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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/12/21 Hudson Technologies Inc./NY 10-K 12/31/20 80:6.4M Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 426K
2: EX-10.52 Material Contract HTML 33K
3: EX-10.53 Material Contract HTML 34K
4: EX-10.54 Material Contract HTML 30K
5: EX-10.55 Material Contract HTML 32K
6: EX-10.56 Material Contract HTML 31K
7: EX-21 Subsidiaries List HTML 22K
8: EX-23.1 Consent of Expert or Counsel HTML 21K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 26K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 26K
11: EX-32.1 Certification -- §906 - SOA'02 HTML 22K
12: EX-32.2 Certification -- §906 - SOA'02 HTML 22K
19: R1 Document and Entity Information HTML 62K
20: R2 Consolidated Balance Sheets HTML 105K
21: R3 Consolidated Balance Sheets (Parenthetical) HTML 43K
22: R4 Consolidated Statements of Operations HTML 87K
23: R5 Consolidated Statements of Stockholders' Equity HTML 51K
24: R6 Consolidated Statements of Cash Flows HTML 109K
25: R7 Summary of Significant Accounting Policies HTML 96K
26: R8 Fair Value HTML 27K
27: R9 Trade accounts receivable - net HTML 48K
28: R10 Inventories HTML 40K
29: R11 Property, plant and equipment HTML 86K
30: R12 Leases HTML 64K
31: R13 Income taxes HTML 118K
32: R14 Goodwill and intangible assets HTML 102K
33: R15 Short-term and Long-term debt HTML 105K
34: R16 Commitments and contingencies HTML 65K
35: R17 Share-based compensation HTML 134K
36: R18 Other Income HTML 25K
37: R19 Related Party Transactions HTML 26K
38: R20 Summary of Significant Accounting Policies HTML 139K
(Policies)
39: R21 Summary of Significant Accounting Policies HTML 61K
(Tables)
40: R22 Trade accounts receivable - net (Tables) HTML 48K
41: R23 Inventories (Tables) HTML 41K
42: R24 Property, plant and equipment (Tables) HTML 85K
43: R25 Leases (Tables) HTML 64K
44: R26 Income taxes (Tables) HTML 118K
45: R27 Goodwill and intangible assets (Tables) HTML 101K
46: R28 Short-term and Long-term debt (Tables) HTML 82K
47: R29 Commitments and contingencies (Tables) HTML 64K
48: R30 Share-based compensation (Tables) HTML 136K
49: R31 Summary of Significant Accounting Policies - HTML 31K
Summary of company's revenues (Details)
50: R32 Summary of Significant Accounting Policies - HTML 35K
Summary of reconciliation of shares used to
determine net income per share (Details)
51: R33 Summary of Significant Accounting Policies - HTML 88K
Additional Information (Details)
52: R34 Trade accounts receivable - net - Reserves for HTML 29K
doubtful accounts (Details)
53: R35 Trade accounts receivable - net - Additional HTML 24K
Information (Details)
54: R36 Inventories (Details) HTML 28K
55: R37 Property, plant and equipment - Summary of HTML 82K
Elements of property, plant and equipment
(Details)
56: R38 Property, plant and equipment - Additional HTML 28K
Information (Details)
57: R39 Leases - Maturity of lease payments (Details) HTML 39K
58: R40 Leases - Balance Sheet Classification and Other HTML 36K
Information (Details)
59: R41 Leases - Additional Information (Details) HTML 30K
60: R42 Income taxes - Provision for Income Taxes HTML 45K
(Details)
61: R43 Income taxes - Reconciliation of Company's Actual HTML 43K
Tax Rate to U.S. Federal Statutory Rate (Details)
62: R44 Income taxes - Elements of Deferred Income Tax HTML 45K
Assets (Liabilities) (Details)
63: R45 Income taxes - Additional Information (Details) HTML 46K
64: R46 Goodwill and intangible assets - Company's other HTML 52K
intangible assets (Details)
65: R47 Goodwill and intangible assets - Additional HTML 44K
Information (Details)
66: R48 Short-term and long-term debt (Details) HTML 48K
67: R49 Short-term and long-term debt - Maturities of HTML 30K
