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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/21/21 Senseonics Holdings, Inc. S-3MEF 1/21/21 2:40K Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: S-3MEF Registration Statement to Add Securities to a HTML 26K
Prior Form S-3 Registration
2: EX-23.1 Consent of Expert or Counsel HTML 5K
As filed with the Securities and Exchange Commission on January 21, 2021
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
SENSEONICS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 47-1210911 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
20451 Seneca Meadows Parkway
Germantown, MD 20876-7005
(301) 515-7260
(Address, including zip code, and telephone number, including area code of registrant's principal executive offices)
Timothy T. Goodnow
Chief Executive Officer
Senseonics Holdings, Inc.
20451 Seneca Meadows Parkway
Germantown, MD 20876-7005
(301) 515-7260
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Darren K. DeStefano
Mark Ballantyne
Cooley LLP
11951 Freedom Drive
Reston, VA 20190-5640
(703) 456-8000
From time to time after the effective date of this Registration Statement
(Approximate date of commencement of proposed sale to the public)
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-235297
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and "emerging growth company" in Rule 12b-2 of the Exchange Act.
| Large accelerated filer ¨ | Accelerated filer ¨ | |
| Non-accelerated filer x | Smaller reporting company x | |
| Emerging growth company ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ¨
CALCULATION OF REGISTRATION FEE
| Title of each class of securities to be registered | Proposed Maximum Aggregate Offering Price (1) |
Amount of Registration Fee (2) |
| Common Stock, par value $0.00001 per share | $15,000,000 | $1,636.50 |
| (1) | The registrant previously registered securities at an aggregate offering price not to exceed $200,000,000 on a Registration Statement on Form S-3 (File No. 333-235297), which was initially filed by the registrant on November 27, 20219 and declared effective on December 20, 2019 (the “Prior Registration Statement”). In accordance with Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”), an additional amount of securities having a proposed maximum aggregate offering price of $15,000,000 is hereby registered, which includes shares issuable upon the exercise of the underwriters’ option to purchase additional shares, representing no more than 20% of the maximum aggregate offering price of unsold securities under the Prior Registration Statement. In no event will the maximum aggregate offering price of all securities issued pursuant to this Registration Statement and the Prior Registration Statement exceed that registered under such Registration Statements. |
| (2) | Calculated pursuant to Rule 457(o) under the Securities Act of 1933, as amended, or the Securities Act. |
This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act.
C:
EXPLANATORY NOTE AND INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, Senseonics Holdings, Inc. (the “Registrant”) is filing this Registration Statement on Form S-3 (this “Registration Statement”) with the Securities and Exchange Commission (the “Commission”). This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-3 (File No. 333- 235297) (the “Prior Registration Statement”), which the Registrant originally filed with the Commission on November 27, 2019, and which the Commission declared effective on December 20, 2019.
The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate number of securities offered by the Registrant by a proposed aggregate offering price of $15,000,000, which includes shares that may be sold by the Registrant in the event the underwriters exercise their option to purchase additional shares of the Registrant’s common stock. The additional securities that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price of unsold securities under the Prior Registration Statement. The information set forth in the Prior Registration Statement and all exhibits to the Prior Registration Statement are hereby incorporated by reference into this Registration Statement.
The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.
C:
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Germantown, State of Maryland, on January 21, 2021.
| SENSEONICS HOLDINGS, INC. | ||
| By: | /s/ TIMOTHY T. GOODNOW | |
| Timothy T. Goodnow | ||
| President and Chief Executive Officer | ||
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
|
|
President, Chief Executive Officer and Director (Principal Executive Officer) | January 21, 2021 | ||
|
Nick Tressler |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
January 21, 2021 | ||
|
Douglas S. Prince |
Director |
January 21, 2021 | ||
|
Peter Justin Klein |
Director |
January 21, 2021 | ||
|
* Douglas A. Roeder |
Director | January 21, 2021 | ||
|
Edward J. Fiorentino |
Director |
January 21, 2021 | ||
|
Stephen P. DeFalco |
Director |
January 21, 2021 | ||
|
Steven Edelman |
Director |
January 21, 2021 | ||
|
Francine Kaufman |
Chief Medical Officer and Director |
January 21, 2021 | ||
|
Robert Schumm |
Director |
|||
|
Anthony Raab |
Director |
| * By: /s/ Timothy T. Goodnow | |
| Timothy T. Goodnow | |
| Attorney-in-Fact |
| This ‘S-3MEF’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 1/21/21 | 424B5, 8-K, 8-K/A, FWP, SC 13D | ||
| 12/20/19 | EFFECT | |||
| 11/27/19 | 8-K, S-3 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/22/21 Senseonics Holdings, Inc. FWP 1:13K Senseonics Holdings, Inc. Toppan Merrill/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/18/19 Senseonics Holdings, Inc. S-3/A 3:676K Toppan Merrill-FA 11/27/19 Senseonics Holdings, Inc. S-3 5:902K Toppan Merrill-FA |