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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/20/24 GDS Holdings Ltd. S-8 2/20/24 4:101K Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: S-8 Registration Statement - Securities for an HTML 58K
Employee Benefit Plan
2: EX-5.1 Opinion of Counsel re: Legality HTML 24K
3: EX-23.2 Consent of Expert or Counsel HTML 5K
4: EX-FILING FEES Filing Fees HTML 11K
| Page | (sequential) | (alphabetic) | ↑Top | ||
|---|---|---|---|---|---|
| 1 | 1st Page – Filing Submission | ||||
| " | 24.1 | ||||
| " | Powers of Attorney (included on the signature page in Part II of this Registration Statement) | ||||
As Filed with the Securities and Exchange Commission on February 20, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
GDS Holdings Limited
(Exact name of registrant as specified in its charter)
| Cayman Islands | Not Applicable | |
|
(State or other jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
F4/F5, Building C, Sunland International,
No. 999 Zhouhai Road,
Pudong, Shanghai 200137
People's Republic of China
+86-21- 2029-2200
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
2016 Equity Incentive Plan
(Full title of the Plan)
Cogency Global Inc.
122 East 42nd Street, 18th Floor
+1-212-947-7200
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
|
Chief Financial Officer F4/F5, Building C, Sunland International, No. 999 Zhouhai Road, Pudong, Shanghai 200137 People's Republic of China +86-21- 2029-2200 |
Daniel Fertig, Esq. Simpson Thacher & Bartlett LLP c/o 35th Floor, ICBC Tower 3 Garden Road Central, Hong Kong +852-2514-7600 |
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer | x | Accelerated filer | o | |||
| Non-accelerated filer | o (Do not check if a smaller reporting company) | Smaller reporting company | o | |||
| Emerging growth company | o | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. o
EXPLANATORY NOTE
This registration statement on Form S-8 (“Registration Statement”) is being filed pursuant to the General Instruction E to Form S-8 for the purpose of registering an aggregate of 30,747,912 additional Class A ordinary shares, par value US$0.00005 per share (the “Class A Ordinary Shares”) of GDS Holdings Limited (the “Registrant”), which are reserved for issuance under the Registrant’s 2016 Equity Incentive Plan (the “2016 Plan”). These 30,747,912 additional Class A Ordinary Shares have been authorized under the 2016 Plan as amended and effective on August 6, 2020, the date of the approval by the shareholders at the annual general meeting, pursuant to the 2016 Plan’s evergreen provisions. These 30,747,912 additional Class A Ordinary Shares are of the same class as other securities for which registration statements on Form S-8 were filed with the Securities and Exchange Commission (the “Commission”) on November 25, 2016 (File No. 333-214800), August 12, 2020 (File No. 333-244736) and February 10, 2022 (File No. 333-262615) (the “Existing S-8 Registration Statements”), but were not registered under the Existing S-8 Registration Statements.
An aggregate of 118,552,448 Class A Ordinary Shares in the capital of the Registrant were previously registered for issuance under the 2016 Plan pursuant to the Existing S-8 Registration Statements. Pursuant to the General Instruction E to Form S-8, the contents of the Existing S-8 Registration Statements are incorporated by reference into this Registration Statement, except as otherwise set forth herein.