long-term debt and capital lease obligations
(Details)
68: R50 Short-term and long-term debt - Additional HTML 151K
Information (Details)
69: R51 Commitments and contingencies - Non-cancelable HTML 59K
operating leases (Details)
70: R52 Commitments and contingencies - Additional HTML 23K
Information (Details)
71: R53 Share-Based Compensation - Weighted Average HTML 41K
Assumptions Used in Determining Fair Value of
Share Based Awards at Grant Date by Using
Black-Scholes Option Pricing Model (Details)
72: R54 Share-based compensation - Summary of Status of HTML 44K
Company's Stock Option Plan (Details)
73: R55 Share-Based compensation - Weighted Average HTML 51K
Contractual Life and Exercise Price (Details)
74: R56 Share-Based Compensation - Intrinsic Value HTML 26K
(Details)
75: R57 Share-based compensation - Additional Information HTML 52K
(Details)
76: R58 Other Income (Details) HTML 28K
77: R59 Related Party Transactions (Details) HTML 32K
79: XML IDEA XML File -- Filing Summary XML 132K
78: EXCEL IDEA Workbook of Financial Reports XLSX 96K
13: EX-101.INS XBRL Instance -- hdsn-20201231 XML 1.98M
15: EX-101.CAL XBRL Calculations -- hdsn-20201231_cal XML 173K
16: EX-101.DEF XBRL Definitions -- hdsn-20201231_def XML 411K
17: EX-101.LAB XBRL Labels -- hdsn-20201231_lab XML 1.11M
18: EX-101.PRE XBRL Presentations -- hdsn-20201231_pre XML 809K
14: EX-101.SCH XBRL Schema -- hdsn-20201231 XSD 172K
80: ZIP XBRL Zipped Folder -- 0001104659-21-035666-xbrl Zip 157K
Exhibit 10.56
NON-QUALIFIED STOCK OPTION AGREEMENT
HUDSON TECHNOLOGIES, INC.
AGREEMENT made as of (grant date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee").
WHEREAS, the Company desires to grant to the Grantee a Non-Qualified Option to purchase shares of its common stock, par value $.01 per share (the "Shares"), under and pursuant to the Company’s 2020 Stock Incentive Plan (the “Plan”);
WHEREAS, the Company and the Grantee understand and agree that unless otherwise defined herein any terms used herein have the same meanings as in the Plan.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth and for other good and valuable consideration, the parties hereto agree as follows:
1. Grant of Option. The Company hereby grants to the Grantee the right and option to purchase all or any part of an aggregate of (Insert number of shares) shares of its Common Stock, $.01 par value, on the terms and conditions and subject to all the limitations set forth herein and in the Plan, which is incorporated herein by reference (the "Option"). The Grantee acknowledges receipt of a copy of the Plan.
2. Purchase Price. The purchase price of the Shares covered by the Option shall be $(insert option price) per share.
3. Vesting of Options. The Option granted hereby shall vest quarterly in four (4) equal quarterly installments of ________, commencing with the quarter ending ______, 20__ and each subsequent quarter in 20___ through the quarter ending ___________, 20__. Each quarterly vesting shall occur on the date of, and shall be conditioned upon (insert conditions to vesting)
4. Term of Option. The option shall terminate three (3) years from the date of this Agreement. In the event of the death of the Grantee, the Option shall be exercisable to the extent exercisable but not exercised as of the date of death and, in such event, the Option must be exercised, if at all, within one (1) year after the date of death of the Grantee or, if earlier, within the originally prescribed term of the Option.
For purposes hereof, “Business Day” shall mean any day except Saturday, Sunday and any day which shall be a legal holiday or a day on which banking institutions in the State of New York generally are authorized or required by law or other government actions to close.
