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Gates William H III, et al. – ‘3’ for 8/4/23 re: Vicarious Surgical Inc.

On:  Friday, 8/11/23, at 4:16pm ET   ·   For:  8/4/23   ·   As:  10% Owner   ·   Accession #:  1104659-23-90492   ·   File #:  1-39384

Previous ‘3’:  ‘3’ on 9/24/21 for 9/16/21   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/11/23  Gates William H III               3          10% Owner   3:13K  Vicarious Surgical Inc.           Toppan Merrill/FA
          Gates Frontier, LLC

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Ownership Document -- tm2323131-1_3seq1.xml/2.6     HTML      6K 
 2: EX-24.1     Power of Attorney                                   HTML      7K 
 3: EX-24.2     Power of Attorney                                   HTML      7K 


‘3’   —   Ownership Document — tm2323131-1_3seq1.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Ownership Document — tm2323131-1_3seq1.xml/2.6
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Gates Frontier, LLC

(Last)(First)(Middle)
2365 CARILLON POINT

(Street)
KIRKLANDWA98033

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
8/4/23
3. Issuer Name and Ticker or Trading Symbol
Vicarious Surgical Inc. [ RBOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock18,096,043D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Gates Frontier, LLC

(Last)(First)(Middle)
2365 CARILLON POINT

(Street)
KIRKLANDWA98033

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GATES WILLIAM H III

(Last)(First)(Middle)
2365 CARILLON POINT

(Street)
KIRKLANDWA98033

(City)(State)(Zip)
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney (Gates Frontier, LLC); Exhibit 24.2 - Power of Attorney (William H. Gates III)
Gates Frontier, LLC By: /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Manager 8/11/23
William H. Gates III By: /s/ Alan Heuberger, Attorney-in-fact 8/11/23
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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