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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/08/23 Public Service Co. of New Mexico SF-1 7:3.5M Toppan Merrill/FA PNM Energy Transition Bond Co. I, LLC |
Document/Exhibit Description Pages Size 1: SF-1 Registration Statement (General Form) by an Issuer HTML 1.61M of Asset-Backed Securities 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 7K 3: EX-21.1 Subsidiaries List HTML 6K 4: EX-25.1 Statement of Eligibility to Act as a Trustee HTML 110K 7: EX-FILING FEES Filing Fees HTML 18K 5: EX-99.1 Miscellaneous Exhibit HTML 901K 6: EX-99.4 Miscellaneous Exhibit HTML 6K
tm2325634-1_sf1 - none - 13.8438063s |
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PUBLIC SERVICE COMPANY OF NEW MEXICO
(Exact name of registrant, sponsor and depositor as specified in its charter) |
| |
PNM ENERGY TRANSITION BOND COMPANY I, LLC
(Exact name of registrant and issuing entity as specified in its charter) |
|
|
New Mexico
(State or other jurisdiction of
incorporation or organization) |
| |
Delaware
(State or other jurisdiction of
incorporation or organization) |
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|
(Commission File Number)
|
| | | |
|
(Central Index Key Number)
|
| |
(Central Index Key Number)
|
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|
85-0019030
(I.R.S. Employer Identification Number)
|
| |
93-3095291
(I.R.S. Employer Identification Number)
|
|
|
(Address, including zip code, and telephone number, including
area code, of depositor’s principal executive offices) |
| |
c/o Public Service Company of New Mexico
414 Silver Avenue SW Albuquerque, New Mexico 87102 (505) 241-2700
(Address, including zip code, and telephone number, including
area code, of issuing entity’s principal executive offices) |
|
|
Leonard D. Sanchez, Esq.
Associate General Counsel PNM Resources, Inc. 414 Silver Avenue SW Albuquerque, New Mexico 87102 (505) 241-2700 |
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Tranche
|
| |
Expected
Weighted Average Life (Years)* |
| |
Principal
Amount Offered* |
| |
Scheduled
Final Payment Date |
| |
Final
Maturity Date |
| |
Interest
Rate |
| |
Initial
Price to Public |
| |
Underwriting
Discounts and Commissions |
| |
Proceeds to
Issuing Entity (Before Expenses) |
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| | | | | | $ | | | | | | | | | | | | % | | | | | | % | | | | | | % | | | | | $ | | |
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Page
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| | | | II-5 | | |
Tranche
|
| |
Principal
Amount |
| |||
| | | $ | | |
Tranche
|
| |
Interest
Rate |
|
| | | |
Tranche
|
| |
Expected Weighted
Average Life (years) |
|
| | | |
Tranche
|
| |
Scheduled Final
Payment Date |
| |
Final Maturity
Date |
|
| | | | | | |
Customer Rate Class(1)
|
| |
Allocation Percentage
|
| |||
Residential (1A and 1B)
|
| | | | 51.7% | | |
General Power (3B and 3C)
|
| | | | 18.8% | | |
Small Power (2A and 2B)
|
| | | | 10.7% | | |
Large Power (4B)
|
| | | | 8.9% | | |
Manufacturing (30B)
|
| | | | 6.2% | | |
Large Service (3 MW) (35B)
|
| | | | 1.3% | | |
Other
|
| | | | 2.4% | | |
Name
|
| |
Age
|
| |
Title
|
| |
Background
|
|
Elisabeth A. Eden | | |
56
|
| | Manager, President and Treasurer | | | Senior Vice President, Chief Financial Officer and Treasurer of PNM since July 2022. Vice President and Treasurer of PNM from February 2021 to June 2022. Vice President and Chief Information Officer of PNM from January 2021 to February 2022. Vice President of Human Resources of PNM from April 2018 to January 2021. | |
Henry E. Monroy | | |
45
|
