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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/15/20 Credit Suisse Group AG F-3 5/18/20 12:1.5M Toppan Merrill/FA Credit Suisse (USA) Inc Credit Suisse AG |
Document/Exhibit Description Pages Size 1: F-3 Registration Statement by a Foreign Issuer for HTML 620K Securities Offered Pursuant to a Transaction 2: EX-5.1 Opinion of Counsel re: Legality HTML 27K 3: EX-5.2 Opinion of Counsel re: Legality HTML 46K 6: EX-23.3 Consent of Experts or Counsel HTML 9K 7: EX-23.4 Consent of Experts or Counsel HTML 9K 8: EX-25.1 Statement re: Eligibility of Trustee -- Form T-1 HTML 32K or T-2 9: EX-25.2 Statement re: Eligibility of Trustee -- Form T-1 HTML 31K or T-2 10: EX-25.3 Statement re: Eligibility of Trustee -- Form T-1 HTML 33K or T-2 11: EX-25.4 Statement re: Eligibility of Trustee -- Form T-1 HTML 32K or T-2 12: EX-25.5 Statement re: Eligibility of Trustee -- Form T-1 HTML 32K or T-2 4: EX-15.1 Letter re: Unaudited Interim Financial Information HTML 8K 5: EX-16.1 Letter re: Change in Certifying Accountant HTML 9K
tm2019510-1_f3 - none - 6.606699s |
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Canton of Zurich, Switzerland
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98-0215385
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification No.) |
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Canton of Zurich, Switzerland
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13-5015677
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification No.) |
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Delaware
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13-1898818
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification No.) |
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Sebastian R. Sperber
Cleary Gottlieb Steen & Hamilton LLP 2 London Wall London EC2Y 5AU, United Kingdom +44 20 7614 2200 |
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René Bösch
Benjamin Leisinger Homburger AG Prime Tower Hardstrasse 201 8005 Zurich, Switzerland +41 43 222 10 00 |
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Title of Each Class of Securities
to be Registered |
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Amount to be
Registered(1)(8) |
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Proposed Maximum
Aggregate Price Per Unit(1) |
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Proposed Maximum
Aggregate Offering Price(1) |
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Amount of
Registration Fee(2)(3) |
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Debt Securities of Credit Suisse Group AG(4)
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—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Senior Debt Securities
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—
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Subordinated Debt Securities
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—
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Warrants of Credit Suisse Group AG(4)
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—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Debt Warrants
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—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Equity Warrants
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—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Other Warrants
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—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Shares, with a par value of CHF 0.04, of Credit Suisse Group AG(5)
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—
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Debt Securities of Credit Suisse AG(4)
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| | |
—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Senior Debt Securities
|
| | |
—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Subordinated Debt Securities
|
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—
|
| | | | | — | | | | | | | — | | | | | | | — | | |
Warrants of Credit Suisse AG(4)
|
| | |
—
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| | | | | — | | | | | | | — | | | | | | | — | | |
Debt Warrants
|
| | |
—
|
| | | | | — | | | | | | | — | | | | | | | — | | |
Other Warrants
|
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—
|
| | | | | — | | | | | | | — | | | | | | | — | | |
Subordinated Guarantees of Credit Suisse Group AG in connection with the Guaranteed Senior Debt Securities of Credit Suisse (USA), Inc.(6)(7)
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—
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Guarantees of Credit Suisse AG in connection with the Guaranteed Senior Debt Securities of Credit Suisse (USA), Inc.(6)(7)
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—
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Guaranteed Senior Debt Securities of Credit Suisse (USA), Inc.(7)
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—
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Total
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(2)
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| | | | | — | | | | | | $ | 1 | | | | | | $ | 0 | | |
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Page
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Credit Suisse Group AG
Paradeplatz 8, 8001 Zurich, Switzerland Attention: Investor Relations +41 44 333 1111 |
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Credit Suisse AG
Paradeplatz 8, 8001 Zurich, Switzerland Attention: Investor Relations +41 44 333 1111 |
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As of December 31, 2019
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Credit Suisse
Group |
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Credit Suisse
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(in CHF millions)
