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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/21/21 Brookfield Asset Management Inc. SUPPL 7/21/21 1:955K Toppan Merrill/FA Brookfield Finance Inc. |
Document/Exhibit Description Pages Size 1: SUPPL Supplemental Material by a Foreign Issuer HTML 636K
tm2122621-1_suppl - none - 11.7344278s |
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New Issue
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Per
2032 Note |
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Total
2032 Notes |
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Per
2051 Note |
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Total
2051 Notes |
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Public Offering Price(1)
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| | | | % | | | | | US$ | | | | | | %(2) | | | | | US$ | (2) | | | |
Underwriting Fees
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| | | | % | | | | | US$ | | | | | | % | | | | | US$ | | | ||
Proceeds to BFI (before expenses)
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| | | | % | | | | | US$ | | | | | | % | | | | | US$ | | | |
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Deutsche Bank Securities
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Wells Fargo Securities
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SMBC Nikko
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Year Ended
December 31, |
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Three Months
Ended March 31, |
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2021
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Low
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| | | | 0.6898 | | | | | | 0.8029 | | |
High
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| | | | 0.7863 | | | | | | 0.7795 | | |
Period End
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| | | | 0.7854 | | | | | | 0.7952 | | |
Average
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| | | | 0.7461 | | | | | | 0.7899 | | |
Area
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Eligible Categories
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Green Buildings
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| | (i) | | | New class A development properties that have received or are expected to receive LEED Gold(1) or higher, NABERS(2), BREEAM(3), IREM(4) or equivalent certification; | |
| | | (ii) | | | Existing class A redevelopment properties that have received or are expected to receive LEED Gold, NABERS, BREEAM or equivalent certification; | |
| | | (iii) | | | Tenant improvements that have received or are expected to receive LEED Gold, NABERS, BREEAM or equivalent certification; and | |
| | | (iv) | | | Other projects that materially improve the health and safety of occupants or the energy efficiency of, or make other environmentally beneficial improvements to, a development, redevelopment or existing property, such as smart meters in residential buildings. | |
Renewable Energy
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| | (i) | | | Construction of new solar energy facilities, maintenance, refurbishment or repowering of existing solar energy facilities and acquisition of solar energy facilities or businesses; | |
| | | (ii) | | | Construction of new wind energy facilities, maintenance, refurbishment or repowering of existing wind energy facilities and acquisition of wind energy facilities or businesses; | |
| | | (iii) | | | Construction of new run-of-river and other hydroelectricity facilities, refurbishment, modernization, and/or maintenance of existing hydroelectricity facilities with the purpose of increasing generation efficiency, operational lifespan and/or renewable energy output while maintaining or improving the level of operational safety and acquisition of hydroelectricity facilities or businesses, including pumped storage assets; | |
| | | (iv) | | | Construction of new biomass facilities(5), maintenance, refurbishment or repowering of existing biomass facilities and acquisition of biomass facilities or businesses; | |
| | | (v) | | | The purchase of renewable energy pursuant to power purchase agreements or virtual power purchase agreements; | |
| | | (vi) | | | Expenditures and/or investments related to the transmission or distribution of renewable energy sources; and | |
Area
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Eligible Categories
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(vii)
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| | Projects that increase the consumption of (or transition to) renewable energy sources. | |
Energy Efficiency
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| | (i) | | | Climate change and eco-efficient products, production technologies and processes and energy storage technologies or assets, such as battery storage assets to solve intermittency, residential battery solutions, waste to energy generation; | |
| | | (ii) | | | Expenditures related to the development or provision of intelligent energy systems or other energy efficiency improvements, such as technology or “smart” systems that are proven to contribute to reduced energy consumption or mitigate greenhouse gas emissions; and | |
| | | (iii) | | | Expenditures related to data infrastructure initiatives, including network or data transmission and storage infrastructure, that are proven to contribute to reduced energy consumption and/or increased energy efficiency. | |
Sustainable Water and Waste Management
