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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/06/23 Ameriserv Financial Inc./PA PREC14A 1:3.3M Ameriserv Financial Inc./PA Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: PREC14A Preliminary Proxy Statement - Contested HTML 1.07M Solicitation
tm2311826-1_prec14a - none - 11.0469335s |
Name and Address of Beneficial Owner
|
| |
Amount of
Beneficial Ownership |
| |
Percent of
Common Stock |
| ||||||
Driver Management Company, LLC(1)
|
| | | | 1,477,419 | | | | | | 8.6% | | |
1266 E. Main Street
Suite 700R Stamford, CT 06902 |
| | | ||||||||||
Dimensional Fund Advisors LP(2)
|
| | | | 1,312,354 | | | | | | 7.7% | | |
Building One
6300 Bee Cave Road Austin, TX 78746 |
| | | ||||||||||
Tontine Financial Partners, L.P.(3)
|
| | | | 1,054,816 | | | | | | 6.2% | | |
1 Sound Shore Drive, Suite 304
Greenwich, CT 06830-7251 |
| | |
Name of Beneficial Owner(1)
|
| |
Shares Beneficially
Owned |
| |
Percent
of Class (%) |
| ||||||
J. Michael Adams, Jr.(3)
|
| | | | 142,881 | | | | | | * | | |
Richard W. Bloomingdale
|
| | | | 2,256 | | | | | | * | | |
Amy Bradley
|
| | | | 4,541 | | | | | | * | | |
Allan R. Dennison(4)
|
| | | | 81,918 | | | | | | * | | |
David J. Hickton
|
| | | | — | | | | | | * | | |
James T. Huerth(2)
|
| | | | 70,000 | | | | | | * | | |
Kim W. Kunkle(5)
|
| | | | 196,507 | | | | | | * | | |
Michael D. Lynch(2)
|
| | | | 30,332 | | | | | | * | | |
Margaret A. O’Malley
|
| | | | 345,135 | | | | | | 1.9 | | |
Daniel A. Onorato
|
| | | | 22,734 | | | | | | * | | |
Mark E. Pasquerilla(6)
|
| | | | 486,237 | | | | | | 2.8 | | |
Name of Beneficial Owner(1)
|
| |
Shares Beneficially
Owned |
| |
Percent
of Class (%) |
| ||||||
Sara A. Sargent
|
| | | | 233,255 | | | | | | 1.3 | | |
Jeffrey A. Stopko(2)(7)
|
| | | | 166,821 | | | | | | * | | |
Officers, Directors and Nominees for Director as a Group (14 persons)
|
| | | | 1,782,617 | | | | | | 10.3 | | |
Name
|
| |
Executive
|
| |
Technology
|
| |
Investment/
ALCO |
| |
Audit
|
| |
Nominating/
Corporate Governance |
| |
Compensation/
Human Resources |
|
J. Michael Adams, Jr.
|
| |
X
|
| | | | | | | |
Vice Chair
|
| |
Chair
|
| |
X
|
|
Amy Bradley
|
| | | | | | | |
X
|
| | | | | | | | | |
Allan R. Dennison
|
| |
X
|
| | | | |
X
|
| | | | | | | | | |
Kim W. Kunkle
|
| |
X
|
| | | | |
Vice Chair
|
| | | | | | | | | |
Margaret A. O’Malley
|
| |
Vice Chair
|
| |
Vice Chair
|
| |
X
|
| |
Chair
|
| |
Vice Chair
|
| |
X
|
|
Daniel A. Onorato
|
| | | | | | | |
Chair
|
| |
X
|
| | | | | | |
Mark E. Pasquerilla
|
| |
Chair
|
| |
X
|
| |
X
|
| |
X
|
| |
X
|
| |
Vice Chair
|
|
Sara A. Sargent
|
| |
X
|
| |
Chair
|
| | | | |
X
|
| |
X
|
| |
Chair
|
|
Jeffrey A. Stopko
|
| | | | |
X
|
| |
X
|
| | | | | | | | | |
Michael D. Lynch
|
| | | | | | | |
X
|
| | | | | | | | | |
James T. Huerth
|
| | | | |
X
|
| | | | | | | | | | | | |
|
Board Diversity Matrix as of March 15, 2023
|
| |||
| Total Number of Directors and Director Nominees of the Board | | | 11 | |
| | |
Female
|
| |
Male
|
| |
Non-
Binary |
| |
Did Not
Disclose Gender |
| ||||||||||||
Part I: Gender Identity | | | | | | | | | | | | | | | | | | | | | | | | | |
Directors and Director Nominees of the Board
|
| | | | 3 | | | | | | 8 | | | | | | — | | | | | | — | | |
Part II: Demographic Background | | | | | | | | | | | | | | | | | | | | | | | | | |
African American or Black
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Alaskan Native or Native American
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Asian
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Hispanic or Latinx
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Native Hawaiian or Pacific Islander