5. Non-Assignability. The Option shall not be transferable by the Grantee otherwise than by will or by the laws of descent and distribution and shall be exercisable, during the Grantee's lifetime, only by the Grantee. The Option shall not be assigned, pledged or hypothecated in any way (whether by operation of law or otherwise) and shall not be subject to execution, attachment or similar process. Any attempted transfer, assignment, pledge, hypothecation or other disposition of the Option or of any rights granted hereunder contrary to the provisions of this Section 5, or the levy of any attachment or similar process upon the Option or such right, shall be null and void.
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6. Exercise of Option and Issue of Shares. The Option may be exercised in whole or in part (to the extent that it is exercisable in accordance with its terms) by giving written notice to the Company, together with the tender of the Option price. Such written notice shall be signed by the person exercising the Option, shall state the number of Shares with respect to which the Option is being exercised, shall contain any warranty required by Section 7 below and shall otherwise comply with the terms and conditions of this Agreement and the Plan. The Company shall pay all original issue taxes with respect to the issue of the Shares pursuant hereto and all other fees and expenses necessarily incurred by the Company in connection herewith. Except as specifically set forth herein, the Grantee acknowledges that any income or other taxes due from him or her with respect to this Option or the Shares issuable pursuant to this Option shall be the responsibility of the Grantee. The Grantee of this Option shall have rights as a shareholder only with respect to any Shares covered by the Option after due exercise of the Option and tender of the full exercise price for the Shares being purchased pursuant to such exercise.
7. Purchase for Investment. Unless the offering and sale of the Shares to be issued upon the particular exercise of the Option shall have been effectively registered under the Securities Act of 1933, as now in force or hereafter amended, or any successor legislation (the "Act"), the Company shall be under no obligation to issue the Shares covered by such exercise unless and until the following conditions have been fulfilled:
(a) The person(s) who exercise the Option shall warrant to the Company, at the time of such exercise, that such person(s) are acquiring such Shares for his or her own account, for investment and not with a view to, or for sale in connection with, the distribution of any such Shares, in which event the person(s) acquiring such Shares shall be bound by the provisions of the following legend which shall be endorsed upon the certificate(s) evidencing their option Shares issued pursuant to such exercise:
"The shares represented by this certificate have not been registered under the Securities Act of 1933, as amended (the "Act"). Such shares may not be sold, transferred or otherwise disposed of unless they have first been registered under the Act or, unless, in the opinion of counsel satisfactory to the Company's counsel, such registration is not required."
(b) The Company shall have received an opinion of its counsel that the Shares may be issued upon such particular exercise in compliance with the Act without registration thereunder. Without limiting the generality of the foregoing, the Company may delay issuance of the Shares until completion of any action or obtaining of any consent, which the Company deems necessary under any applicable law (including without limitation state securities or "blue sky" laws).
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8. Notices. Any notices required or permitted by the terms of this Agreement or the Plan shall be given by hand delivery, overnight courier service, or registered or certified mail, return receipt requested, and sent, if to the Company, at its principal executive offices, and if to the Grantee, at the Grantee’s most current residence address as reflected in the records of the Company or to such other address or addresses of which notice in the same manner has previously been given. Any such notice shall be deemed to have been given when received in accordance with the foregoing provisions. Either party hereto may change the address of which notices shall be given by providing the other party hereto with written notice of such change.
9. Governing Law. This Agreement shall be construed and enforced in accordance with the law of the State of New York.
10. Benefit of Agreement. This Agreement shall be for the benefit of and shall be binding upon the heirs, executors, administrators and successors of the parties hereto.
IN WITNESS WHEREOF, the Company has caused this Agreement to be executed by its duly authorized officer, and the Grantee has hereunto set his or her hand, all as of the day and year first above written.
| HUDSON TECHNOLOGIES, INC. | |||
| By: | |||
| Name: | |||
| Title: | |||
| (Insert name) Grantee | |||
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| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/12/21 | 4 | ||
| For Period end: | 12/31/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/24 Hudson Technologies Inc./NY 10-K 12/31/23 80:7.9M Toppan Merrill/FA2 3/14/23 Hudson Technologies Inc./NY 10-K 12/31/22 77:7.2M Toppan Merrill/FA2 3/24/22 Hudson Technologies Inc./NY 10-K 12/31/21 83:7.8M Toppan Merrill/FA2 |