| | Manager and Secretary | | | Vice President, Regulatory and Corporate Controller of PNM since July 2022. Vice President and Controller of PNM from January 2020 to June 2022. Controller Utility Operations of PNM from December 2017 to January 2020. | |
Kevin P. Burns | | |
53
|
| |
Independent Manager
|
| | President and co-founder of Global Securitization Services, LLC established in 1996. He is responsible for the management of all aspects of GSS’s administration services, as well as overall supervision of the firm. Fortune 1000 companies have selected Mr. Burns to serve as Independent Director for their SPV subsidiaries established to finance auto loans/leases, commercial real estate, energy infrastructure and many classes of financial assets. Prior to co-founding Global, Mr. Burns spent five years with Lord Securities Corporation where he became a Director and Vice President in charge of Lord’s asset backed commercial paper group. Prior to Lord, he spent a year at the broker/dealer Mabon Securities Corporation where he sat on the intermediate corporate bond desk. Mr. Burns holds a B.S. in Finance from the University of Notre Dame. | |
Rate Schedule
|
| |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
1A – Residential
|
| | | $ | 342,532 | | | | | $ | 344,399 | | | | | $ | 366,523 | | | | | $ | 359,227 | | | | | $ | 360,868 | | |
1B Residential – TOU
|
| | | | 354 | | | | | | 371 | | | | | | 371 | | | | | | 331 | | | | | | 385 | | |
2A – Small Power
|
| | | | 102,482 | | | | | | 101,036 | | | | | | 95,525 | | | | | | 98,067 | | | | | | 100,228 | | |
2B Small Power – TOU
|
| | | | 1,915 | | | | | | 1,519 | | | | | | 1,370 | | | | | | 1,364 | | | | | | 1,342 | | |
3B – General Power
|
| | | | 115,104 | | | | | | 117,886 | | | | | | 114,465 | | | | | | 112,754 | | | | | | 118,580 | | |
3C – General Power Low LF
|
| | | | 21,416 | | | | | | 20,274 | | | | | | 17,114 | | | | | | 20,366 | | | | | | 20,984 | | |
3D – Pilot Municipalities & Counties General Power – TOU
|
| | | | 7,978 | | | | | | 9,493 | | | | | | 9,033 | | | | | | 8,833 | | | | | | 8,685 | | |
3E – Pilot Municipalities & Counties General Power Low LF – TOU
|
| | | | 1,711 | | | | | | 1,857 | | | | | | 1,745 | | | | | | 1,738 | | | | | | 1,429 | | |
4B – Large Power
|
| | | | 66,830 | | | | | | 62,073 | | | | | | 54,337 | | | | | | 53,877 | | | | | | 54,529 | | |
5B – Lg. Svc. (8 MW)
|
| | | | 4,143 | | | | | | 4,590 | | | | | | 4,306 | | | | | | 4,134 | | | | | | 3,837 | | |
6 – Private Lighting
|
| | | | 2,546 | | | | | | 2,527 | | | | | | 2,498 | | | | | | 2,457 | | | | | | 2,516 | | |
10A – Irrigation
|
| | | | 364 | | | | | | 313 | | | | | | 297 | | | | | | 244 | | | | | | 241 | | |
Rate Schedule
|
| |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
10B Irrigation Service – TOU
|
| | | | 1,521 | | | | | | 1,402 | | | | | | 1,401 | | | | | | 1,353 | | | | | | 1,357 | | |
11B – Wtr/Swg Pumping
|
| | | | 8,159 | | | | | | 7,560 | | | | | | 9,624 | | | | | | 8,740 | | | | | | 8,406 | | |
15B – Universities 115 kV
|
| | | | 3,181 | | | | | | 3,344 | | | | | | 2,428 | | | | | | 2,530 | | | | | | 3,293 | | |
20 – Streetlighting
|
| | | | 12,718 | | | | | | 5,918 | | | | | | 4,999 | | | | | | 4,934 | | | | | | 4,779 | | |
30B – Manuf. (30 MW)
|
| | | | 14,486 | | | | | | 14,997 | | | | | | 16,094 | | | | | | 17,117 | | | | | | 16,617 | | |
33B – Lg. Svc. (Station Power)
|
| | | | 194 | | | | | | 189 | | | | | | 213 | | | | | | 214 | | | | | | 200 | | |
35B Large Power Service – TOU
|
| | | | — | | | | | | 6,697 | | | | | | 6,701 | | | | | | 6,117 | | | | | | 5,999 | | |
36B – SSR – Renew. Energy Res.
