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YA II PN, Ltd., et al. – ‘SC 13G/A’ on 1/9/20 re: Generation Alpha, Inc. – ‘EX-99.1’

On:  Thursday, 1/9/20, at 3:56pm ET   ·   Accession #:  1104659-20-2664   ·   File #:  5-84826

Previous ‘SC 13G’:  ‘SC 13G/A’ on 1/8/20   ·   Next:  ‘SC 13G’ on 1/30/20   ·   Latest:  ‘SC 13G’ on 3/6/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/09/20  YA II PN, Ltd.                    SC 13G/A               2:283K Generation Alpha, Inc.            Toppan Merrill/FA
          D-Beta One Blocker Eq, Ltd.
          D-Beta One Eq, Ltd.
          D-Beta One GP, LLC
          D-Beta One Growth & Opportunity Fund Offshore, LP
          David Gonzalez
          Delta Beta Advisors, LLC
          Delta Beta Advisors, LP
          Mark Angelo
          Matthew Beckman
          MDM Cultivation, LLC
          Michael Rosselli
          Ya Global II SPV, LLC
          Ya Global Investments II (U.S.), LP
          Yaii GP, LP
          Yorkville Advisors Global II, LLC
          Yorkville Advisors Global, LP
          Yorkville Advisors GP, LLC

Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML    141K 
                Beneficial Ownership by a Passive Investor                       
 2: EX-99.1     Miscellaneous Exhibit                               HTML     24K 


‘EX-99.1’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Page 27

 

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Generation Alpha, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended. The undersigned hereby further agree that this Joint Filing Agreement be included as an exhibit to such statement and any such amendment. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others. This Joint Filing Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

Dated: 1/8/2020

 

YA II PN, Ltd.    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
YA GLOBAL II SPV, LLC    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
YA Global Investments II (U.S.), Ltd.    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
Yorkville Advisors Global, LP    
     
By: Yorkville Advisors Global, LLC    
Its: General Partner    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
Yorkville Advisors Global II, LLC    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     

 

 C: 

 

 

 

Page 28 

 

YAII GP, LP    
     
By: Yorkville Advisors GP, LLC    
Its: General Partner    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer  
     
Yorkville Advisors GP, LLC    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer  
     
     
D-Beta One EQ, Ltd.    
     
By: Delta Beta Advisors, LLC    
Its: Investment Manager    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
D-Beta One Blocker EQ, Ltd.    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
D-Beta One Growth and Opportunity Fund Offshore, LP    
     
By: D-Beta One GP, LP  
Its: General Partner  
     
By: D-Beta One GP, LLC  
Its: General Partner  
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
D-Beta One GP, LLC    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    

 

 C: 

 

 

 

Page 29

 

Delta Beta Advisors, LP    
     
By: Delta Beta Advisors, LLC    
Its: General Partner    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
D-Beta One GP, LLC    
     
By: /s/ Troy J. Rillo, Esq.   Date: 1/8/2020
  Troy J. Rillo, Esq.    
  Chief Compliance Officer    
     
     
MDM Cultivation, LLC    
     
By: /s/ Mark Angelo   Date: 1/8/2020
  Mark Angelo, Manager    
     
     
     
/s/ Mark Angelo   Date: 1/8/2020
Mark Angelo    
     
     
/s/ Matthew Beckman   Date: 1/8/2020
Matthew Beckman    
     
     
/s/ David Gonzalez   Date: 1/8/2020
David Gonzalez    
     
     
/s/ Michael Rosselli   Date: 1/8/2020
Michael Rosselli    

 

 C: 

 

 

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Filing Submission 0001104659-20-002664   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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