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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/22/24 Trevena Inc. 8-K:5 4/19/24 10:189K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 27K 5: R1 Cover HTML 47K 7: XML IDEA XML File -- Filing Summary XML 11K 10: XML XBRL Instance -- tm2412406d1_8k_htm XML 16K 6: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 3: EX-101.LAB XBRL Labels -- trvn-20240419_lab XML 96K 4: EX-101.PRE XBRL Presentations -- trvn-20240419_pre XML 63K 2: EX-101.SCH XBRL Schema -- trvn-20240419 XSD 12K 8: JSON XBRL Instance as JSON Data -- MetaLinks 25± 34K 9: ZIP XBRL Zipped Folder -- 0001104659-24-049973-xbrl Zip 15K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 19, 2024
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-36193 | i 26-1469215 | ||
| (State or other jurisdiction of incorporation) |
(Commission File No.) | (IRS Employer Identification No.) |
i 955 Chesterbrook Boulevard, i Suite 110
i Chesterbrook, i PA i 19087
(Address of principal executive offices and zip code)
(Registrant’s telephone number, including area code)
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, $0.001 par value | i TRVN | i The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company i ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
In connection with a Special Meeting of Trevena, Inc. that originally was scheduled for March 21, 2024 (the “Original Meeting”), which was adjourned at the Original Meeting until April 19, 2024 ( the “Adjourned Meeting,” together with the Original Meeting the “Special Meeting”), there were 18,321,010 shares outstanding as of the February 9, 2024 record date, of which 6,637,996 shares, or approximately 36.23%, were present or represented by proxy at the Special Meeting. The following matters were submitted for a vote of stockholders at the Special Meeting:
| (i) | Proposal 1 — To authorize, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of our common stock, par value $0.001 per share (the “Common Stock”), underlying certain warrants issued by us pursuant to that certain Securities Purchase Agreement, dated as of December 27, 2023, by and between us and the investor named on the signatory thereto, and that certain Inducement Letter, dated as of December 27, 2023, by and between us and the investor named on the signatory page thereto, in an amount equal to or in excess of 20% of our Common Stock outstanding immediately prior the issuance of such warrants; and |
| (ii) | Proposal 2 — The adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. |
Set forth below are the voting results for each such matter.
Proposal 1:
| For | Against | Abstain | Broker Non-Votes | |||
| 5,203,548 | 1,269,290 | 165,158 | 0 |
Proposal 2:
| For | Against | Abstain | Broker Non-Votes | |||
| 5,200,545 | 1,251,640 | 185,811 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TREVENA, INC. | ||
| Date: April 22, 2024 | By: | /s/ Barry Shin |
| Barry Shin | ||
| Executive Vice President, Chief Operating Officer and Chief Financial Officer | ||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/22/24 | |||
| For Period end: | 4/19/24 | PRE 14A | ||
| 3/21/24 | 8-K, DEF 14A, DEFA14A, PRE 14A | |||
| 2/9/24 | PRE 14A | |||
| 12/27/23 | 8-K | |||
| List all Filings | ||||