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
White
|
| | | | 3 | | | | | | 8 | | | | | | — | | | | | | — | | |
Two or More Races or Ethnicities
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
LGBTQ+
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Did Not Disclose Demographic Background
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Name, Age and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($) |
| |
Option
Awards ($) |
| |
Non-Equity
Incentive Plan Compensation ($) |
| |
Changes in
Pension Value and Nonqualified Deferred Compensation Earnings ($)(1) |
| |
All Other
Compensation ($)(2) |
| |
Total
($) |
| |||||||||||||||||||||||||||
Jeffrey A. Stopko, age 60
President and CEO of ASRV and AmeriServ Financial Bank |
| | | | 2022 | | | | | | 377,423 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 21,335 | | | | | | 398,758 | | |
| | | 2021 | | | | | | 362,600 | | | | | | 47,863 | | | | | | 0 | | | | | | 34,500 | | | | | | 0 | | | | | | 22,210 | | | | | | 14,275 | | | | | | 481,448 | | | ||
| | | 2020 | | | | | | 352,950 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 212,058 | | | | | | 14,281 | | | | | | 579,289 | | | ||
Michael D. Lynch, age 62
Executive Vice President, CFO, Chief Investment Officer, & Chief Risk Officer of ASRV and AmeriServ Financial Bank and Treasurer of AmeriServ Trust and Financial Services Company |
| | | | 2022 | | | | | | 231,175 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 11,567 | | | | | | 242,742 | | |
| | | 2021 | | | | | | 218,225 | | | | | | 21,823 | | | | | | 0 | | | | | | 26,550 | | | | | | 0 | | | | | | 44,318 | | | | | | 8,009 | | | | | | 318,925 | | | ||
| | | 2020 | | | | | | 201,750 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 180,652 | | | | | | 4,758 | | | | | | 387,160 | | | ||
James T. Huerth, age 61
President and CEO of AmeriServ Trust and Financial Services Company |
| | | | 2022 | | | | | | 312,750 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 19,631 | | | | | | 332,281 | | |
| | | 2021 | | | | | | 300,950 | | | | | | 33,706 | | | | | | 0 | | | | | | 26,550 | | | | | | 0 | | | | | | 75,518 | | | | | | 16,286 | | | | | | 453,010 | | | ||
| | | 2020 | | | | | | 293,350 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 221,344 | | | | | | 13,541 | | | | | | 528,235 | | |
| | |
Option Awards
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |||||||||||||||
Jeffrey A. Stopko
|
| | | | 4,515 | | | | | | 0 | | | | | | 0 | | | | | $ | 3.23 | | | | | | 3/15/2023 | | |
| | | | | 25,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 3.18 | | | | | | 2/19/2024 | | |
| | | | | 10,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 2.96 | | | | | | 3/19/2025 | | |
| | | | | 6,667 | | | | | | 13,333(1) | | | | | | 0 | | | | | $ | 3.84 | | | | | | 2/17/2031 | | |
Michael D. Lynch
|
| | | | 1,061 | | | | | | 0 | | | | | | 0 | | | | | $ | 3.23 | | | | | | 3/15/2023 | | |
| | | | | 2,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 2.96 | | | | | | 3/19/2025 | | |
| | | | | 6,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 2.96 | | | | | | 4/11/2026 | | |
| | | | | 5,000 | | | | | | 10,000(1) | | | | | | 0 | | | | | $ | 3.84 | | | | | | 2/17/2031 | | |
James T. Huerth
|
| | | | 6,384 | | | | | | 0 | | | | | | 0 | | | | | $ | 3.23 | | | | | | 3/15/2023 | | |
| | | | | 25,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 3.18 | | | | | | 2/19/2024 | | |
| | | | | 7,500 | | | | | | 0 | | | | | | 0 | | | | | $ | 2.96 | | | | | | 3/19/2025 | | |
| | | | | 10,000 | | | | | | 0 | | | | | | 0 | | | | | $ | 2.96 | | | | | | 4/11/2026 | | |
| | | | | 5,000 | | | | | | 10,000(1) | | | | | | 0 | | | | | $ | 3.84 | | | | | | 2/17/2031 | | |