|
| | | | 1,699 | | | | | | 10,724 | | | | | | 21,113 | | | | | | 17,143 | | | | | | 13,131 | | |
Other
|
| | | | 241,581 | | | | | | 223,382 | | | | | | 274,835 | | | | | | 328,850 | | | | | | 330,897 | | |
Total
|
| | | $ | 950,913 | | | | | $ | 940,549 | | | | | $ | 1,004,992 | | | | | $ | 1,050,390 | | | | | $ | 1,058,303 | | |
|
Rate Schedule
|
| |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
1A – Residential
|
| | | | 468,143 | | | | | | 471,819 | | | | | | 476,405 | | | | | | 480,700 | | | | | | 483,951 | | |
1B Residential – TOU
|
| | | | 115 | | | | | | 116 | | | | | | 117 | | | | | | 117 | | | | | | 121 | | |
2A – Small Power
|
| | | | 52,506 | | | | | | 52,717 | | | | | | 53,043 | | | | | | 53,663 | | | | | | 53,993 | | |
2B Small Power – TOU
|
| | | | 621 | | | | | | 576 | | | | | | 571 | | | | | | 570 | | | | | | 567 | | |
3B – General Power
|
| | | | 3,089 | | | | | | 3,168 | | | | | | 3,241 | | | | | | 3,078 | | | | | | 3,108 | | |
3C – General Power Low LF
|
| | | | 770 | | | | | | 716 | | | | | | 663 | | | | | | 756 | | | | | | 753 | | |
3D – Pilot Municipalities & Counties General Power – TOU
|
| | | | 178 | | | | | | 217 | | | | | | 223 | | | | | | 213 | | | | | | 200 | | |
3E – Pilot Municipalities & Counties General Power Low LF – TOU
|
| | | | 76 | | | | | | 92 | | | | | | 97 | | | | | | 91 | | | | | | 66 | | |
4B – Large Power
|
| | | | 206 | | | | | | 187 | | | | | | 173 | | | | | | 167 | | | | | | 167 | | |
5B – Lg. Svc. (8 MW)
|
| | | | 2 | | | | | | 2 | | | | | | 2 | | | | | | 2 | | | | | | 3 | | |
6 – Private Lighting
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
10A – Irrigation
|
| | | | 108 | | | | | | 107 | | | | | | 105 | | | | | | 103 | | | | | | 102 | | |
10B Irrigation Service – TOU
|
| | | | 206 | | | | | | 206 | | | | | | 209 | | | | | | 208 | | | | | | 208 | | |
11B – Wtr/Swg Pumping
|
| | | | 154 | | | | | | 154 | | | | | | 155 | | | | | | 153 | | | | | | 150 | | |
15B – Universities 115 kV
|
| | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | |
20 – Streetlighting
|
| | | | 169 | | | | | | 173 | | | | | | 192 | | | | | | 205 | | | | | | 248 | | |
30B – Manuf. (30 MW)
|
| | | | — | | | | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | |
33B – Lg. Svc. (Station Power)
|
| | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | |
35B Large Power Service – TOU
|
| | | | — | | | | | | 4 | | | | | | 5 | | | | | | 4 | | | | | | 5 | | |
36B – SSR – Renew. Energy Res.