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| | (i) | | | Investments related to the development of sustainable infrastructure for the production, treatment or distribution of clean and/or drinking water or the collection and treatment of sewage. | |
Pollution Prevention, Energy Efficiency, and Climate Change Adaption
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| | (i) | | | Investment in, acquisition of or partnership with heavy-emissions companies to facilitate transition towards “net-zero” through, among other things, upgrading infrastructure and/or technology, or improving operations, to reduce energy consumption and carbon footprint; and | |
| | | (ii) | | | Investments related to the development of Waste to Energy generation assets. | |
Clean Transportation
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| | (i) | | | Investments related to the reduction in locomotive emissions; and | |
| | | (ii) | | | Expenditures related to design, build, recover and reuse of advanced battery technologies for vehicles. | |
Eco-efficient and/or circular economy adapted products
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| | (i) | | | Investments in resource-efficient packaging and distribution. | |
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As at March 31, 2021
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Actual
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As adjusted
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(US$ amounts in millions)
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Corporate borrowings
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| | | $ | 9,102 | | | | | $ | | | |
Non-recourse borrowings | | | | | | | | | | | | | |
Property-specific borrowings
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| | | | 130,043 | | | | | | 130,043 | | |
Subsidiary borrowings
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| | | | 9,444 | | | | | | 9,444 | | |
Accounts payable and other
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| | | | 48,862 | | | | | | 48,862 | | |
Liabilities associated with assets classified as held for sale
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| | | | 2,728 | | | | | | 2,728 | | |
Deferred income tax liabilities
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| | | | 15,263 | | | | | | 15,263 | | |
Subsidiary equity obligations
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| | | | 3,647 | | | | | | 3,647 | | |
Equity | | | | | | | | | | | | | |
Non-controlling interests
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| | | | 88,836 | | | | | | 88,836 | | |
Preferred equity
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| | | | 4,145 | | | | | | 4,145 | | |
Common equity
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| | | | 32,953 | | | | | | 32,953 | | |
Total capitalization
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| | | $ | 345,023 | | | | | $ | | | |
Underwriter
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Principal Amount of
2032 Notes (US$) |
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Principal Amount of
2051 Notes (US$) |
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Deutsche Bank Securities Inc.
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| | | $ | | | | | $ | | | ||
HSBC Securities (USA) Inc.
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| | | $ | | | | | $ | | | ||
Wells Fargo Securities, LLC
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| | | $ | | | | | $ | | | | |
SMBC Nikko Securities America Inc.
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| | | $ | | | | | $ | | | | |
Total
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| | | $ | | | | | $ | | | |
| | |
Paid by the
UK Issuer or BFI |
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Per 2032 note
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| | | | % | | |
Per 2051 note
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| | | | % | | |
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SEC registration fee
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US$
|
| | | | † | | |
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Exchange listing fees
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Trustee fees
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Printing costs
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Legal fees and expenses
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Accounting fees and expenses
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Miscellaneous
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Total
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US$
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| | | | | | |
|
SEC registration fee
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US$ †
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Trustee fees
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| | | |
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Printing costs
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Legal fees and expenses
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Accounting fees and expenses
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Miscellaneous
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Total
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US$
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New Issue
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BROOKFIELD FINANCE INC.
Debt Securities BROOKFIELD FINANCE II LLC
Preferred Shares
(representing limited liability company interests) |
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BROOKFIELD FINANCE II INC.
