable) the value of any Participant NICs due on this additional benefit.
Exclusion of Claim. The Participant acknowledges and agrees that the Participant will have no entitlement to compensation or damages insofar as such entitlement arises or may arise from the Participant’s ceasing to have rights under or to be entitled to the Performance Share Units, whether or not as a result of termination of employment or service (whether the termination is in breach of contract or otherwise), or from the loss or diminution in value of the Performance Share Units. Upon the grant of the Performance Share Units, the Participant shall be deemed to have waived irrevocably any such entitlement.
Schedule “A”
For Net Sales Cumulative Annual Growth Rate:
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Component Plan Achievement |
Component Payout (Percentage of Target Award) | |
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Maximum |
(110)% |
(150)% |
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(100)% |
(100)% |
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Threshold |
(90)% |
(50)% |
For Net Earnings Per Share Cumulative Annual Growth Rate:
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Component Plan Achievement |
Component Payout (Percentage of Target Award) | |
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Maximum |
(115)% |
(150)% |
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(100)% |
(100)% |
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Threshold |
(85)% |
(50)% |
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For ROIC Cumulative Annual Growth Rate:
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Component Plan Achievement |
Component Payout (Percentage of Target Award) | |
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Maximum |
(115)% |
(150)% |
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(100)% |
(100)% |
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Threshold |
(85)% |
(50)% |
Payout amount for levels of Plan Achievement between the maximum and threshold achievement shall be interpolated on a straight line basis (rounded up to the nearest integer). In no event shall the Participant receive a payout in excess of (150)% of the Target Award for any component. No payout shall be made in the event of component Plan Achievement less than the threshold achievement.
For purposes of this Performance Share Unit Award Agreement, “Net Sales” has the meaning utilized by the Company in its consolidated financials in accordance with generally accepted accounting principles as in effect on the first day of the Award Period, excluding the impact of foreign currency fluctuations; “Earnings Per Share” means “diluted earnings per share” as utilized by the Company in its consolidated financials; and “ROIC” represents Return on Invested Capital with invested capital defined as assets less liabilities (excluding debt). Actual payment of the Performance Share Units awarded will be determined for each component in accordance with the table above.
Without limiting the generality of the foregoing, in measuring Plan Achievement, financial performance measures (e.g., “Earnings Per Share”, “Net Sales” and “ROIC”) will be calculated without regard to the following:
¨ Changes in accounting principles (i.e., cumulative effect of GAAP changes)
¨ Extraordinary items as defined in accordance with US GAAP or which are the result of a change in the law or the Company’s response thereto
¨ Income/loss from discontinued operations and income/loss on sale of discontinued operations or adjustments to previously disposed businesses
¨ Non-recurring operating and non-operating income/expenses (separately stated and disclosed in the financial statements and related notes thereto – e.g., restructuring charges, legal settlement charges)
¨ Impairment of intangibles and goodwill related to acquisitions
¨ The impact of an acquired business’ income statement not included in the Long-Range Plan (LRP) coincident with the performance period of the PSU, whether dilutive or accretive. For the sake of clarity, the LRP will be adjusted to include the expected performance of the acquired business(es) (i.e., the income statement acquisition Model used to support the purchase decision). The adjustment includes due diligence fees, investment banking fees, the operating performance of business and any transition and/or integration costs as reflected on the income statement of the acquired brand, as well as any fair value accounting charges or credits to the statement of earnings.
In calculating net sales during the Award Period, net sales in currencies other than U.S. dollars shall be translated into U.S. dollars at the Company’s budget exchange rate at the beginning of the Award Period.
Earnings Per Share will use the weighted average number of Shares outstanding as of the measurement date and will be adjusted to eliminate the effect of material changes in the number or type of outstanding Shares due to events such as:
¨ Stock splits
¨ Stock dividends
¨ Recapitalizations
¨ Acquisitions involving stock of the Company
ROIC will be adjusted to account for investments in businesses – e.g., purchase of business, including payments for “Earnouts”, investment in a joint venture or acquisition of a minority interest.
No adjustment will be made for the impact of stock repurchases under any plans approved by the Board except as noted above.
