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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/19/23 Canaan Inc. POS AM 3:540K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: POS AM Post-Effective Amendment of a Registration HTML 400K Statement 2: EX-23.1 Consent of Expert or Counsel HTML 4K 3: EX-23.2 Consent of Expert or Counsel HTML 4K
tm2312989-1_posam - block - 4.6406452s |
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Cayman Islands
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Not Applicable
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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| Persons depositing or withdrawing shares or ADS holders must pay: | | | For: | |
| $5.00 (or less) per 100 ADSs (or portion of 100 ADSs) | | | Issuance of ADSs, including issuances resulting from a distribution of shares or rights or other property | |
| | | | Cancelation of ADSs for the purpose of withdrawal, including if the deposit agreement terminates | |
| Persons depositing or withdrawing shares or ADS holders must pay: | | | For: | |
| $.05 (or less) per ADS | | | Any cash distribution to ADS holders | |
| A fee equivalent to the fee that would be payable if securities distributed to you had been shares and the shares had been deposited for issuance of ADSs | | | Distribution of securities distributed to holders of deposited securities (including rights) that are distributed by the depositary to ADS holders | |
| $.05 (or less) per ADS per calendar year | | | Depositary services | |
| Registration or transfer fees | | | Transfer and registration of shares on our share register to or from the name of the depositary or its agent when you deposit or withdraw shares | |
| Expenses of the depositary | | | Cable (including SWIFT) and facsimile transmissions (when expressly provided in the deposit agreement) | |
| | | | Converting foreign currency to U.S. dollars | |
| Taxes and other governmental charges the depositary or the custodian has to pay on any ADSs or shares underlying ADSs, such as stock transfer taxes, stamp duty or withholding taxes | | | As necessary | |
| Any charges incurred by the depositary or its agents for servicing the deposited securities | | | As necessary | |
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Exhibit
Number |
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Description
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1.1*
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| | Form of Underwriting Agreement | |
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4.1
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4.2
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4.3
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4.4*
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| | Certificate of Designation for Preferred Shares | |
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4.5*
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| | Registrant’s Specimen of Warrant Certificate | |
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4.6*
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| | Form of Warrant Agreement | |
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4.7*
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| | Form of Subscription Rights Agreement | |
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4.8*
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| | Form of Subscription Rights Certificate | |
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4.9*
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| | Specimen Unit Certificate | |
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5.1***
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8.1***
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8.2***
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23.1**
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23.2**
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23.3***
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23.4***
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24.1***
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107***
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Signature
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Title
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/s/ Nangeng Zhang
Name: Nangeng Zhang
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Chairman and Chief Executive Officer (principal executive officer)
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*
Name: Wenjun Zhang
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Director
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*
Name: Hongchao Du
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Director
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*
Name: Zhitang Shu
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Director
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*
Name: Yaping Zhang
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Director
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/s/ James Jin Cheng
Name: James Jin Cheng
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Chief Financial and Officer
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*
Name: Lu Meng
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Secretary to the Board
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By:
/s/ Nangeng Zhang
Nangeng Zhang
Attorney-in-Fact |
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This ‘POS AM’ Filing | Date | Other Filings | ||
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Filed on: | 4/19/23 | 20-F, 6-K, POSASR | ||
4/18/23 | ||||
12/31/22 | 20-F | |||
12/15/22 | ||||
5/4/22 | ||||
3/16/22 | 6-K | |||
12/31/21 | 20-F | |||
12/16/21 | ||||
11/21/21 | ||||
9/20/21 | 6-K | |||
11/21/20 | ||||
9/8/20 | 6-K | |||
10/28/19 | CORRESP, DRS, DRS/A, F-1 | |||
10/8/19 | ||||
4/5/12 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/19/23 Canaan Inc. 20-F 12/31/22 109:13M Toppan Merrill/FA 4/19/23 Canaan Inc. POSASR 4/19/23 7:716K Toppan Merrill/FA 4/15/20 Canaan Inc. 20-F 12/31/19 113:15M ActiveDisclosure/FA 11/06/19 Canaan Inc. 8-A12B 1:15K Donnelley … Solutions/FA 11/05/19 Bank of New York/ADR Division F-6 3:346K Canaan Inc./ADR Emmet Marvin & Mart… LLP 10/28/19 Canaan Inc. F-1 17:13M Donnelley … Solutions/FA |