SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Gores Holdings III, Inc. – ‘8-A12B’ on 9/4/18

On:  Tuesday, 9/4/18, at 2:52pm ET   ·   Accession #:  1104659-18-55040   ·   File #:  1-38643

2 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/04/18  Gores Holdings III, Inc.          8-A12B                 1:37K                                    Merrill Corp-MD/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     27K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

GORES HOLDINGS III, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

 

82-3173473

(State or other jurisdiction of Incorporation or
Organization)

 

(I.R.S. Employer Identification No.)

 

9800 Wilshire Blvd.
Beverly Hills, California

 

90212

(Address of Principal Executive Offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class
to be Registered

 

Name of Each Exchange on Which
Each Class is to be Registered

Units, each consisting of one share of Class A Common Stock and one-third of one Warrant

 

The NASDAQ Stock Market LLC

 

 

 

Class A Common Stock, par value $0.0001 per share

 

The NASDAQ Stock Market LLC

 

 

 

Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share

 

The NASDAQ Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. o

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. o

 

Securities Act registration statement file number to which this form relates:  333-226794

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

N/A

(Title of Class)

 

 

 



 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are units, Class A common stock, par value $0.0001 per share, and warrants to purchase Class A common stock, of Gores Holdings III, Inc. (the “Registrant”). The description of the units, common stock and warrants set forth under the heading “Description of Securities” in the Registrant’s prospectus forming part of its Registration Statement on Form S-1 (File No. 333-226794), originally filed with the Securities and Exchange Commission on August 10, 2018, as thereafter amended and supplemented from time to time (the “Registration Statement”) to which this Form 8-A relates is incorporated by reference herein. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

The following exhibits have been filed as exhibits to the Registration Statement, as amended, and are incorporated herein by reference:

 

Exhibit
No.

 

Description

 

 

 

3.1

 

Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

3.2

 

Form of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.2 to the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 29, 2018).

 

 

 

3.3

 

Bylaws (incorporated by reference to Exhibit 3.3 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

4.1

 

Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

4.2

 

Specimen Class A Common Stock Certificate (incorporated by reference to Exhibit 4.2 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

4.3

 

Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

4.4

 

Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant (incorporated by reference to Exhibit 4.4 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

 

 

10.3

 

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant (incorporated by reference to Exhibit 10.3 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 29, 2018).

 

 

 

10.4

 

Form of Registration Rights Agreement between the Registrant and certain security holders (incorporated by reference to Exhibit 10.4 filed with the Registrant’s Registration Statement on Form S-1 (File No. 333-226794), filed with the Securities and Exchange Commission on August 10, 2018).

 

2



 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

GORES HOLDINGS III, INC.

 

 

 

Date: September 4, 2018

By:

/s/ Mark Stone

 

 

Name: Mark Stone

 

 

Title: Chief Executive Officer

 

3



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:9/4/18
8/29/18S-1/A
8/10/18DRS,  DRS/A,  S-1
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/07/21  Pae Inc.                          POS AM                 2:431K                                   Donnelley … Solutions/FA
 3/16/21  Pae Inc.                          POS AM                 3:438K                                   Donnelley … Solutions/FA
Top
Filing Submission 0001104659-18-055040   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 27, 4:41:30.1pm ET