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Sterling Bancorp – ‘DEFA14A’ on 4/26/21

On:  Monday, 4/26/21, at 5:01pm ET   ·   Accession #:  1104659-21-54966   ·   File #:  1-35385

Previous ‘DEFA14A’:  ‘DEFA14A’ on 4/19/21   ·   Latest ‘DEFA14A’:  This Filing   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/21  Sterling Bancorp                  DEFA14A                1:29K                                    Toppan Merrill/FA

Additional Definitive Proxy Soliciting Material   —   Sch. 14A   —   Rule 14a-12
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: DEFA14A     Additional Definitive Proxy Soliciting Material     HTML     13K 


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.      )

 

x Filed by the Registrant   ¨ Filed by a Party other than the Registrant
 
Check the appropriate box:
¨ Preliminary Proxy Statement
¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
¨ Definitive Proxy Statement
x Definitive Additional Materials
¨ Soliciting Material under §240.14a-12

 

 
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):
x No fee required.
¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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  (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):  
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¨ Fee paid previously with preliminary materials.
¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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 C: 

 

 

 

 

Two Blue Hill Plaza, Second Floor, Pearl River, NY 10965
(845) 369-8040

 

Supplement to 2021 Proxy Statement

April 26, 2021

 

This Supplement amends and supplements the 2021 Proxy Statement of Sterling Bancorp (the “Company”), dated April 14, 2021, which was furnished to stockholders of the Company in connection with the solicitation of proxies by the Board of Directors of the Company for use at the Company’s 2021 Annual Meeting of Stockholders to be held on Wednesday, May 26, 2021 at 11:00 a.m. Eastern Time.

 

This Supplement provides additional information on the voting requirements for and the effect of abstentions on “Proposal #2 – Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan” (“Proposal 2”). For purposes of the listing rules of the New York Stock Exchange (“NYSE”) requiring shareholder approval of Proposal 2, abstentions are counted as votes cast and, therefore, abstentions will have the same effect as a vote “against” the proposal; broker non-votes are not counted as votes cast and, therefore, will have no impact.

 

Except as specifically supplemented by the information in this Supplement, all information set forth in the 2021 Proxy Statement remains unchanged. From and after the date of this Supplement, all references to the “Proxy Statement” are to the Proxy Statement as supplemented hereby. The Proxy Statement contains important information, and this Supplement should be read in conjunction with the Proxy Statement.

 

 C: 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘DEFA14A’ Filing    Date    Other Filings
5/26/218-K,  DEF 14A
Filed on:4/26/21
4/14/21DEF 14A
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/08/21  Sterling Bancorp                  DEFM14A                1:7.6M                                   Broadridge Fin’l So… Inc
 7/08/21  Webster Financial Corp.           424B3                  1:6M                                     Broadridge Fin’l So… Inc
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Filing Submission 0001104659-21-054966   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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