SEC Info - KVH Industries Inc./DE - ‘8-K’ for 8/4/20

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KVH Industries Inc./DE – ‘8-K’ for 8/4/20

On: Tuesday, 8/4/20, at 5:08pm ET · For: 8/4/20 · Accession #: 1104659-20-90367 · File #: 0-28082

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/20  KVH Industries Inc./DE            8-K:8,9     8/04/20   11:227K                                   Toppan Merrill/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     28K 
 7: R1          Cover                                               HTML     46K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- tm2026277-2_8k_htm                  XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- kvhi-20200804_lab                     XML     96K 
 5: EX-101.PRE  XBRL Presentations -- kvhi-20200804_pre              XML     64K 
 3: EX-101.SCH  XBRL Schema -- kvhi-20200804                         XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
11: ZIP         XBRL Zipped Folder -- 0001104659-20-090367-xbrl      Zip     18K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C: C: C: C: C: C: C:

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i August 4, 2020

i KVH Industries, Inc.

(Exact name of registrant as specified in its charter)

i Delaware

(State or other jurisdiction

of incorporation)

i 0-28082

(Commission

File Number)

i 05-0420589

(IRS Employer

Identification No.)

i 50 Enterprise Center, i Middletown, i RI i 02842

(Address of principal executive offices)(Zip code)

( i 401) i 847-3327

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on which Registered

i Common Stock, par value $0.01 per share

i KVHI

i The Nasdaq Stock Market LLC

(Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01

Other Events

On August 4, 2020, we filed a Registration Statement on Form S-3, which included an updated description of our capital stock. We are filing such updated description of our capital stock as Exhibit 4.1 to this Current Report on Form 8-K in order to update our Registration Statement on Form 8-A, filed on March 27, 1996, as amended. The description of our capital stock contained in Exhibit 4.1 supersedes the previous description, as amended to date.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description
4.1		Description of Capital Stock.
104		Cover Page lnteractive Data File (embedded within the Inline XBRL document).

C: 2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 4, 2020	KVH INDUSTRIES, INC.

	By:	/s/ *Felise Feingold*
		Felise Feingold
		Senior Vice President, General Counsel, Compliance Officer, Chief Data Privacy Officer, and Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	8/4/20	4, S-3, S-8
	3/27/96
		List all Filings

7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/06/22  KVH Industries Inc./DE            10-Q        9/30/22   92:9M
 3/11/22  KVH Industries Inc./DE            10-K       12/31/21  101:9.6M
11/04/21  KVH Industries Inc./DE            10-Q        9/30/21   89:7.7M
 7/30/21  KVH Industries Inc./DE            10-Q        6/30/21   88:7.4M
 4/30/21  KVH Industries Inc./DE            10-K/A     12/31/20   14:603K
 3/03/21  KVH Industries Inc./DE            10-K       12/31/20  105:11M
10/29/20  KVH Industries Inc./DE            10-Q        9/30/20   92:8.3M

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Filing Submission 0001104659-20-090367 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)