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Debt: | | | | | | | | | | | | | |
Short-term borrowings
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| | | | 28,385 | | | | | | 28,869 | | |
Long-term debt
|
| | | | 152,005 | | | | | | 151,000 | | |
All other liabilities
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| | | | 563,191 | | | | | | 563,828 | | |
Total Liabilities
|
| | | | 743,581 | | | | | | 743,696 | | |
Equity: | | | | | | | | | | | | | |
Shareholders’ Equity | | | | | | | | | | | | | |
Common shares
|
| | | | 102 | | | | | | 4,400 | | |
Additional paid-in capital
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| | | | 34,661 | | | | | | 45,774 | | |
Retained earnings
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| | | | 30,634 | | | | | | 13,492 | | |
Treasury shares, at cost
|
| | | | (1,484) | | | | | | — | | |
Accumulated other comprehensive income/(loss)
|
| | | | (20,269) | | | | | | (17,546) | | |
Total shareholders’ equity
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| | | | 43,644 | | | | | | 46,120 | | |
Noncontrolling interests
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| | | | 70 | | | | | | 643 | | |
Total Equity
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| | | | 43,714 | | | | | | 46,763 | | |
Total capitalization and indebtedness
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| | | | 787,295 | | | | | | 790,459 | | |
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As of March 31, 2020
Credit Suisse Group |
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(in CHF millions)
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Debt: | | | | | | | |
Short-term borrowings
|
| | | | 27,929 | | |
Long-term debt
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| | | | 144,923 | | |
All other liabilities
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| | | | 610,541 | | |
Total liabilities
|
| | | | 783,393 | | |
Equity: | | | | | | | |
Shareholders’ Equity: | | | | | | | |
Common shares
|
| | | | 102 | | |
Additional paid-in capital
|
| | | | 34,891 | | |
Retained earnings
|
| | | | 31,816 | | |
Treasury shares, at cost
|
| | | | (1,882) | | |
Accumulated other comprehensive income/(loss)
|
| | | | (16,252) | | |
Total shareholders’ equity
|
| | | | 48,675 | | |
Noncontrolling interests
|
| | | | 98 | | |
Total Equity
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| | | | 48,773 | | |
Total capitalization and indebtedness
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| | | | 832,166 | | |
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Money Market Yield =
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D × 360
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× 100
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360 – (D × M)
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Bond equivalent yield =
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D × N × 100
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360 – (D × M)
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Name
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Title
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/s/ Thomas Gottstein
Thomas Gottstein
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| | Chief Executive Officer, Credit Suisse Group AG | |
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/s/ David Mathers
David Mathers
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| | Chief Financial Officer (Principal Accounting Officer), Credit Suisse Group AG | |
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/s/ Urs Rohner
Urs Rohner
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| | Chairman of the Board of Directors, Credit Suisse Group AG | |
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/s/ Severin Schwan
Severin Schwan
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| | Vice Chair of the Board of Directors, Credit Suisse Group AG | |
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Iris Bohnet
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| | Director, Credit Suisse Group AG | |
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/s/ Christian Gellerstad
Christian Gellerstad
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| | Director, Credit Suisse Group AG | |
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Name
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Title
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/s/ Andreas Gottschling
Andreas Gottschling
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| | Director, Credit Suisse Group AG | |
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Michael Klein
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| | Director, Credit Suisse Group AG | |
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/s/ Shan Li
Shan Li
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| | Director, Credit Suisse Group AG | |
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Seraina Macia
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| | Director, Credit Suisse Group AG | |
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Richard Meddings
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| | Director, Credit Suisse Group AG | |
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/s/ Kai S. Nargolwala
Kai S. Nargolwala
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| | Director, Credit Suisse Group AG | |
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/s/ Ana Paula Pessoa
Ana Paula Pessoa
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| | Director, Credit Suisse Group AG | |
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/s/ Joaquin J. Ribeiro
Joaquin J. Ribeiro
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| | Director, Credit Suisse Group AG | |
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John Tiner
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| | Director, Credit Suisse Group AG | |
