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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/04/22 Mfa Financial, Inc. 8-K:5,9 4/01/22 13:271K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 37K 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 11K 3: EX-3.2 Articles of Incorporation/Organization or Bylaws HTML 10K 8: R1 Cover HTML 57K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- tm2211108d1_8k_htm XML 22K 10: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.DEF XBRL Definitions -- mfa-20220401_def XML 75K 6: EX-101.LAB XBRL Labels -- mfa-20220401_lab XML 106K 7: EX-101.PRE XBRL Presentations -- mfa-20220401_pre XML 72K 4: EX-101.SCH XBRL Schema -- mfa-20220401 XSD 14K 12: JSON XBRL Instance as JSON Data -- MetaLinks 27± 35K 13: ZIP XBRL Zipped Folder -- 0001104659-22-042317-xbrl Zip 19K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 1, 2022
(Exact name of registrant as specified in its charter)
| i Maryland | i 1-13991 | i 13-3974868 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| i 10017 | ||
| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: ( i 212) i 207-6400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
After the close of business on April 4, 2022, MFA Financial, Inc. (the “Company”) effected the previously announced 1-for-4 reverse stock split (the “Reverse Stock Split”) of its outstanding shares of common stock, par value $0.01 per share (the “Common Stock”). On April 1, 2022, the Company filed with the State Department of Assessments and Taxation of Maryland two Articles of Amendment (the “Amendments”) to its charter that: (i) provided for a 1-for-4 reverse stock split of the issued and outstanding shares of Common Stock, effective at 5:00 p.m., Eastern Time, on April 4, 2022, and (ii) provided for the par value of the Common Stock to be changed from $0.04 per share (as a result of the reverse stock split) back to $0.01 per share, effective at 5:01 p.m., Eastern Time, on April 4, 2022. Fractional shares resulting from the Reverse Stock Split will be paid in cash based on the closing price of the Common Stock on the New York Stock Exchange (“NYSE”) on April 4, 2022, after taking into account the Reverse Stock Split. The Reverse Stock Split affected all record holders of Common Stock uniformly and did not affect any record holder’s percentage ownership interest, except for de minimis changes as a result of the elimination of fractional shares.
The Reverse Stock Split did not affect the number of the Company's authorized shares of Common Stock under its charter.
The Common Stock will begin trading on a split-adjusted basis on the NYSE at the opening of trading on April 5, 2022. The Common Stock continues to trade on the NYSE under the symbol “MFA”, but with a new CUSIP number: 55272X607.
The foregoing description of the Amendments does not purport to be complete and is subject to and qualified in its entirety by reference to the Amendments, which are filed as Exhibit 3.1 and Exhibit 3.2 to this Current Report on Form 8-K and are incorporated herein by reference.
C:
Item 9.01 Financial Statements and Exhibits.
Exhibit
| 3.1 | Articles of Amendment of MFA Financial, Inc. |
| 3.2 | Articles of Amendment of MFA Financial, Inc. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL). |
C:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MFA FINANCIAL, INC. | ||
| (REGISTRANT) | ||
| By: | /s/ Harold E. Schwartz | |
| Name: Harold E. Schwartz | ||
| Title: Senior Vice President and General Counsel | ||
Date: April 4, 2022
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 4/5/22 | None on these Dates | |||
| Filed on: | 4/4/22 | |||
| For Period end: | 4/1/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/17/24 Mfa Financial, Inc. 8-A12B 2:204K Toppan Merrill/FA 4/16/24 Mfa Financial, Inc. 424B5 2:867K Toppan Merrill/FA 4/15/24 Mfa Financial, Inc. 424B5 1:859K Toppan Merrill/FA 2/29/24 Mfa Financial, Inc. 424B5 2:709K Toppan Merrill/FA 2/22/24 Mfa Financial, Inc. 10-K 12/31/23 138:24M 1/11/24 Mfa Financial, Inc. 8-A12B 2:207K Toppan Merrill/FA 1/09/24 Mfa Financial, Inc. 424B5 2:873K Toppan Merrill/FA 1/08/24 Mfa Financial, Inc. 424B5 1:865K Toppan Merrill/FA 2/24/23 Mfa Financial, Inc. 10-K 12/31/22 139:25M 9/27/22 Mfa Financial, Inc. S-3ASR 9/27/22 8:1.9M Toppan Merrill/FA 9/27/22 Mfa Financial, Inc. S-3ASR 9/27/22 6:903K Toppan Merrill/FA 8/04/22 Mfa Financial, Inc. 10-Q 6/30/22 120:20M 5/04/22 Mfa Financial, Inc. 10-Q 3/31/22 123:17M |