NOTICE OF GRANT
UNDER
THE ESTÉE LAUDER COMPANIES INC.
AMENDED AND RESTATED FISCAL 2002 SHARE INCENTIVE PLAN
(The “Plan”)
This is to confirm that you were awarded a grant of Performance Share Units at the most recent meeting of the Stock Plan Subcommittee of the Compensation Committee of the Board of Directors representing the right to receive shares of Class A Common Stock of The Estée Lauder Companies Inc. (the “Shares”), subject to the terms of the Plan and the Performance Share Unit Award Agreement. This award was made in recognition of the significant contributions you have made as a key employee of the Company, and to motivate you to achieve future successes by aligning your interests more closely with those of our stockholders. This Performance Share Unit Award is granted under and governed by the terms and conditions of the Plan and the Performance Share Unit Award Agreement (the “Agreement”) made part hereof. The Agreement and the Prospectus are being sent to you in a separate e-mail. Please read these documents and keep them for future reference. The specific terms of your award are as follows:
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Participant: |
Name |
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Employee Number: |
# |
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Grant Date: |
XXX |
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Award Period: |
XXX to XXX |
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Grant Plan: |
The Estée Lauder Companies Inc. Amended and Restated Fiscal 2002 Share Incentive Plan |
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Type of Award: |
Stock Unit and Performance-Based Award (referred to herein as a “Performance Share Unit”) |
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Target Award: |
[#] shares of Class A Common Stock. See Schedule “A” to the Agreement for actual payouts depending upon level of performance. |
(a) Except as otherwise provided in Section 3 or 4 of the Agreement:
No Performance Share Units shall be earned and no Shares shall be delivered (or any amount paid) unless and until the Subcommittee certifies in writing that the Company has achieved positive Net Earnings, as defined below, for the period from XXX through XXX (the “162(m) Goal”). If the 162(m) Goal is not achieved, the Performance Share Units shall be immediately forfeited, and the Participant shall have no further rights with respect thereto. Once the Subcommittee certifies that the 162(m) Goal has been achieved, the Participant shall be eligible to earn 150 percent of the target number of Shares allocated to the Participant in the Subcommittee’s resolution approving the establishment of the 162(m) Goal; however the Participant’s entitlement to earn the Shares shall be determined by exercise of the Subcommittee’s negative discretion in accordance with the terms of this Notice of Grant, including but not limited to the following section (b), and the Agreement of which this Notice of Grant is a part. In no event shall the Participant receive payment in respect of a Performance Share Units in an amount that exceeds 150 percent of the target number of Shares allocated to the Participant in the Subcommittee’s resolution approving the establishment of the 162(m) Goal.
For purposes of this PSU Award Agreement, “Net Earnings” has the meaning utilized by the Company in its consolidated financial statements in accordance with generally accepted accounting principles as in effect on xx/xx/xx.
(b) Plan Achievement goal at 100% for Award Period determined in accordance with Schedule A of the Agreement:
Net Sales Cumulative Annual Growth Rate
XX%
Earnings Per Share Cumulative Annual Growth Rate
XX%
ROIC Cumulative Annual Growth Rate
XX%
Questions regarding the award can be directed to XXX.
If you wish to accept this grant, please sign this Notice of Grant and return immediately to:
Compensation Department
28 West 23rd Street, 8th Floor
The undersigned hereby accepts, and agrees to, all terms and provisions of the Agreement, including those contained in this Notice of Grant.
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| This ‘10-K’ Filing | Date | Other Filings | ||
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| Filed on: | 8/25/17 | 4 | ||
| For Period end: | 6/30/17 | 4 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/18/23 Estee Lauder Companies Inc. 10-K 6/30/23 158:26M 8/24/22 Estee Lauder Companies Inc. 10-K 6/30/22 161:35M 8/27/21 Estee Lauder Companies Inc. 10-K 6/30/21 165:28M 3/03/21 Estee Lauder Companies Inc. 424B2 1:803K Toppan Merrill/FA 3/01/21 Estee Lauder Companies Inc. 424B5 1:782K Toppan Merrill/FA 8/28/20 Estee Lauder Companies Inc. 10-K 6/30/20 162:32M |