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Onconova Therapeutics, Inc. – ‘10-Q’ for 3/31/20 – ‘EX-32.1’

On:  Friday, 5/15/20, at 4:11pm ET   ·   For:  3/31/20   ·   Accession #:  1104659-20-62608   ·   File #:  1-36020

Previous ‘10-Q’:  ‘10-Q’ on 11/12/19 for 9/30/19   ·   Next:  ‘10-Q’ on 8/12/20 for 6/30/20   ·   Latest:  ‘10-Q’ on 11/14/23 for 9/30/23   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/20  Onconova Therapeutics, Inc.       10-Q        3/31/20   64:5M                                     Toppan Merrill/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    328K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     23K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     23K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     20K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     20K 
30: R1          Document and Entity Information                     HTML     48K 
59: R2          Condensed Consolidated Balance Sheets               HTML     90K 
42: R3          Condensed Consolidated Balance Sheets               HTML     38K 
                (Parenthetical)                                                  
21: R4          Condensed Consolidated Statements of Operations     HTML     48K 
31: R5          Condensed Consolidated Statements of Comprehensive  HTML     35K 
                Loss                                                             
60: R6          Consolidated Statement of Stockholders' Equity      HTML     56K 
                (Deficit)                                                        
43: R7          Condensed Consolidated Statements of Cash Flows     HTML     69K 
22: R8          Nature of Business                                  HTML     41K 
29: R9          Summary of Significant Accounting Policies          HTML     55K 
52: R10         Revenue                                             HTML     50K 
58: R11         Net Loss Per Share of Common Stock                  HTML     33K 
36: R12         Warrants                                            HTML    184K 
14: R13         Balance Sheet Detail                                HTML     82K 
51: R14         Fair Value Measurements                             HTML     88K 
57: R15         Stock-Based Compensation                            HTML    154K 
35: R16         Research Agreements                                 HTML     22K 
13: R17         License and Collaboration Agreements                HTML     32K 
53: R18         Related-Party Transactions                          HTML     24K 
56: R19         Securities Registrations and Sales Agreements       HTML     25K 
34: R20         Summary of Significant Accounting Policies          HTML     65K 
                (Policies)                                                       
24: R21         Revenue (Tables)                                    HTML     51K 
48: R22         Net Loss Per Share of Common Stock (Tables)         HTML     33K 
64: R23         Warrants (Tables)                                   HTML    185K 
33: R24         Balance Sheet Detail (Tables)                       HTML     85K 
23: R25         Fair Value Measurements (Tables)                    HTML     82K 
47: R26         Stock-Based Compensation (Tables)                   HTML    149K 
63: R27         Nature of Business - Liquidity (Details)            HTML     79K 
32: R28         Summary of Significant Accounting Policies -        HTML     21K 
                Segment Information (Details)                                    
25: R29         Summary of Significant Accounting Policies -        HTML     29K 
                Leases (Details)                                                 
16: R30         Revenue (Details)                                   HTML     38K 
37: R31         Net Loss Per Share of Common Stock (Details)        HTML     27K 
54: R32         Warrants (Details)                                  HTML    131K 
49: R33         Balance Sheet Detail - Prepaid Expenses and Other   HTML     33K 
                Current Assets (Details)                                         
17: R34         Balance Sheet Detail Property and Equipment         HTML     28K 
                (Details)                                                        
38: R35         Balance Sheet Detail - Accrued Expenses and Other   HTML     29K 
                Current Liabilities (Details)                                    
55: R36         Fair Value Measurements (Details)                   HTML     34K 
50: R37         Fair Value Measurements - Rights Offering           HTML     42K 
                (Details)                                                        
15: R38         Fair Value Measurements - Weighted-average          HTML     30K 
                assumptions (Details)                                            
39: R39         Fair Value Measurements - Fair Value Hierarchy      HTML     30K 
                Table (Details)                                                  
19: R40         Fair Value Measurements - Transfers (Details)       HTML     28K 
26: R41         Stock-Based Compensation (Details)                  HTML     41K 
61: R42         Stock-Based Compensation - Expense (Details)        HTML     29K 
44: R43         Stock-Based Compensation - Activity (Details)       HTML     78K 
20: R44         Stock-Based Compensation - Outstanding and          HTML     62K 
                Exercisable (Details)                                            
27: R45         Stock-Based Compensation - Unrecognized             HTML     25K 
                Compensation Expense (Details)                                   
62: R46         Stock-Based Compensation - Fair Value Assumptions   HTML     37K 
                (Details)                                                        
45: R47         Research Agreements (Details)                       HTML     23K 
18: R48         License and Collaboration Agreements (Details)      HTML     68K 
28: R49         Related-Party Transactions (Details)                HTML     30K 
41: R50         Securities Registrations and Sales Agreements -     HTML     49K 
                Underwriting agreement with HCW (Details)                        
40: XML         IDEA XML File -- Filing Summary                      XML    111K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX     65K 
 6: EX-101.INS  XBRL Instance -- ontx-20200331                       XML   1.58M 
 8: EX-101.CAL  XBRL Calculations -- ontx-20200331_cal               XML     98K 
 9: EX-101.DEF  XBRL Definitions -- ontx-20200331_def                XML    385K 
10: EX-101.LAB  XBRL Labels -- ontx-20200331_lab                     XML    953K 
11: EX-101.PRE  XBRL Presentations -- ontx-20200331_pre              XML    672K 
 7: EX-101.SCH  XBRL Schema -- ontx-20200331                         XSD    137K 
46: ZIP         XBRL Zipped Folder -- 0001104659-20-062608-xbrl      Zip    113K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 32.1

 

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER 

PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO 

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Quarterly Report of Onconova Therapeutics, Inc. (the “Company”) on Form 10-Q for the period ended March 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven Fruchtman, President and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge:

 

1.     The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

2.     That information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Dated: May 15, 2020 /s/ Steven M. Fruchtman, M.D.
  Steven M. Fruchtman, M.D.
 

President and Chief Executive Officer

( Principal Executive and Principal Operating Officer )

 

The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/15/20CORRESP,  S-3/A
For Period end:3/31/20
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/11/21  Onconova Therapeutics, Inc.       424B5                  1:429K                                   Toppan Merrill/FA
 2/10/21  Onconova Therapeutics, Inc.       424B5                  1:431K                                   Toppan Merrill/FA
 1/08/21  Onconova Therapeutics, Inc.       424B5                  1:292K                                   Toppan Merrill/FA
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Filing Submission 0001104659-20-062608   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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