Name
|
| |
Plan Name
|
| |
Number of
years of Credited Service (#) |
| |
Present
Value of Accumulated Benefit ($)(1) |
| |
Payments
During Last Fiscal Year ($) |
| |||||||||
Jeffrey A. Stopko
|
| |
Defined Benefit Plan
|
| | | | 36 | | | | | | 915,905 | | | | | | 0 | | |
Michael D. Lynch
|
| |
Defined Benefit Plan
|
| | | | 40 | | | | | | 814,702 | | | | | | 0 | | |
James T. Huerth
|
| |
Defined Benefit Plan
|
| | | | 13 | | | | | | 811,531 | | | | | | 0 | | |
Name
|
| |
Executive
Contributions in Last Fiscal Year ($) |
| |
Registrant
Contributions in Last Fiscal Year ($) |
| |
Aggregate
Earnings in Last Fiscal Year ($) |
| |
Aggregate
Withdrawals/ Distributions in Last Fiscal Year ($) |
| |
Aggregate
Balance at Last Fiscal Year-End ($) |
| |||||||||||||||
James T. Huerth
|
| | | | 48,128 | | | | | | — | | | | | | 4,656 | | | | | | — | | | | | | 306,455 | | |
| | | | | | | | |
Before Change in Control
|
| |
After Change in Control
|
| |||||||||||||||||||||||||||
|
Termination
for Death or Disability |
| |
Involuntary
Termination for Cause |
| |
Involuntary
Termination without Cause |
| |
Voluntary
Termination for Good Reason |
| |
Involuntary
Termination without Cause |
| |
Voluntary
Termination for Good Reason |
| |||||||||||||||||||||||
Jeffery A. Stopko
|
| |
Severance(1)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 714,429 | | | | | $ | 714,429 | | | | | $ | 1,128,493 | | | | | $ | 1,128,493 | | |
|
Welfare continuation(2)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 31,512 | | | | | $ | 31,512 | | | | | $ | 46,053 | | | | | $ | 46,053 | | | ||
|
Value of Accelerated Stock Options
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 1,333 | | | | | $ | 1,333 | | | ||
|
Potential reduction in payout due to
operation of Code Section 280G |
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | (113,754) | | | | | $ | (113,754) | | | ||
| | | Total | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 745,941 | | | | | $ | 745,941 | | | | | $ | 1,062,125 | | | | | $ | 1,062,125 | | |
James T. Huerth
|
| |
Severance(1)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 234,562 | | | | | $ | 0 | | | | | $ | 625,500 | | | | | $ | 625,500 | | |
|
Additional retirement benefit
payment |
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 298,616 | | | | | $ | 298,616 | | | ||
|
Welfare continuation(2)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 12,817 | | | | | $ | 0 | | | | | $ | 48,335 | | | | | $ | 48,335 | | | ||
|
Value of Accelerated Stock Options
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 1,000 | | | | | $ | 1,000 | | | ||
|
Potential reduction in payout due to
operation of Code Section 280G |
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | (239,112) | | | | | $ | (239,112) | | | ||
| | | Total | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 247,380 | | | | | $ | 0 | | | | | $ | 734,339 | | | | | $ | 734,339 | | |
Michael D. Lynch
|
| |
Severance(1)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 231,175 | | | | | $ | 231,175 | | |
|
Additional retirement benefit
payment |
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 66,213 | | | | | $ | 66,213 | | | ||
|
Welfare continuation(2)
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 17,740 | | | | | $ | 17,740 | | | ||
|
Value of Accelerated Stock Options
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 1,000 | | | | | $ | 1,000 | | | ||
|
Potential reduction in payout due to
operation of Code Section 280G |
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | ||
| | | Total | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | | | | $ | 316,127 | | | | | $ | 316,127 | | |
