| Security | Market Valueª | Shares or Principal | Investment
Discretion | Other
Managersº | Voting Authority |
|---|
| Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None |
|---|
 | | | | | | | | | ↓List | (S/P Amounts or For All) |
|---|
|
| BP PLC – SPONS ADR | Com | – | 055622·10·4 | 12,679 | 8.51% | 290,000 | Sh. | 43.72 | Defined | – | 12,679 | – | – |
| BP PLC – SPONS ADR | Com | – | 055622·10·4 | 4,809 | 3.23% | 110,000 | Sh. | 43.72 | Defined | #1 | 4,809 | – | – |
| GLAXOSMITHKLINE PLC-SPON | Com | – | 37733W·10·5 | 4,973 | 3.34% | 119,000 | Sh. | 41.79 | Defined | – | 4,973 | – | – |
| GLAXOSMITHKLINE PLC-SPON | Com | – | 37733W·10·5 | 11,743 | 7.89% | 281,000 | Sh. | 41.79 | Defined | #1 | 11,743 | – | – |
| MERCK & CO INC | Com | – | 58933Y·10·5 | 16,634 | 11.17% | 200,000 | Sh. | 83.17 | Defined | – | 16,634 | – | – |
| MERCK & CO INC | Com | – | 58933Y·10·5 | 8,317 | 5.58% | 100,000 | Sh. | 83.17 | Defined | #1 | 8,317 | – | – |
| NEWTEK BUSINESS SERVICES INC | Com | – | 652526·20·3 | 2 | 0.00% | 126 | Sh. | ≈15.87 | Defined | – | 2 | – | – |
| NEWTEK BUSINESS SERVICES INC | Com | – | 652526·20·3 | 337 | 0.23% | 17,182 | Sh. | 19.61 | Defined | #1 | 337 | – | – |
| PFIZER INC | Com | – | 717081·10·3 | 152 | 0.10% | 3,575 | Sh. | 42.52 | Defined | – | 152 | – | – |
| PFIZER INC | Com | – | 717081·10·3 | 16,836 | 11.30% | 396,425 | Sh. | 42.47 | Defined | #1 | 16,836 | – | – |
| PTC THERAPEUTICS INC | Com | – | 69366J·20·0 | 308 | 0.21% | 8,180 | Sh. | 37.65 | Defined | – | 308 | – | – |
| ROYAL DUTCH SHELL PLC-ADR A | Com | – | 780259·20·6 | 6,259 | 4.20% | 100,000 | Sh. | 62.59 | Defined | – | 6,259 | – | – |
| ROYAL DUTCH SHELL PLC-ADR A | Com | – | 780259·20·6 | 6,259 | 4.20% | 100,000 | Sh. | 62.59 | Defined | #1 | 6,259 | – | – |
| SANOFI-AVENTIS | Com | – | 80105N·10·5 | 6,642 | 4.46% | 150,000 | Sh. | 44.28 | Defined | – | 6,642 | – | – |
| SANOFI-AVENTIS | Com | – | 80105N·10·5 | 13,284 | 8.92% | 300,000 | Sh. | 44.28 | Defined | #1 | 13,284 | – | – |
| STAGE STORES INC | Com | – | 85254C·30·5 | 17 | 0.01% | 16,491 | Sh. | 1.03 | Defined | – | 17 | – | – |
| TOTAL SA-SOPN ADR | Com | – | 89151E·10·9 | 5,565 | 3.74% | 100,000 | Sh. | 55.65 | Defined | – | 5,565 | – | – |
| TOTAL SA-SOPN ADR | Com | – | 89151E·10·9 | 11,130 | 7.47% | 200,000 | Sh. | 55.65 | Defined | #1 | 11,130 | – | – |
| WESTERN UNION CO THE | Com | – | 959802·10·9 | 9,235 | 6.20% | 500,000 | Sh. | 18.47 | Defined | – | 9,235 | – | – |
| WESTERN UNION CO THE | Com | – | 959802·10·9 | 3,694 | 2.48% | 200,000 | Sh. | 18.47 | Defined | #1 | 3,694 | – | – |
| WILLIAMS COMPANIES INC | Com | – | 969457·10·0 | 10,052 | 6.75% | 350,000 | Sh. | 28.72 | Defined | – | 10,052 | – | – |
| — 12 Issuers — | — 12 Issues — | — 21 Holdings: $148,927,000 — | — 2 Managersº — |
____________
ª No market value of any Holding was adjusted.
º Other Included Managers with whom investment discretion is shared as to any Holding: 1 Other Included Manager... | |
Other Included Manager |
Securities |
Assets Managed |
|---|
ID
| | SEC File # | Related Manager | Issuers | Issues | Holdings | $1000s | Of Above |
|---|
| #1: | | 028-02490 | | Federal Insurance Co. | 9 | 9 | 9 | 76,409 | 51.3% |
|---|
See: Recent Holdings Reports for this and Related Money Managers
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