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PG&E Corp, et al. – ‘8-K’ for 2/25/21

On:  Wednesday, 3/3/21, at 9:10am ET   ·   For:  2/25/21   ·   Accession #:  950157-21-277   ·   File #s:  1-02348, 1-12609

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/03/21  PG&E Corp                         8-K:5       2/25/21   11:343K                                   Cravath Swaine & … 01/FA
          Pacific Gas & Electric Co

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
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‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM  i 8-K
 

 
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 
Date of Report:  i February 25, 2021
(Date of earliest event reported)

 
Commission File Number
 
Exact Name of Registrant
as specified in its charter
 
State or Other Jurisdiction of Incorporation or Organization
 
IRS Employer Identification Number
 
 i PG&E CORPORATION
 
 i California
 
 i 94-3234914
 
 i PACIFIC GAS AND ELECTRIC COMPANY
 
 i California
 
 i 94-0742640

 graphic    graphic
 i 77 BEALE STREET
 
 i 77 BEALE STREET
 i P.O. BOX 770000
 
 i P.O. BOX 770000
 i SAN FRANCISCO,  i California  i 94177
 
 i SAN FRANCISCO,  i California  i 94177
(Address of principal executive offices) (Zip Code)
 
(Address of principal executive offices) (Zip Code)
( i 415)  i 973-1000
 
( i 415)  i 973-7000
(Registrants telephone number, including area code)
 
(Registrants telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange
on which registered
 i Common stock, no par value
 i PCG
 i The New York Stock Exchange
 i Equity Units
 i PCGU
 i The New York Stock Exchange
 i First preferred stock, cumulative, par value $25 per share, 5% series A redeemable
 i PCG-PE
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 5% redeemable
 i PCG-PD
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 4.80% redeemable
 i PCG-PG
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 4.50% redeemable
 i PCG-PH
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 4.36% series A redeemable
 i PCG-PI
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 6% nonredeemable
 i PCG-PA
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 5.50% nonredeemable
 i PCG-PB
 i NYSE American LLC
 i First preferred stock, cumulative, par value $25 per share, 5% nonredeemable
 i PCG-PC
 i NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company
PG&E Corporation
 i 
Emerging growth company
Pacific Gas and Electric Company
 i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

PG&E Corporation
Pacific Gas and Electric Company



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 25, 2021, the Compensation Committee of the PG&E Corporation Board of Directors (the “Committee”) approved an amendment to the performance formula for performance shares granted to, among others, current and former officers of PG&E Corporation and Pacific Gas and Electric Company (the “Utility”) for 2018 under the PG&E Corporation 2014 Long-Term Incentive Plan (the “LTIP”), as that formula was previously disclosed in the Amendment No. 1 on Form 10-K/A to PG&E Corporation and the Utility’s combined Annual Report on Form 10-K for the year ended December 31, 2019.  The amendment permits the Committee to exercise discretion to adjust any performance score, including to zero.




SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned thereunto duly authorized.


 
PG&E CORPORATION
 
       
       
By:
 
   
Name:
 
   
Title:
Executive Vice President, General Counsel and Chief Ethics & Compliance Officer
 
       


 
PACIFIC GAS AND ELECTRIC COMPANY
 
       
By:
 
   
Name:
 
   
Title:
Vice President, General Counsel and Corporate Secretary
 
       




















Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/3/21
For Period end:2/25/2110-K,  4,  8-K
12/31/1910-K,  10-K/A,  11-K,  SC 13G
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/10/21  Pacific Gas & Electric Co         424B2                  1:1.2M                                   Donnelley … Solutions/FA
 3/08/21  Pacific Gas & Electric Co         424B5                  1:1.2M                                   Donnelley … Solutions/FA
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