|
| | | | — | | | | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | |
Other
|
| | | | — | | | | | | 1 | | | | | | 1 | | | | | | 1 | | | | | | 1 | | |
Total
|
| | | | 526,345 | | | | | | 530,259 | | | | | | 535,206 | | | | | | 540,035 | | | | | | 543,647 | | |
Rate Schedule
|
| |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
1A – Residential
|
| | | | 3,229,976 | | | | | | 3,226,448 | | | | | | 3,414,182 | | | | | | 3,350,265 | | | | | | 3,366,541 | | |
1B Residential – TOU
|
| | | | 3,398 | | | | | | 3,559 | | | | | | 3,493 | | | | | | 3,407 | | | | | | 3,384 | | |
2A – Small Power
|
| | | | 952,124 | | | | | | 930,384 | | | | | | 872,166 | | | | | | 896,003 | | | | | | 922,789 | | |
2B Small Power – TOU
|
| | | | 18,152 | | | | | | 14,065 | | | | | | 12,592 | | | | | | 12,467 | | | | | | 12,277 | | |
3B – General Power
|
| | | | 1,541,210 | | | | | | 1,554,802 | | | | | | 1,493,970 | | | | | | 1,501,104 | | | | | | 1,558,364 | | |
3C – General Power Low LF
|
| | | | 197,170 | | | | | | 185,391 | | | | | | 150,683 | | | | | | 181,028 | | | | | | 187,191 | | |
3D – Pilot Municipalities & Counties General
Power – TOU |
| | | | 106,132 | | | | | | 128,020 | | | | | | 120,825 | | | | | | 117,273 | | | | | | 118,208 | | |
3E – Pilot Municipalities & Counties General
Power Low LF – TOU |
| | | | 14,637 | | | | | | 15,440 | | | | | | 13,868 | | | | | | 14,420 | | | | | | 11,682 | | |
4B – Large Power
|
| | | | 1,096,607 | | | | | | 1,033,756 | | | | | | 917,158 | | | | | | 903,151 | | | | | | 922,164 | | |
5B – Lg. Svc. (8 MW)
|
| | | | 67,120 | | | | | | 76,908 | | | | | | 65,006 | | | | | | 62,627 | | | | | | 57,090 | | |
6 – Private Lighting
|
| | | | 14,616 | | | | | | 14,339 | | | | | | 14,170 | | | | | | 13,934 | | | | | | 13,630 | | |
10A – Irrigation
|
| | | | 4,650 | | | | | | 3,933 | | | | | | 3,726 | | | | | | 3,042 | | | | | | 2,995 | | |
10B Irrigation Service – TOU
|
| | | | 19,301 | | | | | | 17,643 | | | | | | 17,704 | | | | | | 17,165 | | | | | | 17,075 | | |
11B – Wtr/Swg Pumping
|
| | | | 178,009 | | | | | | 167,820 | | | | | | 174,627 | | | | | | 162,745 | | | | | | 156,474 | | |
15B – Universities 115 kV
|
| | | | 74,849 | | | | | | 73,754 | | | | | | 51,609 | | | | | | 41,868 | | | | | | 72,070 | | |
20 – Streetlighting
|
| | | | 257,922 | | | | | | 40,531 | | | | | | 35,467 | | | | | | 35,297 | | | | | | 33,565 | | |
30B – Manuf. (30 MW)
|
| | | | 349,845 | | | | | | 360,498 | | | | | | 396,771 | | | | | | 421,605 | | | | | | 409,976 | | |
33B – Lg. Svc. (Station Power)
|
| | | | 3,296 | | | | | | 3,362 | | | | | | 3,294 | | | | | | 3,351 | | | | | | 3,500 | | |
35B Large Power Service – TOU
|
| | | | — | | | | | | 215,214 | | | | | | 196,372 | | | | | | 195,865 | | | | | | 186,138 | | |
36B – SSR – Renew. Energy Res.
