SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/11/21 Asure Software Inc. S-3 4:710K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3 Registration Statement - Securities for a HTML 236K Transaction 2: EX-4.8 Instrument Defining the Rights of Security Holders HTML 187K 3: EX-5.1 Opinion of Counsel re: Legality HTML 20K 4: EX-23.1 Consent of Expert or Counsel HTML 5K
tm217865-1_s3 - none - 4.0312616s |
|
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
74-2415696
(I.R.S. Employer
Identification No.) |
|
| Large accelerated filer ☐ | | |
Accelerated filer ☐
|
|
| Non-accelerated filer ☒ | | |
Smaller reporting company ☒
|
|
| | | |
Emerging growth company ☐
|
|
| | ||||||||||||||
Title of Each Class of
Securities To Be Registered(1)(2) |
| | |
Proposed Maximum
Aggregate Offering Price(1)(2) |
| | |
Amount of
Registration Fee(3) |
| ||||||
Debt securities
|
| | | | | | | | | | | | | | |
Preferred Stock, par value $0.01 per share
|
| | | | | | | | | | | | | | |
Common Stock, par value $0.01 per share
|
| | | | | | | | | | | | | | |
Debt warrants
|
| | | | | | | | | | | | | | |
Equity warrants
|
| | | | | | | | | | | | | | |
Rights
|
| | | | | | | | | | | | | | |
Units
|
| | | | | | | | | | | | | | |
Total | | | | | $ | 150,000,000 | | | | | | $ | 16,365.00 | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 3 | | | |
| | | | | 3 | | | |
| | | | | 5 | | | |
| | | | | 5 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 13 | | | |
| | | | | 18 | | | |
| | | | | 19 | | | |
| | | | | 20 | | | |
| | | | | 21 | | | |
| | | | | 23 | | | |
| | | | | 23 | | | |
| | | | | 23 | | | |
| | | | | 23 | | |
| | |
Amount to be
Paid |
| |||
Securities and Exchange Commission registration fee
|
| | | $ | 2,450.88 | | |
Printing and engraving expenses
|
| | | | * | | |
Legal fees and expenses
|
| | | | * | | |
Accounting fees and expenses
|
| | | | * | | |
Transfer agent and registrar fees
|
| | | | * | | |
Trust fees and expenses
|
| | | | * | | |
Miscellaneous expenses
|
| | | | * | | |
Total
|
| | | | * | | |
|
Exhibit
No. |
| |
Description
|
|
| 3.1(1) | | | | |
| 3.2(2) | | | | |
| 3.3(3) | | | | |
| 3.4(4) | | | | |
| 4.1(5) | | | | |
| 4.2(6) | | | | |
| 4.3(7) | | | | |
| 4.4* | | | Form of Preferred Stock Certificate | |
| 4.5* | | | Form of Debt Security | |
| 4.6* | | | Form of Debt Warrant | |
| 4.7* | | | Form of Equity Warrant | |
| 4.8** | | | | |
| 4.9* | | | Form of Rights Agent Agreement | |
| 4.10* | | | Form of Unit Agreement | |
| 5.1** | | | | |
| 23.1** | | | | |
| 23.2** | | | | |
| 24.1** | | | | |
| 25.1* | | | Statement of Eligibility of Trustee on Form T-1 | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Patrick Goepel
|
| |
Chief Executive Officer, Chairman of the Board and Director
(Principal Executive Officer) |
| | | |
|
/s/ John Pence
|
| |
Chief Financial Officer
(Principal Financial and Accounting Officer) |
| | | |
|
/s/ Daniel Gill
|
| | Lead Independent Director | | | | |
|
/s/ Benjamin Allen
|
| | Director | | | | |
|
/s/ W. Carl Drew
|
| | Director | | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Grace Lee
|
| | Director | | | | |
|
|
| | Director | | | | |
|
/s/ Bjorn Reynolds
|
| | Director | | | |
This ‘S-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
10/28/22 | ||||
Filed on: | 3/11/21 | 10-K, 8-K, 8-K/A, S-4 | ||
3/8/21 | ||||
12/31/20 | 10-K | |||
6/1/20 | 8-K | |||
4/6/20 | 8-K | |||
3/16/20 | 10-K | |||
12/31/19 | 10-K, 8-K | |||
4/19/19 | 8-A12B/A, 8-K, PRE 14A, S-8 | |||
4/17/19 | ||||
11/9/18 | 10-Q, 8-K | |||
9/30/18 | 10-Q | |||
4/16/18 | EFFECT | |||
4/2/18 | 8-K, S-3 | |||
5/11/17 | 10-Q, 8-K | |||
3/31/17 | 10-Q, CORRESP, DEF 14A, S-3/A | |||
12/13/12 | S-3 | |||
10/28/09 | 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/19/21 Asure Software Inc. S-3/A 2:61K Toppan Merrill/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/01/20 Asure Software Inc. 8-K:5,9 5/27/20 2:74K Federal Filings, LLC/FA 4/06/20 Asure Software Inc. 8-K:5,9 3/31/20 3:44K Federal Filings, LLC/FA 3/16/20 Asure Software Inc. 10-K 12/31/19 100:9M 4/19/19 Asure Software Inc. 8-K:1,3,5,9 4/15/19 2:313K Federal Filings, LLC/FA 11/09/18 Asure Software Inc. 10-Q 9/30/18 64:5.6M Federal Filings, LLC/FA 5/11/17 Asure Software Inc. 10-Q 3/31/17 54:3.9M Federal Filings, LLC/FA 12/13/12 Asure Software Inc. S-3 7:1.1M Federal Filings, LLC/FA |