SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/17/23 Wisa Technologies, Inc. 8-K:2,7,9 3/16/23 13:3.4M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-99.1 Miscellaneous Exhibit HTML 48K 3: EX-99.2 Miscellaneous Exhibit HTML 16K 4: EX-99.3 Miscellaneous Exhibit HTML 109K 8: R1 Cover HTML 48K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- tm239798d1_8k_htm XML 15K 10: EXCEL IDEA Workbook of Financial Reports XLSX 8K 6: EX-101.LAB XBRL Labels -- wisa-20230316_lab XML 97K 7: EX-101.PRE XBRL Presentations -- wisa-20230316_pre XML 64K 5: EX-101.SCH XBRL Schema -- wisa-20230316 XSD 13K 12: JSON XBRL Instance as JSON Data -- MetaLinks 25± 35K 13: ZIP XBRL Zipped Folder -- 0001104659-23-033981-xbrl Zip 54K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): i March 16, 2023
(Exact name of registrant as specified in its charter)
i Delaware | i 001-38608 | i 30-1135279 | ||
(State or other jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
i 97006 | ||
(Address of registrant’s principal executive office) | (Zip code) |
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading symbol(s) | Name of each exchange on which registered | ||
i Common Stock, par value $0.0001 per share | i WISA | The i Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ¨
Item 2.02 | Results of Operations and Financial Condition. |
On March 16, 2023, WiSA Technologies, Inc. (the “Company”) issued a press release announcing its financial and business highlights for the quarter and full year ended December 31, 2022, recent business highlights, and projected financial guidance for the fiscal year ending December 31, 2023. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K (“Form 8-K”) and is incorporated herein by reference.
Additionally, on March 16, 2023, the Company hosted a conference call to deliver to the Company’s stockholders a presentation of the Company’s end of fourth quarter results. The Company released presentation materials that incorporate the Company’s fourth quarter 2022 update, expected customer product rollout, projected growth and financial guidance and recent business highlights. The presentation materials of the conference call are hereby furnished as Exhibit 99.2 to this Form 8-K and are incorporated herein by reference.
The information contained in this Form 8-K provided under Item 2.02 and Exhibits 99.1 and 99.2 attached hereto are furnished to, but shall not be deemed filed with, the U.S. Securities and Exchange Commission (the “SEC”) or incorporated by reference into the Company’s filings under the Securities Act of 1933, as amended (the “Securities Act”), or the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Item 7.01 | Regulation FD Disclosure. |
During the conference call with the Company’s stockholders, the Company discussed potential opportunities for future capital raising and associated potential timing. The Company’s management evaluates the Company’s need for capital on an ongoing basis and intends to pursue such opportunities when and as needed based on the Company’s operations and capital requirements, which will likely be sooner than mid-year. A transcript of the conference call is hereby furnished as Exhibit 99.3 to this Form 8-K and is incorporated herein by reference.
Reference is made to the disclosure in Item 2.02 of this Form 8-K, which disclosure is incorporated herein by reference.
The information contained in this Form 8-K provided under Item 7.01 and Exhibits 99.1, 99.2 and 99.3 attached hereto are furnished to, but shall not be deemed filed with, the SEC or incorporated by reference into the Company’s filings under the Securities Act or the Exchange Act.
Forward-Looking Statements
Exhibits 99.1, 99.2, and 99.3 attached hereto contain, and may implicate, forward-looking statements regarding the Company, and include cautionary statements identifying important factors that could cause actual results to differ materially from those anticipated.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit No. |
Description | |
99.1 | Press release, dated March 16, 2023. | |
99.2 | March 16, 2023 Presentation Materials. | |
99.3 | March 16, 2023 Earnings Call Transcript | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 17, 2023 |
WISA TECHNOLOGIES, INC. | ||
By: | /s/ Brett Moyer | ||
Name: | Brett Moyer | ||
Title: | Chief Executive Officer |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/23 | ||||
Filed on: | 3/17/23 | 10-K | ||
For Period end: | 3/16/23 | 10-K | ||
12/31/22 | 10-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/27/24 Wisa Technologies, Inc. 424B5 1:621K Toppan Merrill/FA 10/17/23 Wisa Technologies, Inc. 424B4 1:562K Toppan Merrill/FA 10/16/23 Wisa Technologies, Inc. POS462C 10/16/23 1:728K Toppan Merrill/FA 10/11/23 Wisa Technologies, Inc. POS AM 9:1.5M Toppan Merrill/FA 9/29/23 Wisa Technologies, Inc. S-1/A 9:1.5M Toppan Merrill/FA 9/05/23 Wisa Technologies, Inc. S-1 9/01/23 4:750K Toppan Merrill/FA 8/22/23 Wisa Technologies, Inc. S-1 4:482K Toppan Merrill/FA 5/30/23 Wisa Technologies, Inc. S-1 4:539K Toppan Merrill/FA 4/28/23 Wisa Technologies, Inc. S-1 4:613K Toppan Merrill/FA 4/28/23 Wisa Technologies, Inc. S-1/A 3:566K Toppan Merrill/FA 4/10/23 Wisa Technologies, Inc. 424B5 1:464K Toppan Merrill/FA 3/29/23 Wisa Technologies, Inc. 424B5 1:463K Toppan Merrill/FA |