|
| | | | 26,027 | | | | | | 288,652 | | | | | | 571,410 | | | | | | 717,722 | | | | | | 929,389 | | |
Other
|
| | | | 698,013 | | | | | | 659,120 | | | | | | 416,790 | | | | | | 508,693 | | | | | | 532,532 | | |
Total
|
| | | | 8,853,054 | | | | | | 9,013,639 | | | | | | 8,945,883 | | | | | | 9,163,032 | | | | | | 9,517,034 | | |
| | |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
Forecast
|
| | | | 8,704,949 | | | | | | 8,939,758 | | | | | | 9,366,929 | | | | | | 9,441,171 | | | | | | 9,715,506 | | |
Actual
|
| | | | 8,853,054 | | | | | | 9,013,639 | | | | | | 8,945,883 | | | | | | 9,163,032 | | | | | | 9,517,034 | | |
Variance
|
| | | | 148,105 | | | | | | 73,881 | | | | | | (421,046) | | | | | | (278,139) | | | | | | (198,472) | | |
Variance (%)
|
| | | | 1.70% | | | | | | 0.83% | | | | | | (4.50)% | | | | | | (2.95)% | | | | | | (2.04)% | | |
| | |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
Residential | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Forecast
|
| | | | 466,831 | | | | | | 469,130 | | | | | | 476,071 | | | | | | 480,168 | | | | | | 485,424 | | |
Actual
|
| | | | 468,258 | | | | | | 471,935 | | | | | | 476,522 | | | | | | 480,817 | | | | | | 484,072 | | |
Variance
|
| | | | 1,427 | | | | | | 2,805 | | | | | | 451 | | | | | | 649 | | | | | | (1,352) | | |
Variance (%)
|
| | | | 0.31% | | | | | | 0.60% | | | | | | 0.09% | | | | | | 0.14% | | | | | | (0.28)% | | |
Non-Residential | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Forecast
|
| | | | 57,798 | | | | | | 58,064 | | | | | | 59,132 | | | | | | 59,145 | | | | | | 59,682 | | |
Actual
|
| | | | 58,087 | | | | | | 58,324 | | | | | | 58,684 | | | | | | 59,218 | | | | | | 59,575 | | |
Variance
|
| | | | 289 | | | | | | 260 | | | | | | (448) | | | | | | 73 | | | | | | (107) | | |
Variance (%)
|
| | | | 0.50% | | | | | | 0.45% | | | | | | (0.76)% | | | | | | 0.12% | | | | | | (0.18)% | | |
Total | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Forecast
|
| | | | 524,629 | | | | | | 527,194 | | | | | | 535,203 | | | | | | 539,313 | | | | | | 545,106 | | |
Actual
|
| | | | 526,345 | | | | | | 530,259 | | | | | | 535,206 | | | | | | 540,035 | | | | | | 543,647 | | |
Variance
|
| | | | 1,716 | | | | | | 3,065 | | | | | | 3 | | | | | | 722 | | | | | | (1,459) | | |
Variance (%)
|
| | | | 0.33% | | | | | | 0.58% | | | | | | 0.00% | | | | | | 0.13% | | | | | | (0.27)% | | |
| | |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
Net Charge-Offs ($ in thousands)
|
| | | | 2,856 | | | | | | 2,850 | | | | | | 2,206 | | | | | | 5,199 | | | | | | 4,507 | | |
Percentage of Retail Electric Revenues
|
| | | | 0.31% | | | | | | 0.31% | | | | | | 0.22% | | | | | | 0.51% | | | | | | 0.44% | | |
| | |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
Average number of days outstanding
|
| | | | 25.68 | | | | | | 25.03 | | | | | | 35.81 | | | | | | 29.91 | | | | | | 30.04 | | |
| | |
2018
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |||||||||||||||
31 – 60 days
|
| | | | 3.3% | | | | | | 4.5% | | | | | | 6.0% | | | | | | 8.8% | | | | | | 4.2% | | |
61 – 90 days
|
| | | | 2.1% | | | | | | 1.7% | | | | | | 5.7% | | | | | | 4.5% | | | | | | 3.3% | | |