Debt Securities BROOKFIELD FINANCE (AUSTRALIA) PTY LTD Debt Securities |
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BROOKFIELD FINANCE LLC
Debt Securities BROOKFIELD FINANCE I (UK) PLC
Debt Securities
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Page
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AS AT AND FOR THE THREE
MONTHS ENDED JUN. 30, 2020 (MILLIONS) |
| |
The
Company(1) |
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BFI
|
| |
US LLC
Issuer |
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BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt Issuers and the US Pref Issuer(2) |
| |
Consolidating
Adjustments(3) |
| |
The
Company Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | | $ | (8) | | | | | $ | 138 | | | | | $ | 8 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 13,943 | | | | | $ | (1,252) | | | | | $ | 12,829 | | |
Net (loss) income attributable to
shareholders |
| | |
|
(656)
|
| | | |
|
87
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
667
|
| | | |
|
(754)
|
| | | |
|
(656)
|
| |
Total assets
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| | |
|
68,118
|
| | | |
|
6,109
|
| | | |
|
600
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
330,774
|
| | | |
|
(89,166)
|
| | | |
|
316,435
|
| |
Total liabilities
|
| | |
|
36,048
|
| | | |
|
4,611
|
| | | |
|
596
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
196,896
|
| | | |
|
(32,782)
|
| | | |
|
205,369
|
| |
AS AT DEC. 31, 2019 AND FOR
THE THREE MONTHS ENDED JUN. 30, 2019 (MILLIONS) |
| |
The
Company(1) |
| |
BFI
|
| |
US LLC
Issuer |
| |
BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt Issuers and the US Pref Issuers(2) |
| |
Consolidating
Adjustments(3) |
| |
The
Company Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | | $ | — | | | | | $ | 38 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 18,179 | | | | | $ | (1,293) | | | | | $ | 16,924 | | |
Net (loss) income attributable to shareholders
|
| | | | 399 | | | | | | 30 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 641 | | | | | | (671) | | | | | | 399 | | |
Total assets
|
| | | | 70,976 | | | | | | 5,389 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 335,218 | | | | | | (87,614) | | | | | | 323,969 | | |
Total liabilities
|
| | | | 35,963 | | | | | | 3,994 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 197,825 | | | | | | (30,659) | | | | | | 207,123 | | |
FOR THE SIX MONTHS ENDED
JUN. 30, 2020 (MILLIONS) |
| |
The
Company(1) |
| |
BFI
|
| |
US LLC
Issuer |
| |
BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt and the US Pref Issuer(2) |
| |
Consolidating
Adjustments(3) |
| |
The
Company Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | |
$
|
430
|
| | | |
$
|
176
|
| | | |
$
|
12
|
| | | |
$
|
—
|
| | | |
$
|
—
|
| | | |
$
|
—
|
| | | |
$
|
—
|
| | | |
$
|
32,015
|
| | | |
$
|
(3,218)
|
| | | |
$
|
29,415
|
| |
Net (loss) income attributable to shareholders
|
| | |
|
(949)
|
| | | |
|
82
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
—
|
| | | |
|
2,090
|
| | | |
|
(2,172)
|
| | | |
|
(949)
|
| |
FOR THE SIX MONTHS
ENDED JUN. 30, 2019 (MILLIONS) |
| |
The
Company(1) |
| |
BFI
|
| |
US LLC
Issuer |
| |
BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt Issuers and the US Pref Issuer(2) |
| |
Consolidating
Adjustments(3) |
| |
The
Company Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | | $ | (21) | | | | | $ | 72 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 35,358 | | | | | $ | (3,277) | | | | | $ | 32,132 | | |
Net (loss) income attributable to
shareholders |
| | | | 1,014 | | | | | | 34 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,985 | | | | | | (2,019) | | | | | | 1,014 | | |
AS AT AND FOR THE
YEAR ENDED DEC 31, 2019 (MILLIONS) |
| |
The Company(1)
|
| |
BFI
|
| |
US LLC
Issuer |
| |
BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt Issuers and the US Pref Issuer(2) |
| |
Consolidating
Adjustments(3) |
| |
The Company
Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | | $ | 104 | | | | | $ | 148 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 73,415 | | | | | $ | (5,841) | | | | | $ | 67,826 | | |
Net (loss) income attributable to shareholders
|
| | | | 2,807 | | | | | | 40 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,578 | | | | | | (3,618) | | | | | | 2,807 | | |
Total assets
|
| | | | 70,976 | | | | | | 5,389 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 335,218 | | | | | | (87,614) | | | | | | 323,969 | | |
Total liabilities
|
| | | | 35,963 | | | | | | 3,994 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 197,825 | | | | | | (30,659) | | | | | | 207,123 | | |
AS AT AND FOR THE
YEAR ENDED DEC 31, 2018 (MILLIONS) |
| |
The Company(1)
|
| |
BFI
|
| |
US LLC
Issuer |
| |
BFI II
|
| |
AUS
Issuer |
| |
UK
Issuer |
| |
US
Pref Issuer |
| |
Subsidiaries
of the Company Other than the Finance Debt Issuers and the US Pref Issuer(2) |
| |
Consolidating
Adjustments(3) |
| |
The Company
Consolidated |
| ||||||||||||||||||||||||||||||
Revenues
|
| | | $ | 810 | | | | | $ | 43 | | | | | $ | 53 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 63,147 | | | | | $ | (7,282) | | | | | $ | 56,771 | | |
Net (loss) income attributable to shareholders
|
| | | | 3,584 | | | | | | (46) | | | | | | (1) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,651 | | | | | | (4,604) | | | | | | 3,584 | | |
Total assets
|
| | | | 59,105 | | | | | | 4,330 | | | | | | 13 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 274,830 | | | | | | (81,997) | | | | | | 256,281 | | |
Total liabilities
|
| | | | 29,290 | | | | | | 2,909 | | | | | | 6 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 156,656 | | | | | | (29,730) | | | | | | 159,131 | | |
|
SEC registration fee
|
| | | $ | 454,300 | | |
|
Exchange listing fees
|
| | | | * | | |
|
Blue sky fees and expenses
|
| | | | * | | |
|
Trustee & transfer agent fees
|
| | | | * | | |
|
Printing and engraving costs
|
| | | | * | | |
|
Legal fees and expenses
|
| | | | * | | |
|
Accounting fees and expenses
|
| | | | * | | |
|
Miscellaneous
|
| | | | * | | |
|
Total
|
| | | $ | * | | |
|
Deutsche Bank Securities
|
| |
HSBC
|
| |
Wells Fargo Securities
|
| |
SMBC Nikko
|
|
This ‘SUPPL’ Filing | Date | Other Filings | ||
---|---|---|---|---|
4/15/31 | ||||
4/15/30 | ||||
3/31/23 | ||||
5/24/22 | ||||
9/30/21 | 13F-HR, 13F-HR/A, 6-K | |||
7/26/21 | 6-K, 8-A12B, CERT, SC 13E3/A | |||
Filed on / Effective on: | 7/21/21 | 4, 425, 6-K, FWP, SC 13E3/A | ||
7/20/21 | 425, SC 13E3/A | |||
6/28/21 | 4, 6-K, SC 13D/A | |||
5/25/21 | ||||
5/20/21 | 6-K | |||
3/31/21 | 13F-HR, 13F-HR/A, 4, 6-K, F-1, SC 13D/A | |||
3/30/21 | 4, 6-K, SC 13D/A | |||
3/1/21 | 4, 6-K, SC 13D/A | |||
1/4/21 | 425, 6-K, SC 13D/A | |||
12/31/20 | 13F-HR, 13F-HR/A, 4, 40-F, 40-F/A, 5, 6-K | |||
10/6/20 | CORRESP, F-10/A | |||
9/28/20 | 6-K | |||
9/25/20 | ||||
9/24/20 | 3, 6-K, SUPPL | |||
6/30/20 | 13F-HR, 13F-HR/A, 4, 6-K | |||
3/31/20 | 13F-HR, 13F-HR/A, 4, 6-K, SC 13D/A | |||
3/2/20 | 6-K, SC 13D | |||
2/21/20 | 6-K | |||
1/1/20 | ||||
12/31/19 | 13F-HR, 13F-HR/A, 4, 40-F, 6-K | |||
6/30/19 | 13F-HR, 6-K | |||
12/31/18 | 13F-HR, 4, 40-F, 6-K | |||
3/10/17 | 6-K | |||
2/6/17 | ||||
6/2/16 | 6-K | |||
3/31/15 | 13F-HR, 13F-HR/A, 40-F, 6-K | |||
2/14/13 | 13F-HR | |||
10/18/11 | ||||
9/20/95 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/17/21 Brookfield Corp./ON 6-K 3/31/21 4:9.6M 5/12/21 Brookfield Corp./ON 6-K 5/12/21 3:1.4M Donnelley … Solutions/FA 3/24/21 Brookfield Corp./ON 40-F 12/31/20 202:55M 8/14/20 Brookfield Corp./ON 6-K 6/30/20 96:26M 5/13/20 Brookfield Corp./ON 6-K 5/13/20 3:1.7M Donnelley … Solutions/FA 3/27/20 Brookfield Corp./ON 40-F 12/31/19 200:92M |