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Dow Inc., et al. – ‘8-K’ for 4/23/21

On:  Friday, 4/23/21, at 7:03am ET   ·   For:  4/23/21   ·   Accession #:  947871-21-458   ·   File #s:  1-03433, 1-38646

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/23/21  Dow Inc.                          8-K:9       4/23/21   12:1.5M                                   Shearman & Sterling LLP
          Dow Chemical Co./DE

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     48K 
 2: EX-99.1     Amended and Restated Shareholders' Agreement        HTML    678K 
 8: R1          Cover                                               HTML     63K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- ss236166_8k_htm                     XML     33K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 4: EX-101.DEF  XBRL Definitions -- dow-20210423_def                 XML     80K 
 5: EX-101.LAB  XBRL Labels -- dow-20210423_lab                      XML    110K 
 6: EX-101.PRE  XBRL Presentations -- dow-20210423_pre               XML     76K 
 3: EX-101.SCH  XBRL Schema -- dow-20210423                          XSD     16K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               28±    36K 
12: ZIP         XBRL Zipped Folder -- 0000947871-21-000458-xbrl      Zip    139K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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CIK 0000029915

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 i April 23, 2021

 

Commission

File Number

Exact Name of Registrant as Specified in its Charter,

Principal Office Address and Telephone Number

State of Incorporation or

Organization

I.R.S. Employer

Identification No.

 i 001-38646  i Dow Inc.  i Delaware  i 30-1128146
   i 2211 H.H. Dow Way,  i Midland,  i MI  i 48674    
  ( i 989)  i 636-1000    
 i 001-03433  i The Dow Chemical Company  i Delaware  i 38-1285128
   i 2211 H.H. Dow Way,  i Midland,  i MI  i 48674    
  ( i 989)  i 636-1000    

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)  

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)  

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))  

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Registrant Title of each class Trading Symbol(s) Name of each exchange on which registered
Dow Inc.

 i Common Stock, par value $0.01 per share

 i DOW  i New York Stock Exchange
The Dow Chemical Company  i 0.500% Notes due March 15, 2027  i DOW/27  i New York Stock Exchange
The Dow Chemical Company  i 1.125% Notes due March 15, 2032  i DOW/32  i New York Stock Exchange
The Dow Chemical Company  i 1.875% Notes due March 15, 2040  i DOW/40  i New York Stock Exchange
The Dow Chemical Company  i 4.625% Notes due October 1, 2044  i DOW/44  i New York Stock Exchange

 

Indicate by check mark whether the registrants are an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i ¨

 

If an emerging growth company, indicate by check mark if the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

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EXPLANATORY NOTE

Dow Inc. and The Dow Chemical Company (“TDCC” and together with Dow Inc., “Dow” or the “Company”) is filing this Current Report on Form 8-K with the U.S. Securities and Exchange Commission (the “Commission”) solely to file Exhibit 99.1, in lieu of filing such exhibit with the Company’s quarterly report on Form 10-Q for the three months ended March 31, 2021, also filed today, due to exhibit size limits in the EDGAR system.  Certain confidential information contained in Exhibit 99.1 has been omitted because it is both (i) not material and (ii) the type of information that TDCC treats as private or confidential.

This Current Report on Form 8-K contains only the cover page, this Explanatory Note, Item 9.01, Exhibit Index, Exhibit 99.1 and the Signature Page. This Current Report on Form 8-K speaks only as of its original filing date and does not reflect events that may have occurred subsequent to the original filing date.

 

 

 

 

 

 C: 
   

 

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits. The exhibits listed on the Exhibit Index are incorporated herein by reference.

 

EXHIBIT INDEX

 

Exhibit No. Description
99.1 Amended and Restated Shareholders’ Agreement, effective as of March 25, 2021, between Excellent Performance Chemicals Company and Dow Saudi Arabia Holding B.V. (portions of this exhibit have been omitted because it is both (i) not material and (ii) the type of information that TDCC treats as private or confidential).
104 Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document).
   

 

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

DOW INC.

THE DOW CHEMICAL COMPANY

Date: April 23, 2021

 

 

 /s/ AMY E. WILSON

 Amy E. Wilson
 General Counsel and Corporate Secretary

 

 

 

 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/15/32
3/15/27
Filed on / For Period end:4/23/2110-Q,  S-8
3/31/2110-Q,  13F-HR
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/31/24  Dow Inc.                          10-K       12/31/23  167:26M
 2/01/23  Dow Inc.                          10-K       12/31/22  166:30M
 2/04/22  Dow Inc.                          10-K       12/31/21  174:33M
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