| CREDIT SUISSE (USA), INC. | | |||||||||
| By: | | |
/s/ Crystal Lalime
|
| | Authorized Representative in the United States | | |||
| | | | Name: | | | Crystal Lalime | | | | |
| | | | Title: | | |
General Counsel
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| | | |
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Name
|
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Title
|
|
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/s/ Thomas Gottstein
Thomas Gottstein
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| | Chief Executive Officer, Credit Suisse AG | |
|
/s/ David Mathers
David Mathers
|
| | Chief Financial Officer (Principal Accounting Officer), Credit Suisse AG | |
|
/s/ Urs Rohner
Urs Rohner
|
| | Chairman of the Board of Directors, Credit Suisse AG | |
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/s/ Severin Schwan
Severin Schwan
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| | Vice Chair of the Board of Directors, Credit Suisse AG | |
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Iris Bohnet
|
| | Director, Credit Suisse AG | |
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/s/ Christian Gellerstad
Christian Gellerstad
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| | Director, Credit Suisse AG | |
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Name
|
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Title
|
|
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/s/ Andreas Gottschling
Andreas Gottschling
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| | Director, Credit Suisse AG | |
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Michael Klein
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| | Director, Credit Suisse AG | |
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/s/ Shan Li
Shan Li
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| | Director, Credit Suisse AG | |
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Seraina Macia
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| | Director, Credit Suisse AG | |
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Richard Meddings
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| | Director, Credit Suisse AG | |
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/s/ Kai S. Nargolwala
Kai S. Nargolwala
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| | Director, Credit Suisse AG | |
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/s/ Ana Paula Pessoa
Ana Paula Pessoa
|
| | Director, Credit Suisse AG | |
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/s/ Joaquin J. Ribeiro
Joaquin J. Ribeiro
|
| | Director, Credit Suisse AG | |
|
John Tiner
|
| | Director, Credit Suisse AG | |
| CREDIT SUISSE (USA), INC. | | |||||||||
| By: | | |
/s/ Crystal Lalime
|
| | Authorized Representative in the United States | | |||
| | | | Name: | | | Crystal Lalime | | | ||
| | | | Title: | | |
General Counsel
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Name
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Title
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/s/ Eric M. Varvel
Eric M. Varvel
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| | Director, President and Chief Executive Officer, Credit Suisse (USA), Inc. | |
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/s/ Frank T. D’Alessio
Frank T. D’Alessio
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| | Chief Financial Officer, Credit Suisse (USA), Inc. | |
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/s/ Sergio Joseph Lupetin
Sergio Joseph Lupetin
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| | Controller, Credit Suisse (USA), Inc. | |
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/s/ Bruce Richards
Bruce Richards
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| | Chairman of the Board of Directors, Credit Suisse (USA), Inc. | |
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/s/ Brian Chin
Brian Chin
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| | Director, Credit Suisse (USA), Inc. | |
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/s/ Jerry Leamon
Jerry Leamon
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| | Director, Credit Suisse (USA), Inc. | |
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/s/ David L. Miller
David L. Miller
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| | Director, Credit Suisse (USA), Inc. | |
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Name
|
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Title
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/s/ John Tiner
John Tiner
|
| | Director, Credit Suisse (USA), Inc. | |
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/s/ Lara J. Warner
Lara J. Warner
|
| | Director, Credit Suisse (USA), Inc. | |
This ‘F-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
7/15/32 | ||||
4/26/21 | ||||
12/31/20 | ||||
Filed on: | 5/18/20 | 424B2 | ||
Filed as of: | 5/15/20 | 424B2 | ||
5/13/20 | 424B2, FWP | |||
5/7/20 | 424B2, 6-K | |||
4/30/20 | 424B2, 6-K | |||
4/3/20 | 424B2, 6-K, FWP | |||
3/31/20 | 424B2, 6-K | |||
3/30/20 | 20-F, 424B2, 424B3, 6-K, FWP, IRANNOTICE | |||
1/1/20 | ||||
12/31/19 | 20-F, 424B2, 6-K, FWP | |||
9/20/19 | 424B2, FWP | |||
4/26/19 | 424B2, 6-K, FWP | |||
12/31/18 | 20-F, 424B2, 6-K, 6-K/A, FWP | |||
6/28/17 | 424B2, 6-K, CORRESP, F-3/A, FWP | |||
6/27/17 | 424B2, 6-K, F-3/A, FWP | |||
6/8/17 | 25-NSE, 424B2, 6-K, F-3, F-N | |||
6/19/15 | 424B2, 6-K | |||
10/29/14 | 424B2, 6-K, FWP | |||
10/8/14 | 424B2, 6-K, FWP | |||
6/30/14 | 424B2, 6-K, FWP | |||
2/13/14 | 424B2, FWP | |||
4/5/12 | 424B2, 424B8, FWP | |||
10/3/08 | ||||
10/3/03 | CERTAMX | |||
9/21/01 | ||||
6/1/01 | ||||
10/2/96 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/14/22 Credit Suisse Group AG S-8 11/14/22 7:225K Toppan Merrill/FA 5/22/20 SEC UPLOAD¶ 7/17/20 2:40K Credit Suisse (USA) Inc. |