Name
|
| |
Fees Earned or Paid
in Cash ($) |
| |
Stock Awards
($)(1) |
| |
Total
|
| |||||||||
J. Michael Adams, Jr.
|
| | | $ | 50,419 | | | | | $ | 27,500 | | | | | $ | 77,919 | | |
Amy Bradley
|
| | | $ | 15,200 | | | | | $ | 18,333 | | | | | $ | 33,533 | | |
Allan R. Dennison
|
| | | $ | 108,000 | | | | | $ | 27,500 | | | | | $ | 135,500 | | |
Kim W. Kunkle
|
| | | $ | 36,819 | | | | | $ | 27,500 | | | | | $ | 64,319 | | |
Margaret A. O’Malley
|
| | | $ | 39,694 | | | | | $ | 27,500 | | | | | $ | 67,194 | | |
Daniel A. Onorato
|
| | | $ | 31,369 | | | | | $ | 27,500 | | | | | $ | 58,869 | | |
Mark E. Pasquerilla
|
| | | $ | 43,869 | | | | | $ | 27,500 | | | | | $ | 71,369 | | |
Sara A. Sargent
|
| | | $ | 60,919 | | | | | $ | 27,500 | | | | | $ | 88,419 | | |
Year
|
| |
Summary
Compensation Table Total for Principal Executive Officer (“PEO”)(1) |
| |
Compensation
Actually Paid to PEO(2) |
| |
Average
Summary Compensation Table Total for Non-PEO Named Executive Officers (“NEOs”)(3) |
| |
Average
Compensation Actually Paid to Non- PEO NEOs(4) |
| |
Value of
Initial Fixed $100 Investment Based On Total Shareholder Return (“TSR”)(5) |
| |
Net Income
(Loss) (thousands)(6) |
| ||||||||||||||||||
(a)
|
| |
(b)
|
| |
(c)
|
| |
(d)
|
| |
(e)
|
| |
(f)
|
| |
(g)
|
| ||||||||||||||||||
2022
|
| | | $ | 398,758 | | | | | $ | 403,714 | | | | | $ | 287,512 | | | | | $ | 291,170 | | | | | $ | 132.75 | | | | | $ | 7,448 | | |
2021
|
| | | $ | 482,348 | | | | | $ | 510,997 | | | | | $ | 385,968 | | | | | $ | 408,148 | | | | | $ | 126.20 | | | | | $ | 7,072 | | |
Year
|
| |
Reported
Summary Compensation Table Total for PEO ($) |
| |
Reported
Value of Equity Awards(a) ($) |
| |
Equity
Award Adjustments(b) ($) |
| |
Compensation
Actually Paid to PEO ($) |
| ||||||||||||
2022
|
| | | $ | 398,758 | | | | | | — | | | | | $ | 4,956 | | | | | $ | 403,714 | | |
2021
|
| | | $ | 482,348 | | | | | $ | 35,400 | | | | | $ | 28,649 | | | | | $ | 510,997 | | |
Year
|
| |
Year End
Fair Value of Outstanding and Unvested Equity Awards Granted in the Year ($) |
| |
Year over
Year Change in Fair Value of Outstanding and Unvested Equity Awards Granted in Prior Years ($) |
| |
Fair Value as
of Vesting Date of Equity Awards Granted and Vested in the Year ($) |
| |
Year over
Year Change in Fair Value of Equity Awards Granted in Prior Years that Vested in the Year ($) |
| |
Fair Value at
the End of the Prior Year of Equity Awards that Failed to Meet Vesting Conditions in the Year ($) |
| |
Value of
Dividends or other Earnings Paid on Stock or Option Awards not Otherwise Reflected in Fair Value or Total Compensation ($) |
| |
Total
Equity Award Adjustments ($) |
| |||||||||||||||||||||
2022
|
| | | | — | | | | | $ | 933 | | | | | | — | | | | | $ | 4,023 | | | | | | — | | | | | | — | | | | | $ | 4,956 | | |
2021
|
| | | $ | 35,600 | | | | | | — | | | | | | — | | | | | $ | 28,449 | | | | | | — | | | | | | — | | | | | $ | 28,649 | | |
Year
|
| |
Average
Reported Summary Compensation Table Total for Non-PEO NEOs ($) |
| |
Average
Reported Value of Equity Awards ($) |
| |
Average Equity
Award Adjustments(a) ($) |
| |
Average
Compensation Actually Paid to Non-PEO NEOs ($) |
| ||||||||||||
2022
|
| | | $ | 287,512 | | | | | | — | | | | | $ | 3,658 | | | | | $ | 291,170 | | |
2021
|
| | | $ | 385,968 | | | | | $ | 26,550 | | | | | $ | 22,180 | | | | | $ | 408,148 | | |
Year
|
| |
Year End
Fair Value of Outstanding and Unvested Equity Awards Granted in the Year ($) |
| |
Year over
Year Change in Fair Value of Outstanding and Unvested Equity Awards Granted in Prior Years ($) |
| |
Fair Value as
of Vesting Date of Equity Awards Granted and Vested in the Year ($) |
| |
Year over
Year Change in Fair Value of Equity Awards Granted in Prior Years that Vested in the Year ($) |
