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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/08/23 Lucid Group, Inc. S-3 4:650K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3 Registration Statement - Securities for a HTML 582K Transaction 2: EX-5.1 Opinion of Counsel re: Legality HTML 9K 3: EX-23.2 Consent of Expert or Counsel HTML 5K 4: EX-FILING FEES Filing Fees HTML 41K
tm2314756-1_s3 - none - 6.2968969s |
|
Delaware
(State or Other Jurisdiction of
Incorporation or Organization) |
| |
85-0891392
(I.R.S. Employer
Identification Number) |
|
| | | |
| Large accelerated filer ☒ | | | Accelerated filer ☐ | |
| Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | Emerging growth company ☐ | |
| | |
Page
|
| |||
| | | | ii | | | |
| | | | iv | | | |
| | | | v | | | |
| | | | viii | | | |
| | | | 1 | | | |
| | | | 3 | | | |
| | | | 9 | | | |
| | | | 10 | | | |
| | | | 18 | | | |
| | | | 26 | | | |
| | | | 27 | | | |
| | | | 28 | | | |
| | | | 29 | | | |
| | | | 30 | | | |
| | | | 35 | | | |
| | | | 38 | | | |
| | | | 44 | | | |
| | | | 45 | | |
| | |
Shares of
Common Stock Beneficially Owned Prior to Offering |
| |
Number of
Shares of Common Stock Being Offered |
| |
Shares of Common Stock
Beneficially Owned After the Offered Shares of Common Stock Are Sold |
| |||||||||||||||
Name of Selling Securityholder
|
| |
Number
|
| |
Percent
|
| ||||||||||||||||||
| | | | 22,619,306 | | | | | | 32,491,492 | | | | | | — | | | | | | — | | | |
Sherry House(2)
|
| | | | 228,540 | | | | | | 509,254 | | | | | | — | | | | | | — | | |
Eric Bach(3)
|
| | | | 3,515,827 | | | | | | 4,182,178 | | | | | | — | | | | | | — | | |
Michael Bell(4)
|
| | | | 606,977 | | | | | | 971,189 | | | | | | — | | | | | | — | | |
| | | | 1,312,183 | | | | | | 1,298,622 | | | | | | 13,561 | | | | | | * | | | |
| | | | 13,872,135 | | | | | | 13,858,574 | | | | | | 13,561 | | | | | | * | | | |
Nancy Gioia(7)
|
| | | | 138,561 | | | | | | 125,000 | | | | | | 13,561 | | | | | | * | | |
Tony Posawatz(8)
|
| | | | 51,930 | | | | | | 38,369 | | | | | | 13,561 | | | | | | * | | |
| | | | 1,103,056,371 | | | | | | 2,070,138 | | | | | | 1,100,986,233 | | | | | | * | | | |
H.E. Yasir Othman Al-Rumayyan(10)
|
| | | | 1,105,619,797 | | | | | | 4,604,595 | | | | | | 1,101,015,202 | | | | | | * | | |
The Public Investment Fund(11)
|
| | | | 1,109,006,595 | | | | | | 1,100,965,202 | | | | | | 8,041,393 | | | | | | * | | |
José E. Feliciano(12)
|
| | | | 833,333 | | | | | | 833,333 | | | | | | — | | | | | | — | | |
| | |
Number of Private
Placement Warrants Beneficially Owned Prior to Offering |
| |
Number of Private
Placement Warrants Being Offered |
| |
Private Placement
Warrants Beneficially Owned After the Offered Private Placement Warrants are Sold |
| |||||||||||||||
Name of Selling Securityholder
|
| |
Number
|
| |
Percent
|
| ||||||||||||||||||
| | | | 363,347 | | | | | | 363,347 | | | | | | — | | | | | | — | | | |
| | | | 6,858,574 | | | | | | 6,858,574 | | | | | | — | | | | | | — | | |
| | |
Amount to Be
Paid |
| |||
SEC registration fee
|
| | | $ | 68,669.06 | | |
FINRA filing fee
|
| | | | * | | |
Printing expenses
|
| | | | * | | |
Legal fees and expenses (including Blue Sky fees)
|
| | | | * | | |
Accounting fees and expenses
|
| | | | * | | |
Trustee and transfer agent and registrar fees and expenses
|
| | | | * | | |
Miscellaneous
|
| | | | * | | |
Total
|
| | | $ | * | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Peter Rawlinson
|
| |
Chief Executive Officer, Chief
Technology Officer and Director (Principal Executive officer) |
| | | |
|
/s/ Sherry House
|
| |
Chief Financial Officer
(Principal Financial Officer) |
| | | |
|
/s/ Gagan Dhingra
|
| |
Vice President of Accounting
(Principal Accounting Officer) |
| | | |
|
/s/ Turqi Alnowaiser
|
| |
Director
|
| | | |
|
/s/ Glenn R. August
|
| |
Director
|
| | | |
|
/s/ Andrew Liveris
|
| |
Director
|
| | | |
|
/s/ Sherif Marakby
|
| |
Director
|
| | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
|
| |
Director
|
| | | |
|
/s/ Chabi Nouri
|
| |
Director
|
| | | |
|
/s/ Ori Winitzer
|
| |
Director
|
| | | |
|
/s/ Janet S. Wong
|
| |
Director
|
| | |
This ‘S-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/23/23 | ||||
6/16/23 | ||||
Filed on: | 5/8/23 | 10-Q, 8-K, S-8 | ||
5/5/23 | ||||
4/24/23 | 3, 4, 8-K, DEFA14A | |||
4/17/23 | ||||
3/31/23 | 10-Q | |||
3/28/23 | 8-K | |||
3/2/23 | 8-K | |||
12/28/22 | SC 13D/A | |||
11/8/22 | 10-Q, 424B5, 8-K | |||
9/2/22 | EFFECT | |||
8/15/22 | ||||
6/9/22 | 4, 8-K, DEF 14A | |||
8/24/21 | 424B3, EFFECT | |||
7/23/21 | 25, 3, 4, 425, 8-A12B, CERT | |||
3/20/21 | ||||
2/22/21 | 425, 8-K | |||
1/21/21 | ||||
1/13/21 | ||||
8/3/20 | 8-K | |||
7/29/20 | 3, EFFECT, S-1MEF | |||
12/13/18 | ||||
5/14/14 | ||||
12/17/09 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/12/23 SEC UPLOAD¶ 6/14/23 2:39K Lucid Group, Inc. |