91+ days
|
| | | | 1.6% | | | | | | 1.8% | | | | | | 14.4% | | | | | | 14.9% | | | | | | 6.7% | | |
Tranche
|
| |
Expected
Weighted Average Life (Years) |
| |
Principal Amount
Offered |
| |
Scheduled Final
Payment Date |
| |
Final
Maturity Date |
| |
Interest
Rate |
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| | | | | | | $ | | | | | | | | | | | | % | | |
Payment Date
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Tranche
Principal Balance |
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Closing Date
|
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| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | |
Payment Date
|
| |
Tranche
Principal Balance |
| |||
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
Payment Date
|
| |
Tranche
Principal |
| |||
| | | |
$
|
|
| |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | |
Payment Date
|
| |
Tranche
Principal |
| |||
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
Recipient
|
| |
Source of Payment
|
| |
Fees and Expenses Payable
|
|
Servicer | | | Energy transition charge collections and investment earnings | | | $ (0.05% of the initial principal balance of the Series A Bonds) on an annualized basis (so long as the servicer is PNM or an affiliate), plus expenses | |
Indenture trustee | | | Energy transition charge collections and investment earnings | | | $12,500 per annum, plus expenses and indemnities | |
Independent manager | | | Energy transition charge collections and investment earnings | | | $3,500 per annum, plus expenses | |
Administration fee | | | Energy transition charge collections and investment earnings | | | $50,000 per annum, plus expenses | |
Tranche
|
| |
Expected
Weighted Average Life (yrs) |
| |
–5% ( Standard
Deviations from Mean) |
| |
–15% ( Standard
Deviations from Mean) |
| ||||||
|
Weighted
Average Life (yrs) |
| |
Change
(Days) |
| |
Weighted
Average Life (yrs) |
| |
Change
(Days) |
| |||||
| | | | | | | | | | | | | | | |
Underwriter
|
| |
Tranche
|
| |||
RBC Capital Markets, LLC
|
| | | $ | | | |
Citigroup Global Markets Inc.
|
| | | $ | | | |
| | | | $ | | | |
| | | | $ | | | |
Total
|
| | | $ | | | |
| | |
Selling Concession
|
| |
Reallowance Discount
|
| ||||||
Tranche
|
| | | | % | | | | | | % | | |
|
Securities and Exchange Commission registration fee
|
| | | $ | 38,019 | | |
|
Printing and engraving expenses
|
| | | | * | | |
|
Indenture trustee fees and expenses
|
| | | | * | | |
|
Legal fees and expenses
|
| | | | * | | |
|
Accounting fees and expenses
|
| | | | * | | |
|
Rating Agencies’ fees and expenses
|
| | | | * | | |
|
Structuring agent fees and expenses
|
| | | | * | | |
|
Miscellaneous fees and expenses
|
| | | | * | | |
|
Total
|
| | | $ | * | | |
|
EXHIBIT
NO. |
| |
DESCRIPTION OF EXHIBIT
|
|
|
1.1
|
| | Form of Underwriting Agreement* | |
|
3.1
|
| | | |
|
3.2
|
| | Form of Amended and Restated Limited Liability Company Agreement of PNM Energy Transition Bond Company I, LLC * | |
|
4.1
|
| | Form of Indenture between PNM Energy Transition Bond Company I, LLC, the indenture trustee and the securities intermediary (including forms of the energy transition bonds) * | |
|
5.1
|
