SEC Info - Lucid Group, Inc. - ‘8-K’ for 4/27/23

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Lucid Group, Inc. – ‘8-K’ for 4/27/23

On: Tuesday, 5/2/23, at 9:00am ET · For: 4/27/23 · Accession #: 1104659-23-54825 · File #: 1-39408

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/23  Lucid Group, Inc.                 8-K:8       4/27/23   10:186K                                   Toppan Merrill/FA

Current Report — Form 8-K

Filing Table of Contents

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‘8-K’ — Current Report

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i April 27, 2023

i Lucid Group, Inc.

(Exact name of registrant as specified in its charter)

i Delaware	i 001-39408	i 85-0891392
(State or other jurisdiction of incorporation )	(Commission File Number)	(I.R.S. Employer Identification No.)

i 7373 Gateway Blvd i Newark, i CA		i 94560
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: ( i 510) i 648-3553

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Title of each class		Trading Symbol		Name of each exchange on which registered
i Class A Common Stock, $0.0001 par value per share		i LCID		i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01.

Other Events.

As previously disclosed, on December 3, 2021, Lucid Group, Inc. (the “Company”) received a subpoena from the Securities and Exchange Commission (the “SEC”) requesting the production of certain documents in an investigation by the SEC related to the business combination between the Company (f/k/a Churchill Capital Corp IV) and Atieva, Inc. and certain projections and statements. The Company responded and fully cooperated with the SEC in its review.

On April 27, 2023, SEC staff informed the Company that they have concluded the investigation and that they do not intend to recommend an enforcement action by the SEC against the Company.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:	May 2, 2023	LUCID GROUP, INC.

		By:	/s/ *Sherry House*
			Sherry House
			Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	5/2/23
For Period end:	4/27/23	4
	12/3/21	8-K
		List all Filings

5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/07/23  Lucid Group, Inc.                 S-3                    4:359K                                   Toppan Merrill/FA
 6/02/23  Lucid Group, Inc.                 424B2                  1:914K                                   Toppan Merrill/FA
 6/01/23  Lucid Group, Inc.                 424B5       5/31/23    1:914K                                   Toppan Merrill/FA
 5/08/23  Lucid Group, Inc.                 S-8         5/08/23    4:70K                                    Toppan Merrill/FA
 5/08/23  Lucid Group, Inc.                 S-3                    4:650K                                   Toppan Merrill/FA

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Filing Submission 0001104659-23-054825 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)