| |
Fair Value at
the End of the Prior Year of Equity Awards that Failed to Meet Vesting Conditions in the Year ($) |
| |
Value of
Dividends or other Earnings Paid on Stock or Option Awards not Otherwise Reflected in Fair Value or Total Compensation ($) |
| |
Total
Equity Award Adjustments ($) |
| |||||||||||||||||||||
2022
|
| | | | — | | | | | $ | 700 | | | | | | — | | | | | $ | 2,958 | | | | | | — | | | | | | — | | | | | $ | 3,658 | | |
2021
|
| | | $ | 26,700 | | | | | | — | | | | | | — | | | | | $ | 22,030 | | | | | | — | | | | | | — | | | | | $ | 22,180 | | |
| | |
2022
|
| |
2021
|
| ||||||
Audit Fees
|
| | | | 268,146 | | | | | | 260,395 | | |
Audit-Related Fees
|
| | | | 120,831 | | | | | | 119,993 | | |
Tax Fees
|
| | | | 35,100 | | | | | | 33,400 | | |
All Other Fees
|
| | | | 24,267 | | | | | | 23,750 | | |
Name
|
| |
Present Principal Occupation
|
|
J. Michael Adams | | |
Managing Member of Mike Adams & Associates, LLC
P.O. Box 18205, Pittsburgh, Pennsylvania 15236 |
|
Richard W. Bloomingdale | | | Former (Retired) President of the Pennsylvania American Federation of Labor and Congress of Industrial Organizations | |
Amy Bradley | | |
President and Chief Executive Officer of Cambria Regional Chamber of Commerce
416 Main St #201, Johnstown, Pennsylvania 15901 |
|
Allan Dennison | | | Non-Executive Chairman of the Board of Directors of AmeriServ Financial, Inc. | |
David J. Hickton | | |
Founding Director of the Institute for Cyber Law, Policy and Security at the University of Pittsburgh
3900 Forbes Avenue Pittsburgh, Pennsylvania 15260 |
|
Kim W. Kunkle | | |
President and Chief Executive Officer of Laurel Holdings, Inc.
111 Roosevelt Blvd Suite 25, Johnstown, Pennsylvania 15906 |
|
Margaret A. O’Malley | | |
Owner of Yost & O’Malley
216 Franklin St # 600, Johnstown, Pennsylvania 15901 |
|
Daniel Onorato | | |
Executive Vice President and Chief Corporate Affairs Officer of Highmark Health
120 Fifth Avenue, Pittsburgh, Pennsylvania 15222 |
|
Mark E. Pasquerilla | | |
Chief Executive Officer and Director of Pasquerilla Enterprises, LP
1 Pasquerilla Plaza, Johnstown, Pennsylvania, 15901 |
|
Sara A. Sargent | | |
Owner and President of Sargent’s Court Reporting Service, Inc.
210 Main St., Johnstown, Pennsylvania 15901 |
|
Jeffrey A. Stopko | | | President and Chief Executive Officer of AmeriServ Financial, Inc. | |
Name
|
| |
Present Principal Occupation
|
|
Michael D. Lynch | | | Executive Vice President, Chief Financial Officer, Chief Investment Officer and Chief Risk Officer of AmeriServ Financial, Inc. and AmeriServ Financial Bank | |
James T. Huerth | | | President and Chief Executive Officer of AmeriServ Trust and Financial Services Company | |
Name
|
| |
Date
|
| |
Title of Security
|
| |
Number of
Shares |
| |
Transaction
|
| ||||||
J. Michael Adams
|
| | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
Richard W. Bloomingdale
|
| | | | 05/17/2021 | | | |
Common Stock
|
| | | | 12.312 | | | |
Open Market Purchase
|
|
| | | | | 8/16/2021 | | | |
Common Stock
|
| | | | 13.785 | | | |
Open Market Purchase
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 14.359 | | | |
Open Market Purchase
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 12.387 | | | |
Open Market Purchase
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 16.116 | | | |
Open Market Purchase
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 16.646 | | | |
Open Market Purchase
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 16.544 | | | |
Open Market Purchase
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 16.457 | | | |
Open Market Purchase
|
|
Amy Bradley
|
| | | | 05/04/2022 | | | |
Common Stock
|
| | | | 4,541 | | | |
Grant, Award or Other Acquisition
|
|
Allan R.
