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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/14/23 Phoenix Motor Inc. S-3 4:332K Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: S-3 Registration Statement - Securities for a HTML 235K
Transaction
2: EX-5.1 Opinion of Counsel re: Legality HTML 25K
3: EX-23.1 Consent of Expert or Counsel HTML 5K
4: EX-FILING FEES Filing Fees HTML 55K
EXHIBIT 107
Calculation of Filing Fee Tables
S-3
(Form Type)
PHOENIX MOTOR INC.
(Exact Name of Registrant as Specified in its Charter)
| Table 1: Newly Registered Securities |
Security Type |
Security Class Title(1) |
Fee Calculation or Carry Forward Rule |
Amount Registered(2) |
Proposed Price Per Share(3) |
Maximum Aggregate Offering Price(2) |
Fee Rate | Amount of Fee(4)(5) |
Carry Forward |
Carry Forward |
Carry Forward Initial effective date |
Filing Fee Previously Paid In Connection with to be Carried Forward(4) |
|||||||||||||||||
| Newly Registered Shares | |||||||||||||||||||||||||||||
| Fees to be paid | Equity | Common Stock, $0.0004 par value | Rule 457(o) | ||||||||||||||||||||||||||
| Equity | Preferred Stock, $0.001 par vale | Rule 457(o | |||||||||||||||||||||||||||
| Other | Warrants | Rule 457(o) | |||||||||||||||||||||||||||
| Other | Units | Rule 457(o | |||||||||||||||||||||||||||
| Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | Rule 457(o) | $ | 25,000,000 | $ | 25,000,000 | $110.20 per $1,000,000 | $ | 2,755.00 | ||||||||||||||||||||
| Fees Previously Paid | Rule 457(o) | ||||||||||||||||||||||||||||
| Carry Forward Securities | |||||||||||||||||||||||||||||
| Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | Rule 415(a)(6) | ||||||||||||||||||||||||||
| Total Offering Amounts | $ | 25,000,000 | $ | 2,755.00 | |||||||||||||||||||||||||
| Total Fees Previously Paid | $ | 0.00 | |||||||||||||||||||||||||||
| Total Fee Offsets | $ | 0.00 | |||||||||||||||||||||||||||
| Net Fee Due | $ | 2,755,00 | |||||||||||||||||||||||||||
| (1) | Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The securities which may be offered pursuant to this Registration Statement include, pursuant to Rule 416 of the Securities Act of 1933, as amended (the “Securities Act”), such additional number of shares of the registrant’s common shares that may become issuable as a result of any stock split, stock dividends or similar event. | |
| (2) | An indeterminate aggregate offering price and number or amount of the securities of each identified class is being registered as may from time to time be sold at indeterminate prices, with a maximum aggregate offering price not to exceed $25,000,000. | |
| (3) | The proposed maximum offering price per share will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act. | |
| (4) | Pursuant to Rule 457(o) under the Securities Act, the registration fee has been calculated on the basis of the maximum aggregate offering price. | |
| (5) | Warrants may be sold separately or together with any of the securities registered hereby and may be exercisable for shares of common stock or preferred stock registered hereby. Because the warrants will provide a right only to purchase such securities offered hereunder, no additional registration fee is required. |
Table 2: Fee Offset Claims and Sources
| Registrant or Filer Name | Form
or Filing Type | File Number | Initial
Filing Date | Filing Date | Fee
Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee
Paid with Fee Offset Source(1) |
|||||||||||||
| Rules 457(b) and 0-11(a)(2) | |||||||||||||||||||||||
| Fee Offset Claims | |||||||||||||||||||||||
| Fee Offset Sources | |||||||||||||||||||||||
| Rule 457(p) | |||||||||||||||||||||||
| Fee Offset Claims | |||||||||||||||||||||||
| Fee Offset Sources | |||||||||||||||||||||||
2
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/19/23 SEC UPLOAD¶ 8/23/23 2:39K Phoenix Motor Inc. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/27/23 Phoenix Motor Inc. 8-K:1,2,3,9 6/23/23 12:611K Toppan Merrill/FA 6/07/23 Phoenix Motor Inc. 8-K:5 6/06/23 10:187K Toppan Merrill/FA 5/18/23 Phoenix Motor Inc. 8-K:2,9 5/15/23 12:364K Toppan Merrill/FA 5/15/23 Phoenix Motor Inc. 10-Q 3/31/23 52:3.2M Toppan Merrill/FA2 4/21/23 Phoenix Motor Inc. 8-K:3 4/18/23 10:192K Toppan Merrill/FA 3/31/23 Phoenix Motor Inc. 10-K 12/31/22 93:7.3M Toppan Merrill/FA2 3/30/23 Phoenix Motor Inc. 8-K:2,9 3/29/23 12:343K Toppan Merrill/FA 3/13/23 Phoenix Motor Inc. 8-K:7 3/13/23 10:185K Toppan Merrill/FA 1/18/23 Phoenix Motor Inc. 8-K:7,9 1/17/23 11:33M Toppan Merrill/FA 6/07/22 Phoenix Motor Inc. 8-A12B 1:14K Toppan Merrill/FA 5/24/22 Phoenix Motor Inc. S-1/A 9:5.9M Toppan Merrill/FA 5/17/22 Phoenix Motor Inc. S-1/A 5/16/22 13:18M Toppan Merrill/FA 4/20/22 Phoenix Motor Inc. S-1/A 5:6.4M Toppan Merrill/FA 11/29/21 Phoenix Motor Inc. S-1 11/26/21 30:20M Toppan Merrill/FA |