In accordance with the terms of the 2016 Plan, as amended, the total number of ordinary shares which may be issuable pursuant to awards under the 2016 Plan initially totaled 56,707,560 ordinary shares, provided, however, that the maximum number of unallocated ordinary shares which may be issuable pursuant to awards under the 2016 Plan shall be automatically increased on the first day of each fiscal year (i.e., January 1 of each calendar year) during which the Plan remains in effect to three percent (3%) of the then total issued and outstanding ordinary shares of the Registrant, if and whenever the unallocated ordinary shares which may be issuable pursuant to awards under the 2016 Plan account for less than one and half percent (1.5%) of the then total issued and outstanding Ordinary Shares of the Registrant.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
ITEM 3. Incorporation of Documents by Reference
The following documents filed by the Registrant with the Commission are incorporated by reference herein:
a. The Registrant’s registration statements on Form S-8 filed with the Commission on November 25, 2016 (File No. 333-214800), August 12, 2020 (File No. 333-244736) and February 10, 2022 (File No. 333-262615);
c. The description of the Registrant’s Class A Ordinary Shares contained in its Registration Statement on Form 8-A (Registration No. 001-37925) filed with the Commission on October 20, 2016 pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which incorporates by reference the description of the Registrant’s Class A Ordinary Shares set forth in the Registrant’s Registration Statement on Form F-1 (Registration No. 333-213951), as amended, originally filed with the Commission on October 4, 2016, including any amendments or reports filed for the purpose of updating such description.
2
All documents filed pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act after the date of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing of such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
ITEM 8. Exhibits
The Exhibits listed on the accompanying Exhibit Index are filed as a part of, or incorporated by reference into, this Registration Statement. (See Exhibit Index below).
3
4
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Hong Kong, China on February 20, 2024.
| GDS Holdings Limited | ||
| By: | /s/ William Wei Huang | |
| Name: William Wei Huang | ||
| Title: Chairman and Chief Executive Officer | ||
5
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint William Wei Huang and Daniel Newman, and each of them singly, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and re-substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, as amended, and all post-effective amendments thereto and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities indicated and on February 20, 2024.
| Signature | Capacity | |
| /s/ William Wei Huang | Chairman and Chief Executive Officer | |
| William Wei Huang | (Principal Executive Officer) | |
| /s/ Daniel Newman | Chief Financial Officer | |
| Daniel Newman | (Principal Financial and Accounting Officer) | |
| /s/ Sio Tat Hiang | Vice-chairman | |
| Sio Tat Hiang | ||
| /s/ Satoshi Okada | Director | |
| Satoshi Okada |
6
| /s/ Bruno Lopez | Director | |
| Bruno Lopez | ||
| /s/ Liu Chee Ming | Director | |
| Liu Chee Ming | ||
| /s/ Lim Ah Doo | Independent Director | |
| Lim Ah Doo | ||
| /s/ Bin Yu | Independent Director | |
| Bin Yu | ||
| /s/ Zulkifli Baharudin | Independent Director | |
| Zulkifli Baharudin | ||
| /s/ Chang Sun | Independent Director | |
| Chang Sun | ||
| /s/ Gary J. Wojtaszek | Director | |
| Gary J. Wojtaszek | ||
| /s/ Judy Qing Ye | Independent Director | |
| Judy Qing Ye |
7
SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES
Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of GDS Holdings Limited has signed this registration statement or amendment thereto in New York, New York on February 20, 2024.
| COGENCY GLOBAL INC. — Authorized Representative in the United States | |||
| By: | /s/ Colleen A. De Vries | ||
| On behalf of Cogency Global Inc. | |||
| Name: | Colleen A. De Vries | ||
| Title: | Senior Vice President | ||
| This ‘S-8’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 2/20/24 | |||
| 2/10/22 | S-8 | |||
| 8/12/20 | S-8 | |||
| 8/6/20 | 6-K, SC 13D/A | |||
| 11/25/16 | S-8 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/05/23 GDS Holdings Ltd. 6-K 6/05/23 3:507K Toppan Merrill/FA 4/04/23 GDS Holdings Ltd. 20-F 12/31/22 167:23M Toppan Merrill/FA 2/10/22 GDS Holdings Ltd. S-8 2/10/22 4:118K Toppan Merrill/FA 8/12/20 GDS Holdings Ltd. S-8 8/12/20 3:130K Toppan Merrill/FA 11/25/16 GDS Holdings Ltd. S-8 11/25/16 4:155K Toppan Merrill/FA 10/20/16 GDS Holdings Ltd. 8-A12B 1:23K Toppan Merrill/FA 10/04/16 GDS Holdings Ltd. F-1 42:16M Toppan Merrill-FA |