SEC Info - SPI Energy Co., Ltd. - ‘20-F/A’ for 12/31/16

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SPI Energy Co., Ltd. – ‘20-F/A’ for 12/31/16 – ‘EX-13.1’

On: Monday, 2/12/18, at 10:40am ET · For: 12/31/16 · Accession #: 1104659-18-8344 · File #: 1-37678

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/12/18  SPI Energy Co., Ltd.              20-F/A     12/31/16   34:4.8M                                   Merrill Corp-MD/FA

Amendment to Annual Report by a Foreign Private Issuer — Form 20-F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 20-F/A      Amendment to Annual Report by a Foreign Private     HTML   2.28M 
                          Issuer                                                 
 2: EX-4.45     Instrument Defining the Rights of Security Holders  HTML     55K 
 3: EX-4.46     Instrument Defining the Rights of Security Holders  HTML     67K 
 4: EX-4.47     Instrument Defining the Rights of Security Holders  HTML     68K 
 5: EX-4.48     Instrument Defining the Rights of Security Holders  HTML     70K 
 6: EX-4.49     Instrument Defining the Rights of Security Holders  HTML     68K 
 7: EX-4.50     Instrument Defining the Rights of Security Holders  HTML     23K 
 8: EX-4.51     Instrument Defining the Rights of Security Holders  HTML     23K 
 9: EX-4.52     Instrument Defining the Rights of Security Holders  HTML     14K 
10: EX-4.53     Instrument Defining the Rights of Security Holders  HTML     14K 
11: EX-4.54     Instrument Defining the Rights of Security Holders  HTML     55K 
12: EX-4.55     Instrument Defining the Rights of Security Holders  HTML     67K 
13: EX-4.56     Instrument Defining the Rights of Security Holders  HTML     66K 
14: EX-4.57     Instrument Defining the Rights of Security Holders  HTML     24K 
15: EX-4.58     Instrument Defining the Rights of Security Holders  HTML     13K 
16: EX-4.59     Instrument Defining the Rights of Security Holders  HTML     53K 
17: EX-4.60     Instrument Defining the Rights of Security Holders  HTML     65K 
18: EX-4.61     Instrument Defining the Rights of Security Holders  HTML     65K 
19: EX-4.62     Instrument Defining the Rights of Security Holders  HTML     64K 
20: EX-4.63     Instrument Defining the Rights of Security Holders  HTML     66K 
21: EX-4.64     Instrument Defining the Rights of Security Holders  HTML     66K 
22: EX-4.65     Instrument Defining the Rights of Security Holders  HTML     66K 
23: EX-4.66     Instrument Defining the Rights of Security Holders  HTML     23K 
24: EX-4.67     Instrument Defining the Rights of Security Holders  HTML     23K 
25: EX-4.68     Instrument Defining the Rights of Security Holders  HTML     23K 
26: EX-4.69     Instrument Defining the Rights of Security Holders  HTML     15K 
27: EX-4.70     Instrument Defining the Rights of Security Holders  HTML     16K 
28: EX-4.71     Instrument Defining the Rights of Security Holders  HTML     15K 
29: EX-4.72     Instrument Defining the Rights of Security Holders  HTML     19K 
30: EX-12.1     Statement re: Computation of Ratios                 HTML     18K 
31: EX-12.2     Statement re: Computation of Ratios                 HTML     17K 
32: EX-13.1     Annual or Quarterly Report to Security Holders      HTML     14K 
33: EX-13.2     Annual or Quarterly Report to Security Holders      HTML     14K 
34: EX-15.2     Letter re: Unaudited Interim Financial Information  HTML     14K

EX-13.1 — Annual or Quarterly Report to Security Holders

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit 13.1

Certification by the Chief Executive Officer

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

In connection with this annual report on Form 20-F of SPI Energy Co., Ltd. (the “Company”) for the fiscal year ended December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xiaofeng Peng, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: February 12, 2018

By:	/s/ *Xiaofeng Peng*
	Name:	Xiaofeng Peng
	Title:	Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘20-F/A’ Filing	Date	Other Filings

Filed on:	2/12/18
For Period End:	12/31/16	20-F, 6-K, NT 20-F
		List all Filings

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Filing Submission 0001104659-18-008344 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)