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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/10/23 Helius Medical Technologies, Inc. S-3 9:1.1M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3 Registration Statement - Securities for a HTML 339K Transaction 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 123K 3: EX-4.2 Instrument Defining the Rights of Security Holders HTML 125K 4: EX-4.3 Instrument Defining the Rights of Security Holders HTML 344K 5: EX-4.4 Instrument Defining the Rights of Security Holders HTML 106K 6: EX-5.1 Opinion of Counsel re: Legality HTML 36K 7: EX-23.1 Consent of Expert or Counsel HTML 6K 8: EX-23.2 Consent of Expert or Counsel HTML 6K 9: EX-FILING FEES Filing Fees HTML 26K
tm238345-1_s3 - none - 3.6562696s |
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Delaware
(State or other jurisdiction of
incorporation or organization) |
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36-47877690
(I.R.S. Employer
Identification Number) |
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Large accelerated filer
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| | ☐ | | | Accelerated filer | | | ☐ | |
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Non-accelerated filer
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| | ☒ | | |
Smaller reporting company
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| | ☒ | |
| | | | | | |
Emerging growth company
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SEC registration fee
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| | | $ | 11,020.00 | | |
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FINRA filing fee
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| | | | * | | |
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Accounting fees and expenses
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Legal fees and expenses
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Transfer agent fees and expenses
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Trustee fees and expenses
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Printing and miscellaneous expenses
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Total
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| | | $ | * | | |
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EXHIBIT
NUMBER |
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DESCRIPTION OF DOCUMENT
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1*
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| | Form of Underwriting Agreement | |
| 3.1 | | | | |
| 3.2 | | | | |
| 3.3 | | | | |
| 3.4 | | | | |
| 4.1** | | | | |
| 4.2** | | | | |
| 4.3** | | | | |
| 4.4** | | | |
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EXHIBIT
NUMBER |
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DESCRIPTION OF DOCUMENT
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| 5.1** | | | | |
| 23.1** | | | | |
| 23.2** | | | | |
| 23.3** | | | | |
| 24.1** | | | | |
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107**
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| | | | Helius Medical Technologies, Inc. | | |||
| | | | By: | | |
/s/ Dane C. Andreeff
Dane C. Andreeff
President, Chief Executive Officer and Director |
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Signature
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Title
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Date
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/s/ Dane C. Andreeff
Dane C, Andreeff
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President, Chief Executive Officer, and Director (Principal Executive Officer)
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Chief Financial Officer and Director (Principal Accounting and Financial Officer)
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/s/ Paul Buckman
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Director
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/s/ Blane Walter
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Director
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/s/ Sherrie Perkins
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Director
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/s/ Edward M. Straw
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Director
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This ‘S-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 3/10/23 | |||
Filed on: | 3/9/23 | 10-K, 8-K | ||
3/6/23 | ||||
1/1/23 | ||||
12/31/22 | 10-K | |||
12/31/21 | 10-K, SD | |||
10/30/19 | ||||
10/10/19 | ||||
1/31/19 | ||||
10/9/15 | 8-K | |||
6/13/14 | ||||
1/22/13 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/25/23 Helius Medical Technologies, Inc. S-3/A 3:378K Toppan Merrill/FA 3/20/23 SEC UPLOAD¶ 6/28/23 2:39K Helius Medical Technologies, Inc. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/09/23 Helius Medical Technologies, Inc. 10-K 12/31/22 76:7.8M Toppan Merrill Bridge/FA 3/10/21 Helius Medical Technologies, Inc. 10-K 12/31/20 75:11M ActiveDisclosure/FA 12/31/20 Helius Medical Technologies, Inc. 8-K:3,5,8,912/31/20 3:73K ActiveDisclosure/FA 10/30/18 Helius Medical Technologies, Inc. 8-K:5,9 10/24/18 2:50K Donnelley … Solutions/FA 8/09/18 Helius Medical Technologies, Inc. 10-Q 6/30/18 65:11M ActiveDisclosure/FA |