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ConocoPhillips – ‘8-K’ for 5/23/23

On:  Tuesday, 5/23/23, at 4:35pm ET   ·   For:  5/23/23   ·   Accession #:  1104659-23-63639   ·   File #:  1-32395

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/23/23  ConocoPhillips                    8-K:8,9     5/23/23   14:539K                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    151K 
 3: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     80K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     12K 
 9: R1          Cover                                               HTML     50K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- tm2316452d1_8k_htm                  XML     20K 
11: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 6: EX-101.DEF  XBRL Definitions -- cop-20230523_def                 XML     74K 
 7: EX-101.LAB  XBRL Labels -- cop-20230523_lab                      XML    104K 
 8: EX-101.PRE  XBRL Presentations -- cop-20230523_pre               XML     71K 
 5: EX-101.SCH  XBRL Schema -- cop-20230523                          XSD     14K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    37K 
14: ZIP         XBRL Zipped Folder -- 0001104659-23-063639-xbrl      Zip     78K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
 i 0001163165  i false 0001163165 2023-05-23 2023-05-23 0001163165 us-gaap:CommonStockMember 2023-05-23 2023-05-23 0001163165 cop:SevenPercentDebenturesDueTwentyTwentyNineMember 2023-05-23 2023-05-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

  

FORM  i 8-K

 

CURRENT REPORT 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  i May 23, 2023

 

 i ConocoPhillips

(Exact Name of Registrant as Specified in its Charter)

 

 i Delaware    i 001-32395    i 01-0562944
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

 i 925 N. Eldridge Parkway
 i Houston,  i Texas  i 77079

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: ( i 281)  i 293-1000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
 i Common Stock, $0.01 Par Value    i COP    i New York Stock Exchange
 i 7% Debentures due 2029    i CUSIP – 718507BK1    i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company    i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ¨

 

 

 

 

 

Item 8.01 Other Events.

 

On May 9, 2023, ConocoPhillips Company (“CPCo”), a Delaware corporation and wholly owned subsidiary of ConocoPhillips, a Delaware corporation (“ConocoPhillips”), entered into a Terms Agreement (including the provisions of the Underwriting Agreement incorporated by reference in the Terms Agreement), dated May 9, 2023 (the “Terms Agreement”), among CPCo, ConocoPhillips and the several Underwriters named in Schedule A to the Terms Agreement, relating to the underwritten public offering by CPCo of $1,100,000,000 aggregate principal amount of its 5.300% Notes due 2053 (the “Notes”), fully and unconditionally guaranteed by ConocoPhillips, to be issued pursuant to the Indenture, dated as of December 7, 2012 (the Indenture), among CPCo, as issuer, ConocoPhillips, as guarantor, and The Bank of New York Mellon Trust Company, N.A., as trustee. The terms of the Notes are further described in the prospectus supplement of ConocoPhillips and CPCo dated May 9, 2023, together with the related prospectus dated August 5, 2020, as filed with the Securities and Exchange Commission under Rule 424(b)(2) of the Securities Act of 1933 on May 10, 2023, which description is incorporated herein by reference.

 

A copy of the Terms Agreement (including the provisions of the Underwriting Agreement incorporated by reference in the Terms Agreement), the Indenture and the form of the terms of Notes have been filed as Exhibits 1.1, 4.1 and 4.2, respectively, to this report and are incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
1.1   Terms Agreement (including the provisions of the Underwriting Agreement incorporated by reference in the Terms Agreement), dated May 9, 2023, among ConocoPhillips Company, ConocoPhillips and the several Underwriters named in Schedule A to the Terms Agreement.
     
4.1   Indenture, dated as of December 7, 2012, among ConocoPhillips Company, as issuer, ConocoPhillips, as guarantor, and The Bank of New York Mellon Trust Company, N.A., as trustee, in respect of senior debt securities of ConocoPhillips Company (incorporated by reference to Exhibit 4.1 of ConocoPhillips’ Current Report on Form 8-K filed with the SEC on December 7, 2012).
     
4.2   Form of the terms of the Notes.
     
5.1   Opinion of King & Spalding LLP
     
23.1   Consent of King & Spalding LLP (included in Exhibit 5.1 hereto)
     
104   Cover Page Interactive Data File (formatted as Inline XBRL and filed herewith)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CONOCOPHILLIPS
   
   
Date: May 23, 2023 By: /s/ Kontessa S. Haynes-Welsh
  Name: Kontessa S. Haynes-Welsh
  Title: Vice President and Treasurer

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/23/23
5/10/23424B2,  FWP
5/9/234,  424B5,  FWP
8/5/20S-3ASR
12/7/123,  8-K
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/09/23  ConocoPhillips                    424B2                  2:638K                                   Toppan Merrill/FA
 8/08/23  ConocoPhillips                    424B5                  1:584K                                   Toppan Merrill/FA
 8/03/23  ConocoPhillips                    S-3ASR      8/03/23    9:768K                                   Toppan Merrill/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/07/12  ConocoPhillips                    8-K:8,9    12/04/12    5:623K                                   Donnelley … Solutions/FA
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