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Lucid Group, Inc. – ‘8-K’ for 7/22/21 – ‘EX-4.1’

On:  Monday, 7/26/21, at 4:15pm ET   ·   For:  7/22/21   ·   Accession #:  1104659-21-95842   ·   File #:  1-39408

Previous ‘8-K’:  ‘8-K’ on / for 7/15/21   ·   Next:  ‘8-K/A’ on 7/26/21 for 7/22/21   ·   Latest:  ‘8-K’ on 5/6/24 for 5/1/24   ·   20 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/26/21  Lucid Group, Inc.                 8-K:1,2,3,4 7/22/21   11:1.1M                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML    138K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     24K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     67K 
 4: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     13K 
 5: EX-10.25    Material Contract                                   HTML     29K 
 6: EX-10.26    Material Contract                                   HTML     80K 
 7: EX-10.27    Material Contract                                   HTML     19K 
 8: EX-14.1     Code of Ethics                                      HTML     46K 
10: EX-21.1     Subsidiaries List                                   HTML      8K 
11: EX-99.1     Miscellaneous Exhibit                               HTML    221K 
 9: EX-16.1     Letter re: a Change in Accountant                   HTML      6K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 4.1

 

NUMBER C-

SHARES

SEE REVERSE FOR CERTAIN DEFINITIONS

CUSIP

LUCID GROUP, INC.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

CLASS A COMMON STOCK

This Certifies that
is the owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF

 

LUCID GROUP, INC.

(THE “CORPORATION”)

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

Witness the seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

 

     
Secretary [Corporate Seal] Delaware Chief Executive Officer

 

 

LUCID GROUP, INC.

 

The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of securities (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM as tenants in common UNIF GIFT MIN ACT — Custodian
             
TEN ENT as tenants by the entireties   (Cust)   (Minor)
         
JT TEN as joint tenants with right of survivorship and not as tenants in common  

under Uniform Gifts to Minors Act

(State)

Additional abbreviations may also be used though not in the above list.

                                  For value received,                hereby sells, assigns and transfers unto

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER(S) OF ASSIGNEE(S))

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

Shares of the capital stock represented by the within Certificate, and hereby irrevocably constitutes and appoints

 

 C: 
 

 

 

Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated:

Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

By:    

 

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE).

 

 C: 
 

 


15 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Lucid Group, Inc.                 10-K       12/31/23  133:15M                                    Workiva Inc Wde… FA01/FA
11/07/23  Lucid Group, Inc.                 S-3                    4:359K                                   Toppan Merrill/FA
 5/08/23  Lucid Group, Inc.                 S-3                    4:650K                                   Toppan Merrill/FA
 2/28/23  Lucid Group, Inc.                 10-K       12/31/22  120:15M                                    Workiva Inc Wde… FA01/FA
 8/29/22  Lucid Group, Inc.                 S-3                    6:1.4M                                   Toppan Merrill/FA
 4/28/22  Lucid Group, Inc.                 POS AM               112:16M                                    Toppan Merrill/FA
 3/01/22  Lucid Group, Inc.                 424B3                  1:1.8M                                   Toppan Merrill/FA
 2/28/22  Lucid Group, Inc.                 10-K       12/31/21  120:13M                                    Workiva Inc Wde… FA01/FA
11/16/21  Lucid Group, Inc.                 424B3                  1:1.4M                                   Toppan Merrill/FA
11/15/21  Lucid Group, Inc.                 10-Q        9/30/21  102:11M                                    Workiva Inc Wde… FA01/FA
 9/24/21  Lucid Group, Inc.                 S-8         9/24/21    4:79K                                    Davis Polk & … LLP 01/FA
 8/20/21  Lucid Group, Inc.                 S-1/A                263:36M                                    Toppan Merrill/FA
 8/16/21  Lucid Group, Inc.                 10-Q        6/30/21   49:4.9M                                   Toppan Merrill/FA
 8/02/21  Lucid Group, Inc.                 S-1         7/30/21    4:4.9M                                   Toppan Merrill/FA
 7/26/21  Lucid Group, Inc.                 8-K/A:3,5,9 7/22/21    1:59K                                    Toppan Merrill/FA


5 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/14/21  Lucid Group, Inc.                 S-4/A       6/11/21   94:24M                                    Toppan Merrill/FA
 5/14/21  Lucid Group, Inc.                 S-4/A                 70:30M                                    Toppan Merrill/FA
 3/22/21  Lucid Group, Inc.                 S-4         3/19/21   64:25M                                    Toppan Merrill/FA
 2/23/21  Lucid Group, Inc.                 8-K:1,2,3,7 2/22/21    8:11M                                    Toppan Merrill/FA
 8/04/20  Lucid Group, Inc.                 8-K:8,9     8/03/20   16:1.5M                                   Toppan Merrill/FA
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Filing Submission 0001104659-21-095842   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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