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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/25/21 Casper Sleep Inc. S-3 5:1.1M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3 Registration Statement - Securities for a HTML 314K Transaction 2: EX-1.2 Underwriting Agreement or Conflict Minerals Report HTML 151K 3: EX-4.3 Instrument Defining the Rights of Security Holders HTML 206K 4: EX-5.1 Opinion of Counsel re: Legality HTML 26K 5: EX-23.1 Consent of Expert or Counsel HTML 5K
tm2130729-1_s3 - none - 6.1562973s |
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Delaware
(State or other jurisdiction of incorporation or organization) |
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46-3987647
(I.R.S. Employer Identification Number) |
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Large accelerated filer
☐
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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Title of each class of
securities to be registered |
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Amount to be registered/proposed maximum offering price per
unit/proposed maximum aggregate offering price |
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Amount of
registration fee |
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Common Stock
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| | |
(1)(2)
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Preferred Stock
|
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(1)(2)
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Debt Securities
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(1)
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Warrants
|
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(1)
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Units
|
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(1)
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Total
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$150,000,000(3)
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| | | | $ | 13,905(4) | | |
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Page
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| | | | 1 | | | |
| | | | 2 | | | |
| | | | 4 | | | |
| | | | 5 | | | |
| | | | 6 | | | |
| | | | 7 | | | |
| | | | 12 | | | |
| | | | 19 | | | |
| | | | 20 | | | |
| | | | 21 | | | |
| | | | 25 | | | |
| | | | 27 | | | |
| | | | 27 | | |
| | | | | S-1 | | | |
| | | | | S-2 | | | |
| | | | | S-4 | | | |
| | | | | S-5 | | | |
| | | | | S-6 | | | |
| | | | | S-8 | | | |
| | | | | S-10 | | | |
| | | | | S-11 | | | |
| | | | | S-12 | | | |
| | | | | S-13 | | | |
| | | | | S-14 | | | |
| | | | | S-14 | | |
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Assumed public offering price per share
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| | | | | | | | | $ | 4.43 | | |
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Net tangible book value per share as of June 30, 2021
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| | | $ | (0.55) | | | | | | | | |
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Increase in net tangible book value per share attributable to the offering
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| | | | 1.02 | | | |
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As adjusted net tangible book value per share after giving effect to the offering
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| | | | | | | | | | 0.47 | | |
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Dilution per share to new investors participating in the offering
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| | | | | | | | | $ | 3.96 | | |
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SEC registration fee
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| | | $ | 13,905 | | |
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FINRA filing fee
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| | | $ | 23,000 | | |
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Printing expenses
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| | | $ | (1) | | |
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Legal fees and expenses
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| | | $ | (1) | | |
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Accounting fees and expenses
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| | | $ | (1) | | |
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Blue Sky, qualification fees and expenses
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| | | $ | (1) | | |
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Transfer agent fees and expenses
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| | | $ | (1) | | |
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Trustee fees and expenses
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| | | $ | (1) | | |
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Warrant agent fees and expenses
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| | | $ | (1) | | |
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Miscellaneous
|
| | | $ | (1) | | |
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Total
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| | | $ | (1) | | |
Exhibit
Number |
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Description
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4.1 | | | Form of Specimen Certificate Representing Common Stock (incorporated by reference to Exhibit 4.1 of the Company’s Registration Statement on Form S-1/A (File No. 333- 235874), filed with the SEC on January 27, 2020). | |
4.2* | | | Form of Specimen Certificate Representing Preferred Stock. | |
4.3 | | | | |
4.4* | | | Form of Note. | |
4.5* | | | Form of Warrant. | |
4.6* | | | Form of Warrant Agreement. | |
4.7* | | | Form of Unit Agreement. | |
5.1 | | | | |
23.1 | | | | |
23.2 | | | | |
24.1 | | | | |
25.1** | | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939 of Debt Trustee (to be filed prior to any issuance of Debt Securities). | |
| | | | CASPER SLEEP INC. | | |||
| | | | By: | | |
/s/ Philip Krim
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Signature
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Title
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Date
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/s/ Philip Krim
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Chief Executive Officer and Chairman of the Board
(principal executive officer) |
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/s/ Michael Monahan
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Chief Financial Officer
(principal financial and accounting officer) |
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/s/ Anthony Florence
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Director
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/s/ Diane Irvine
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Director
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/s/ Karen Katz
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Director
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/s/ Jack Lazar
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Director
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/s/ Benjamin Lerer
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Director
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/s/ Neil Parikh
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Director
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/s/ Dani Reiss
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Director
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This ‘S-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
2/4/24 | ||||
Filed on: | 10/25/21 | |||
10/22/21 | 8-K | |||
6/30/21 | 10-Q | |||
3/31/21 | 10-Q | |||
12/31/20 | 10-K | |||
12/31/19 | 10-K | |||
2/4/19 | ||||
1/10/14 | ||||
10/24/13 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/22/21 Casper Sleep Inc. 8-K:1,9 10/18/21 11:1M 8/16/21 Casper Sleep Inc. 10-Q 6/30/21 72:8.9M 6/11/21 Casper Sleep Inc. 8-K:5 6/10/21 1:33K 5/13/21 Casper Sleep Inc. 10-Q 3/31/21 71:7.5M 2/26/21 Casper Sleep Inc. 10-K 12/31/20 85:26M 2/12/21 Casper Sleep Inc. 8-K:8 2/11/21 1:28K 1/15/21 Casper Sleep Inc. 8-K:5,9 1/15/21 2:2.6M 2/11/20 Casper Sleep Inc. S-8 2/11/20 7:755K Toppan Merrill/FA 2/06/20 Casper Sleep Inc. 8-A12B 1:15K Toppan Merrill/FA 1/27/20 Casper Sleep Inc. S-1/A 10:16M Toppan Merrill-FA |