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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/28/22 Duke Energy Corp. S-3ASR 1/28/22 5:332K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 182K Well-Known Issuer 2: EX-5 Opinion of Counsel re: Legality HTML 11K 3: EX-23.1 Consent of Expert or Counsel HTML 5K 4: EX-24.1 Power of Attorney HTML 14K 5: EX-24.2 Power of Attorney HTML 7K
tm224320-1_s3asr - none - 6.6406897s |
|
Delaware
(State or other jurisdiction of incorporation or organization) |
| |
20-2777218
(I.R.S. Employer Identification Number) |
|
| Large accelerated filer ☒ | | | Accelerated filer ☐ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Title of Each Class of Securities
to be Registered |
| | |
Amount to be
Registered |
| | |
Proposed Maximum
Offering Price Per Unit(1) |
| | |
Proposed Maximum
Aggregate Offering Price(1) |
| | |
Amount of
Registration Fee(1) |
|
Common Stock, par value $0.001 per share
|
| | |
7,000,000 Shares
|
| | |
$102.12
|
| | |
$714,840,000
|
| | |
$52,791.19
|
|
| | |
Page
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| Duke Energy | | | For Overnight Delivery: | |
| Investor Relations | | | 526 South Church Street | |
| Department | | | Charlotte, NC 28202-1904 | |
| P.O. Box 1005 | | | | |
| Charlotte, NC 28201-1005 | | | | |
|
SEC Filing Fee (Actual)
|
| | | $ | 52,791 | | |
|
Printing Costs
|
| | | | 10,000 | | |
|
Legal Fees and Expenses
|
| | | | 500 | | |
|
Accounting Fees
|
| | | | 40,000 | | |
|
Blue Sky Fees and Expenses
|
| | | | 5,000 | | |
|
TOTAL
|
| | | $ | 108,291 | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ LYNN J. GOOD*
|
| |
Director and Chairman, President and Chief Executive Officer (Principal Executive Officer) |
| | | |
|
/s/ STEVEN K. YOUNG*
|
| | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | | | | |
|
/s/ CYNTHIA S. LEE*
|
| | Vice President, Chief Accounting Officer and Controller (Principal Accounting Officer) | | | | |
|
Majority of Directors:
|
| | | | | | |
|
/s/ MICHAEL G. BROWNING*
|
| | Director | | | | |
|
|
| | Director | | | | |
|
|
| | Director | | | | |
|
/s/ ROBERT M. DAVIS*
|
| | Director | | | | |
|
/s/ CAROLINE D. DORSA*
|
| | Director | | | | |
|
/s/ W. ROY DUNBAR*
|
| | Director | | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
|
| | Director | | | | |
|
/s/ JOHN T. HERRON*
John T. Heron
|
| | Director | | | | |
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/s/ IDALENE F. KESNER*
|
| | Director | | | | |
|
/s/ E. MARIE E. MCKEE*
E.Marie E. McKee
|
| | Director | | | | |
|
/s/ MICHAEL J. PACILIO*
|
| | Director | | | | |
|
/s/ THOMAS E. SKAINS*
|
| | Director | | | | |
|
Williams E. Webster, Jr.
|
| | Director | | | |
| | | | | | | | |
| By: | | |
Attorney-in-Fact
|
| | | |
| | | | | | | | |
|
Exhibit
No. |
| |
Exhibit
|
|
| 3.1* | | | | |
| 3.2* | | | | |
| 5 | | | | |
| 23.1 | | | | |
| 24.1 | | | | |
| 24.2 | | | | |
| 99* | | | Duke Energy Corporation InvestorDirect Choice Plan — Optional Investments Over Maximum Monthly Amount (filed with Form S-3;File No.333-191494, filed October 1, 2013, as Exhibit 99) | |
This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 1/28/22 | |||
1/24/22 | ||||
9/23/19 | 424B3, S-3ASR | |||
1/31/19 | S-3ASR | |||
List all Filings |