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Apollo Asset Management, Inc. – ‘8-K’ for 4/6/21

On:  Friday, 4/9/21, at 4:11pm ET   ·   For:  4/6/21   ·   Accession #:  950142-21-1237   ·   File #:  1-35107

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/09/21  Apollo Global Management, Inc.    8-K:5       4/06/21   11:242K                                   Paul Weiss Ri… LLP 01/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 7: R1          Cover                                               HTML     54K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- apo-20210406_def                 XML     76K 
 4: EX-101.LAB  XBRL Labels -- apo-20210406_lab                      XML    104K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
11: ZIP         XBRL Zipped Folder -- 0000950142-21-001237-xbrl      Zip     14K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM  i 8-K 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):  i April 6, 2021

 i Apollo Global Management, Inc.

(Exact name of registrant as specified in its charter)

 

 

         
 i Delaware    i 001-35107    i 20-8880053
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

 i 9 West 57th Street,  i 43rd Floor

 i New York,  i New York  i 10019

 

(Address of principal executive offices) (Zip Code)

 i (212)  i 515-3200

 

(Registrant’s Telephone Number, Including Area Code)

N/A

 

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

         

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Class A Common Stock    i APO    i New York Stock Exchange
 i 6.375% Series A Preferred Stock    i APO.PR A    i New York Stock Exchange
 i 6.375% Series B Preferred Stock    i APO.PR B    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). 

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 

 C: 

  C:  

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 6, 2021, Robert Kraft, a member of the Board of Directors (the “Board”) of Apollo Global Management, Inc. (the “Company”), informed the Company of his decision to resign as a member of the Board, effective immediately. Following Mr. Kraft’s resignation, the size of the Board shall decrease to twelve directors, two thirds of which continue to be independent directors. 

 

 

 C: 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  APOLLO GLOBAL MANAGEMENT, INC.
   
   
Date: April 9, 2021 By: /s/ John J. Suydam
          Name: John J. Suydam
          Title: Chief Legal Officer
   

 

 C: 

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/9/21None on these Dates
For Period end:4/6/21
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/03/22  Apollo Global Management, Inc.    S-8         1/03/22    5:213K                                   Donnelley … Solutions/FA
11/05/21  Apollo Asset Management, Inc.     DEFM14A                1:6.2M                                   Donnelley … Solutions/FA
11/05/21  Apollo Global Management, Inc.    424B3                  1:5.5M                                   Donnelley … Solutions/FA
11/05/21  Athene Holding Ltd.               DEFM14A                1:6.4M                                   Donnelley … Solutions/FA
11/02/21  Apollo Global Management, Inc.    S-4/A                 14:7.5M                                   Donnelley … Solutions/FA
 9/29/21  Apollo Global Management, Inc.    S-4/A                  6:6.2M                                   Donnelley … Solutions/FA
 7/08/21  Apollo Global Management, Inc.    S-4/A                 25:5.8M                                   Donnelley … Solutions/FA
 5/07/21  Apollo Global Management, Inc.    S-4                    3:5.4M                                   Donnelley … Solutions/FA
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