Dennison |
| | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 12/31/2021 | | | |
Common Stock
|
| | | | 229 | | | |
Open Market Purchase
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 12/30/2022 | | | |
Common Stock
|
| | | | 285 | | | |
Grant, Award or Other Acquisition
|
|
James T. Huerth
|
| | | | 07/23/2021 | | | |
Common Stock
|
| | | | 20 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 300 | | | |
Open Market Purchase
|
|
| | | | | 12/31/2021 | | | |
Common Stock
|
| | | | 10 | | | |
Open Market Purchase
|
|
| | | | | 02/17/2022 | | | |
Common Stock
|
| | | | 11,402 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 2.422 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 03/11/2022 | | | |
Common Stock
|
| | | | 401 | | | |
Open Market Sale
|
|
| | | | | 03/11/2022 | | | |
Common Stock
|
| | | | 2,204 | | | |
Open Market Sale
|
|
| | | | | 05/20/2022 | | | |
Common Stock
|
| | | | 2,840 | | | |
Open Market Sale
|
|
| | | | | 05/24/2022 | | | |
Common Stock
|
| | | | 2,454 | | | |
Open Market Sale
|
|
| | | | | 05/25/2022 | | | |
Common Stock
|
| | | | 328 | | | |
Open Market Sale
|
|
| | | | | 06/07/2022 | | | |
Common Stock
|
| | | | 871 | | | |
Open Market Sale
|
|
| | | | | 11/17/2022 | | | |
Common Stock
|
| | | | 1,802 | | | |
Open Market Sale
|
|
| | | | | 11/18/2022 | | | |
Common Stock
|
| | | | 400 | | | |
Open Market Sale
|
|
| | | | | 02/24/2023 | | | |
Common Stock
|
| | | | 6,384 | | | |
Exercise or Conversion of Derivative Security
|
|
Name
|
| |
Date
|
| |
Title of Security
|
| |
Number of
Shares |
| |
Transaction
|
| ||||||
Kim W. Kunkle
|
| | | | 05/17/2021 | | | |
Common Stock
|
| | | | 360.5171 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/17/2021 | | | |
Common Stock
|
| | | | 122.4702 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 06/22/2021 | | | |
Common Stock
|
| | | | 100 | | | |
Open Market Purchase
|
|
| | | | | 06/24/2021 | | | |
Common Stock
|
| | | | 2,0000 | | | |
Open Market Purchase
|
|
| | | | | 06/25/2021 | | | |
Common Stock
|
| | | | 5,9000 | | | |
Open Market Purchase
|
|
| | | | | 07/23/2021 | | | |
Common Stock
|
| | | | 20,000 | | | |
Open Market Sale
|
|
| | | | | 07/29/2021 | | | |
Common Stock
|
| | | | 23,390 | | | |
Open Market Purchase
|
|
| | | | | 08/16/2021 | | | |
Common Stock
|
| | | | 440.2969 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/16/2021 | | | |
Common Stock
|
| | | | 136.8773 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/17/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 1,100 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 100 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 800 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/19/2021 | | | |
Common Stock
|
| | | | 2,000 | | | |
Open Market Purchase
|
|
| | | | | 11/19/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/19/2021 | | | |
Common Stock
|
| | | | 4,000 | | | |
Open Market Purchase
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 452 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 140 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 39 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 1,500 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 2,000 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 500 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 520 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 1,200 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 770 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 561 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 2,310 | | | |
Open Market Purchase
|
|
| | | | | 11/30/2021 | | | |
Common Stock
|
| | | | 439 | | | |
Open Market Purchase
|
|
| | | | | 12/01/2021 | | | |
Common Stock
|
| | | | 449 | | | |
Open Market Purchase
|
|
| | | | | 12/03/2021 | | | |
Common Stock
|
| | | | 196 | | | |
Open Market Purchase
|
|
| | | | | 12/06/2021 | | | |
Common Stock
|
| | | | 2,045 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 2,272 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 12 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 1,500 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 385 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 300 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 279 | | | |
Open Market Purchase
|
|
Name
|
| |
Date
|
| |
Title of Security
|
| |
Number of
Shares |
| |
Transaction
|
| ||||||
