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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/09/21 Kratos Defense & Sec Solutio… Inc S-3ASR 2/09/21 3:349K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 163K Well-Known Issuer 2: EX-5.1 Opinion of Counsel re: Legality HTML 13K 3: EX-23.2 Consent of Expert or Counsel HTML 5K
tm215474-1_s3asr - none - 2.1875191s |
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Delaware
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13-3818604
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification Number)
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Large accelerated filer
☒
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Accelerated filer
☐
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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Title of Each Class of
Securities To Be Registered |
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Amount
to be Registered(1) |
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Proposed
Maximum Offering Price Per Share(2) |
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Proposed
Maximum Aggregate Offering Price(2) |
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Amount of
Registration Fee(3) |
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Common Stock, par value $0.001 per share
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| | | | | 250,374 | | | | | | $ | 30.62 | | | | | | $ | 7,666,451.88 | | | | | | $ | 836.41 | | |
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Page
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Name of Selling Stockholder
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Common Stock
Beneficially Owned Prior to Offering |
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Maximum
Number of Shares of Common Stock to be Offered Pursuant to this Prospectus |
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Common Stock
Owned After Offering(1) |
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Number
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Number
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Number
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Percent
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Steven Fendley(2)
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| | | | 314,917 | | | | | | 125,187 | | | | | | — | | | | | | —(3) | | |
Craig Tangedal
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| | | | 125,187 | | | | | | 125,187 | | | | | | — | | | | | | —(3) | | |
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Registration Fee
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| | | $ | 836.41 | | |
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Legal Fees and Expenses
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| | | $ | 100,000.00 | | |
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Accounting Fees and Expenses
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| | | $ | 15,000.00 | | |
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Miscellaneous
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| | | $ | 5,000.00 | | |
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Total
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| | | $ | 120,836.41 | | |
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Exhibit
Number |
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Exhibit Description
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Form
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Filing Date
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Exhibit
Number |
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3.1
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| | Amended and Restated Certificate of Incorporation of Kratos Defense & Security Solutions, Inc., as amended. | | |
10-K
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2/27/2017
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3.1
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3.2
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| | Second Amended and Restated Bylaws of Kratos Defense & Security Solutions, Inc., as amended. | | |
10-K
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2/27/2017
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3.2
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4.1
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| | Specimen Stock Certificate. | | |
10-K
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2/27/2017
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4.1
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5.1*
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| | Opinion of Counsel, Paul Hastings LLP. | | | | | | | | | | |
23.1*
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| | Consent of Counsel, Paul Hastings LLP. (included in Exhibit 5.1) | | | | | | | | | | |
23.2*
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| | Consent of Independent Registered Public Accounting Firm, Deloitte & Touche LLP. | | | | | | | | | | |
24.1*
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| | Power of Attorney (included on signature page). | | | | | | | | | | |
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NAME
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TITLE
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DATE
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/s/ Eric Demarco
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President, Chief Executive Officer and Director
(Principal Executive Officer) |
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/s/ Deanna Lund
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Executive Vice President and Chief Financial Officer
(Principal Financial Officer) |
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Vice President and Corporate Controller
(Principal Accounting Officer) |
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/s/ Scott Anderson
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Director
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/s/ William Hoglund
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Director
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/s/ Scot Jarvis
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Director
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/s/ Jane E. Judd
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Director
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Director
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/s/ Amy Zegart
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Director
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This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 2/9/21 | S-3ASR | ||
2/8/21 | SC 13G/A | |||
2/4/21 | ||||
2/3/21 | ||||
11/18/20 | 4 | |||
10/29/20 | 10-Q, 8-K | |||
9/27/20 | 10-Q | |||
8/4/20 | 10-Q, 8-K, S-8 | |||
6/28/20 | 10-Q | |||
5/7/20 | 10-Q, 8-K | |||
4/24/20 | DEF 14A, DEFA14A | |||
3/29/20 | 10-Q | |||
2/24/20 | 10-K, 8-K | |||
12/29/19 | 10-K, 5, DEF 14A | |||
9/12/07 | 8-K | |||
9/3/99 | 8-A12G | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/29/20 Kratos Defense & Sec Solutio… Inc 10-Q 9/27/20 76:8.2M 8/04/20 Kratos Defense & Sec Solutio… Inc 10-Q 6/28/20 78:9.3M 6/23/20 Kratos Defense & Sec Solutio… Inc 8-K:1,8,9 6/17/20 14:495K Toppan Merrill/FA 6/05/20 Kratos Defense & Sec Solutio… Inc 8-K:5,9 6/04/20 2:310K 5/07/20 Kratos Defense & Sec Solutio… Inc 10-Q 3/29/20 76:7.2M 4/24/20 Kratos Defense & Sec Solutio… Inc DEF 14A 12/29/19 1:1.9M 2/24/20 Kratos Defense & Sec Solutio… Inc 10-K 12/29/19 105:13M 2/27/17 Kratos Defense & Sec Solutio… Inc 10-K 12/25/16 92:16M 9/03/99 Kratos Defense & Sec Solutio… Inc 8-A12G 1:5K Donnelley … Solutions/FA |