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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/23 Public Service Co. of New Mexico 8-K:8,9 11/07/23 18:2.7M Toppan Merrill/FA PNM Energy Transition Bond Co. I, LLC |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 44K 2: EX-1.1 Underwriting Agreement or Conflict Minerals Report HTML 225K 3: EX-3.2 Articles of Incorporation/Organization or Bylaws HTML 276K 4: EX-4.1 Instrument Defining the Rights of Security Holders HTML 894K 5: EX-4.2 Instrument Defining the Rights of Security Holders HTML 122K 6: EX-10.1 Material Contract HTML 460K 7: EX-10.2 Material Contract HTML 150K 8: EX-10.3 Material Contract HTML 48K 13: R1 Cover HTML 49K 16: XML IDEA XML File -- Filing Summary XML 13K 14: XML XBRL Instance -- tm2330021d1_8k_htm XML 24K 15: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 10: EX-101.DEF XBRL Definitions -- none-20231107_def XML 74K 11: EX-101.LAB XBRL Labels -- none-20231107_lab XML 102K 12: EX-101.PRE XBRL Presentations -- none-20231107_pre XML 71K 9: EX-101.SCH XBRL Schema -- none-20231107 XSD 15K 17: JSON XBRL Instance as JSON Data -- MetaLinks 27± 38K 18: ZIP XBRL Zipped Folder -- 0001104659-23-115826-xbrl Zip 404K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
| Commission File Number | Registrant; State of Incorporation; Address; and Telephone Number | IRS Employer Identification No. | ||
| i 001-06986 | i PUBLIC SERVICE COMPANY OF NEW MEXICO | i 85-0019030 | ||
| (A i New Mexico Corporation) | ||||
| i 414 Silver Avenue SW | ||||
| i Albuquerque, i New Mexico i 87102 | ||||
| ( i 505) i 241-2700 | ||||
| i 333-274433-01 | i PNM ENERGY TRANSITION BOND COMPANY I, LLC | i 93-3095291 | ||
| (A i Delaware limited liability company) | ||||
| c/o Public Service Company of New Mexico | ||||
| i 414 Silver Avenue SW | ||||
| i Albuquerque, i New Mexico i 87102 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act: None
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Co-Registrant CIK | 0001992267 |
| Co-Registrant Amendment Flag | false |
| Co-Registrant Form Type | 8-K |
| Co-Registrant DocumentPeriodEndDate | 2023-11-07 |
| Co-Registrant Written Communications | false |
| Co-Registrant Solicitating Materials | false |
| Co-Registrant PreCommencement Tender Offer | false |
| Co-Registrant PreCommencement Issuer Tender Offer | false |
| Co-Registrant Entity Emerging Growth Company | false |
| Co-Registrant CityAreaCode | 505 |
| Co-Registrant LocalPhoneNumber | 241-2700 |
ITEM 8.01 OTHER EVENTS.
On November 7, 2023, Public Service Company of New Mexico (“PNM”) and PNM Energy Transition Bond Company I, LLC (the “Issuing Entity”) entered into an Underwriting Agreement with RBC Capital Markets, LLC and Citigroup Global Markets Inc., as representatives of the underwriters party thereto (the “Underwriting Agreement”), with respect to the purchase and sale of $343,200,000 Senior Secured Energy Transition Bonds, Series A (the “Bonds”), to be issued by the Issuing Entity pursuant to an Indenture and Series Supplement, each to be dated November 15, 2023. The Bonds were offered pursuant to a prospectus dated November 7, 2023. Additionally, effective as of November 7, 2023, the Issuing Entity adopted an Amended and Restated Limited Liability Company Agreement (the “LLC Agreement”) in connection with the issuance of the Bonds.
In connection with the issuance of the Bonds, PNM and the Issuing Entity also expect to enter into the other agreements listed below in Item 9.01, which together with the Underwriting Agreement and the LLC Agreement are attached hereto as exhibits and incorporated by reference herein.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PUBLIC SERVICE COMPANY OF NEW MEXICO | |
| Date: November 8, 2023 | /s/ Henry E. Monroy |
| Henry E. Monroy, Vice President, Regulatory and Corporate Controller | |
| PNM ENERGY TRANSITION BOND COMPANY I, LLC | |
| Date: November 8, 2023 | /s/ Henry E. Monroy |
| Henry E. Monroy, Vice President and Secretary |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 11/15/23 | ||||
| Filed on: | 11/8/23 | FWP | ||
| For Period end: | 11/7/23 | EFFECT, FWP | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/25/24 PNM Energy Transition Bond… I LLC 10-K 12/31/23 17:731K |