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As Of Filer Filing For·On·As Docs:Size 1/31/23 Caterpillar Inc. 8-K:2,7,9 1/31/23 13:1.8M |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 48K 6: EX-99.1 Miscellaneous Exhibit HTML 1.12M 7: EX-99.2 Miscellaneous Exhibit HTML 75K 8: R1 Cover Page Cover Page HTML 54K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- cat-20230131_htm XML 32K 10: EXCEL IDEA Workbook of Financial Reports XLSX 8K 3: EX-101.DEF XBRL Definitions -- cat-20230131_def XML 42K 4: EX-101.LAB XBRL Labels -- cat-20230131_lab XML 90K 5: EX-101.PRE XBRL Presentations -- cat-20230131_pre XML 43K 2: EX-101.SCH XBRL Schema -- cat-20230131 XSD 13K 12: JSON XBRL Instance as JSON Data -- MetaLinks 15± 21K 13: ZIP XBRL Zipped Folder -- 0000018230-23-000005-xbrl Zip 103K
| cat-20230131 |
| UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||||||||
| FORM | i 8-K | ||||||||||||||||||||||||||||||||||
| Current Report | |||||||||||||||||||||||||||||||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||||||||||||||||||||||||||||||
| Date of Report (Date of earliest event reported): | i January 31, 2023 | ||||||||||||||||||||||||||||||||||
| i CATERPILLAR INC. | |||||||||||||||||||||||||||||||||||
| (Exact name of registrant as specified in its charter) | |||||||||||||||||||||||||||||||||||
| i Delaware | i 1-768 | i 37-0602744 | |||||||||||||||||||||||||||||||||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) | |||||||||||||||||||||||||||||||||
| i 5205 N. O'Connor Blvd. | i Suite 100, | i Irving, | i Texas | i 75039 | ||||||||||||||||||||||||||||
| (Address of principal executive offices) | (Zip Code) | |||||||||||||||||||||||||||||||
| Registrant’s telephone number, including area code: | i (972) | i 891-7700 | ||||||||||||||||||||||||||||||
| Former name or former address, if changed since last report: | N/A | |||||||||||||||||||||||||||||||
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||||||||||||||||||||||||||
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||||||||||||||||||||||||||
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||||||||||||||||||||||||||
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||||||||||||||||||||||||||
Securities
registered pursuant to Section 12(b) of the Act: | |||||||||||||||||||||||||||||||||||
| Title of each class | Trading Symbol (s) | Name of each exchange which registered | |||||||||||||||||||||||||||||||||
| i Common Stock ($1.00 par value) | i CAT | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
| i 8% Debentures due February 15, 2023 | i CAT23 | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
| i 5.3% Debentures due September 15, 2035 | i CAT35 | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||||||||||||||||||||||||||
| Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||||||||||||||||||||||||||
| 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||||||||||||||||||||||||||
| Emerging growth company | i ☐ | ||||||||||||||||||||||||||||||||||
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period | |||||||||||||||||||||||||||||||||||
| for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ | ||||||||||||||||||||||||||||||||||
| (d) | Exhibits: | ||||||||||
| The following is furnished as an exhibit to this report: | |||||||||||
| 99.1 | |||||||||||
| 99.2 | |||||||||||
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | ||||||||||
SIGNATURES | ||||||||
| Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||||||||
| CATERPILLAR INC. | ||||||||
| January 31, 2023 | By: | /s/ Suzette M. Long | ||||||
| Suzette
M. Long Chief Legal Officer and General Counsel | ||||||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/15/35 | None on these Dates | |||
| 2/15/23 | ||||
| Filed on / For Period end: | 1/31/23 | |||
| 12/31/22 | ||||
| List all Filings | ||||