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 1,137 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 600 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 6 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 2,400 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 284 | | | |
Open Market Purchase
|
|
| | | | | 12/07/2021 | | | |
Common Stock
|
| | | | 325 | | | |
Open Market Purchase
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 388 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 121 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 43 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/19/2022 | | | |
Common Stock
|
| | | | 300 | | | |
Open Market Purchase
|
|
| | | | | 06/02/2022 | | | |
Common Stock
|
| | | | 1,314 | | | |
Open Market Purchase
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 518 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 161 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 58 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 06/10/2022 | | | |
Common Stock
|
| | | | 2 | | | |
Open Market Purchase
|
|
| | | | | 06/14/2022 | | | |
Common Stock
|
| | | | 3,008 | | | |
Open Market Purchase
|
|
| | | | | 06/15/2022 | | | |
Common Stock
|
| | | | 2 | | | |
Open Market Purchase
|
|
| | | | | 06/16/2022 | | | |
Common Stock
|
| | | | 193 | | | |
Open Market Purchase
|
|
| | | | | 06/17/2022 | | | |
Common Stock
|
| | | | 538 | | | |
Open Market Purchase
|
|
| | | | | 06/21/2022 | | | |
Common Stock
|
| | | | 1,143 | | | |
Open Market Purchase
|
|
| | | | | 07/19/2022 | | | |
Common Stock
|
| | | | 220 | | | |
Open Market Purchase
|
|
| | | | | 07/27/2022 | | | |
Common Stock
|
| | | | 2,000 | | | |
Open Market Purchase
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 582 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 165 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 60 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/30/2022 | | | |
Common Stock
|
| | | | 112 | | | |
Open Market Purchase
|
|
| | | | | 08/31/2022 | | | |
Common Stock
|
| | | | 591 | | | |
Open Market Purchase
|
|
| | | | | 09/26/2022 | | | |
Common Stock
|
| | | | 817 | | | |
Open Market Purchase
|
|
| | | | | 09/28/2022 | | | |
Common Stock
|
| | | | 705 | | | |
Open Market Purchase
|
|
| | | | | 09/29/2022 | | | |
Common Stock
|
| | | | 1,507 | | | |
Open Market Purchase
|
|
| | | | | 09/30/2022 | | | |
Common Stock
|
| | | | 1,824 | | | |
Open Market Purchase
|
|
| | | | | 10/03/2022 | | | |
Common Stock
|
| | | | 724 | | | |
Open Market Purchase
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 575 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 258 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 59 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 584 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 263 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 60 | | | |
Grant, Award or Other Acquisition
|
|
Michael D. Lynch
|
| | | | 11/30/2022 | | | |
Common Stock
|
| | | | 3,000 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 02/10/2023 | | | |
Common Stock
|
| | | | 2,000 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 03/06/2023 | | | |
Common Stock
|
| | | | 1,061 | | | |
Exercise or Conversion of Derivative Security
|
|
Name
|
| |
Date
|
| |
Title of Security
|
| |
Number of
Shares |
| |
Transaction
|
| ||||||
Margaret A. O’Malley
|
| | | | 05/17/2021 | | | |
Common Stock
|
| | | | 112.071 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/17/2021 | | | |
Common Stock
|
| | | | 236.7057 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/16/2021 | | | |
Common Stock
|
| | | | 264.5482 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/16/2021 | | | |
Common Stock
|
| | | | 125.2522 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 271 | | | |
Open Market Purchase
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 129 | | | |
Open Market Purchase
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 233 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 110 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 311 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 147 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 319 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 151 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 315 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 149 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 321 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 152 | | | |
Grant, Award or Other Acquisition
|
|
Daniel A.