| | Opinion of Troutman Pepper Hamilton Sanders LLP with respect to legality* | |
|
8.1
|
| | Opinion of Troutman Pepper Hamilton Sanders LLP with respect to federal tax matters* | |
|
10.1
|
| | Form of Servicing Agreement between PNM Energy Transition Bond Company I, LLC and Public Service Company of New Mexico, as Servicer* | |
|
10.2
|
| | Form of Purchase and Sale Agreement between PNM Energy Transition Bond Company I, LLC and Public Service Company of New Mexico, as Seller* | |
|
10.3
|
| | Form of Administration Agreement between PNM Energy Transition Bond Company I, LLC and Public Service Company of New Mexico, as Administrator* | |
|
21.1
|
| | | |
|
23.1
|
| | Consent of Troutman Pepper Hamilton Sanders LLP (included as part of its opinions filed as Exhibit 5.1, 8.1 and 99.2)* | |
|
23.2
|
| | Consent of Miller Stratvert P.A. (included as part of its opinion filed as Exhibit 99.3)* | |
|
24.1
|
| | | |
|
24.2
|
| | | |
|
25.1
|
| | | |
|
99.1
|
| | | |
|
99.2
|
| | Form of Opinion of Troutman Pepper Hamilton Sanders LLP with respect to U.S. constitutional matters* | |
|
99.3
|
| | Form of Opinion of Miller Stratvert P.A. with respect to New Mexico constitutional matters* | |
|
99.4
|
| | | |
|
107.1
|
| | |
|
/s/ Joseph D. Tarry
|
| |
Principal Executive Officer and Director
|
| | September 8, 2023 | |
|
|
| |
Principal Financial Officer and Director
|
| | September 8, 2023 | |
|
/s/ Henry E. Monroy
|
| | Principal Accounting Officer | | | September 8, 2023 | |
|
|
| | Chairman of the Board | | | September 8, 2023 | |
|
/s/ Michael P. Mertz
|
| | Director | | | September 8, 2023 | |
|
|
| | Manager, President and Treasurer (principal executive and financial officer) | | | September 8, 2023 | |
|
/s/ Henry E. Monroy
|
| | Manager and Secretary (principal accounting officer) | | | September 8, 2023 | |
This ‘SF-1’ Filing | Date | Other Filings | ||
---|---|---|---|---|
1/1/32 | ||||
5/25/24 | ||||
3/31/24 | ||||
3/10/24 | ||||
12/31/23 | ||||
9/15/23 | ||||
Filed on: | 9/8/23 | |||
9/5/23 | ||||
8/31/23 | ||||
8/25/23 | ||||
8/18/23 | 8-K | |||
7/20/23 | ||||
7/6/23 | ||||
6/30/23 | 10-Q | |||
6/19/23 | ||||
5/15/23 | 8-K | |||
4/20/23 | ||||
4/12/23 | ||||
3/8/23 | ||||
1/1/23 | ||||
12/31/22 | 10-K | |||
12/5/22 | ||||
11/1/22 | CORRESP | |||
10/15/22 | ||||
10/14/22 | ||||
10/1/22 | ||||
9/2/22 | ||||
7/31/22 | ||||
7/25/22 | ||||
7/1/22 | 8-K | |||
6/30/22 | 10-Q, 8-K | |||
6/29/22 | 8-K | |||
6/17/22 | ||||
4/20/22 | ||||
3/30/22 | ||||
2/28/22 | ||||
1/20/22 | ||||
1/10/22 | ||||
1/3/22 | ||||
12/8/21 | ||||
11/1/21 | ||||
8/12/21 | ||||
7/14/21 | 8-K | |||
5/14/21 | ||||
2/12/21 | ||||
2/3/21 | ||||
10/20/20 | ||||
4/10/20 | ||||
4/1/20 | ||||
3/18/20 | ||||
2/21/20 | ||||
1/21/20 | ||||
7/1/19 | 8-K | |||
6/14/19 | ||||
3/22/19 | ||||
1/1/19 | ||||
11/7/18 | ||||
6/15/18 | ||||
3/9/18 | ||||
8/20/96 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/25/24 PNM Energy Transition Bond… I LLC 10-K 12/31/23 17:731K 10/30/23 Public Service Co. of New Mexico SF-1/A 5:3.7M Toppan Merrill/FA 10/13/23 Public Service Co. of New Mexico SF-1/A 11:4.3M Toppan Merrill/FA 10/05/23 SEC UPLOAD¶ 12/06/23 2:45K PNM Energy Transition Bond… I LLC |