Onorato |
| | | | 05/17/2021 | | | |
Common Stock
|
| | | | 50.888 | | | |
Open Market Purchase
|
|
| | | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/16/2021 | | | |
Common Stock
|
| | | | 94.2491 | | | |
Open Market Purchase
|
|
| | | | | 11/22/2021 | | | |
Common Stock
|
| | | | 97 | | | |
Open Market Purchase
|
|
| | | | | 02/22/2022 | | | |
Common Stock
|
| | | | 83 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/23/2022 | | | |
Common Stock
|
| | | | 111 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 08/22/2022 | | | |
Common Stock
|
| | | | 165 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 11/21/2022 | | | |
Common Stock
|
| | | | 163 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 02/21/2023 | | | |
Common Stock
|
| | | | 165 | | | |
Grant, Award or Other Acquisition
|
|
Mark E.
Pasquerilla |
| | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
Sara A. Sargent
|
| | | | 05/20/2021 | | | |
Common Stock
|
| | | | 5,885 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 05/11/2022 | | | |
Common Stock
|
| | | | 6,816 | | | |
Grant, Award or Other Acquisition
|
|
Jeffrey A. Stopko
|
| | | | 06/11/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 07/27/2021 | | | |
Common Stock
|
| | | | 1,000 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 09/03/2021 | | | |
Common Stock
|
| | | | 2,006 | | | |
Open Market Purchase
|
|
| | | | | 10/27/2021 | | | |
Common Stock
|
| | | | 6,500 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 11/18/2021 | | | |
Common Stock
|
| | | | 677 | | | |
Open Market Purchase
|
|
| | | | | 11/19/2021 | | | |
Common Stock
|
| | | | 2,500 | | | |
Open Market Purchase
|
|
Name
|
| |
Date
|
| |
Title of Security
|
| |
Number of
Shares |
| |
Transaction
|
| ||||||
| | | | | 12/31/2021 | | | |
Common Stock
|
| | | | 1,193 | | | |
Open Market Purchase
|
|
| | | | | 01/31/2022 | | | |
Common Stock
|
| | | | 4,903 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 03/10/2022 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 10/28/2022 | | | |
Common Stock
|
| | | | 2,000 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 12/30/2022 | | | |
Common Stock
|
| | | | 1,689 | | | |
Grant, Award or Other Acquisition
|
|
| | | | | 01/27/2022 | | | |
Common Stock
|
| | | | 4,515 | | | |
Exercise or Conversion of Derivative Security
|
|
| | | | | 02/02/2023 | | | |
Common Stock
|
| | | | 100 | | | |
Open Market Purchase
|
|
| | | | | 02/02/2023 | | | |
Common Stock
|
| | | | 900 | | | |
Open Market Purchase
|
|
| | | | | 02/03/2023 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 02/03/2023 | | | |
Common Stock
|
| | | | 116 | | | |
Open Market Purchase
|
|
| | | | | 02/06/2023 | | | |
Common Stock
|
| | | | 1,000 | | | |
Open Market Purchase
|
|
| | | | | 02/08/2023 | | | |
Common Stock
|
| | | | 1,884 | | | |
Open Market Purchase
|
|
| | | | | 03/10/2023 | | | |
Common Stock
|
| | | | 1,500 | | | |
Open Market Purchase
|
|
This ‘PREC14A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/25 | ||||
12/31/24 | ||||
2/17/24 | ||||
12/31/23 | ||||
Filed on: | 4/6/23 | |||
4/5/23 | ||||
3/29/23 | ||||
3/17/23 | DFAN14A, PRRN14A | |||
3/15/23 | 8-K, DEFA14A | |||
3/9/23 | ||||
2/17/23 | ||||
2/13/23 | ||||
2/10/23 | SC 13G/A | |||
1/20/23 | DFAN14A, SC 13D/A | |||
12/31/22 | 10-K | |||
12/9/22 | ||||
8/4/22 | ||||
5/16/22 | 4 | |||
12/31/21 | 10-K, 10-K/A, 11-K, 5 | |||
4/27/21 | 8-K, DEF 14A | |||
4/1/21 | ||||
12/31/20 | 10-K, 11-K, 5, 8-K | |||
2/19/16 | 4, 8-K | |||
2/16/16 | 4 | |||
1/1/16 | ||||
9/1/15 | 4 | |||
4/27/15 | ||||
3/24/15 | 8-K | |||
3/19/15 | 4, DEF 14A | |||
1/15/15 | 3, 4 | |||
1/9/15 | ||||
1/1/15 | ||||
1/1/14 | ||||
1/1/13 | ||||
5/17/10 | 4 | |||
List all Filings |