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Brown Forman Corp – ‘8-K’ for 12/8/20

On:  Tuesday, 12/8/20, at 8:16am ET   ·   For:  12/8/20   ·   Accession #:  14693-20-158   ·   File #:  1-00123

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/08/20  Brown Forman Corp                 8-K:2,9    12/08/20   13:610K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    141K 
 9: R1          Document and Entity Information                     HTML     56K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- bfb-20201208_htm                    XML     34K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- bfb-20201208_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- bfb-20201208_def                 XML     50K 
 6: EX-101.LAB  XBRL Labels -- bfb-20201208_lab                      XML    104K 
 7: EX-101.PRE  XBRL Presentations -- bfb-20201208_pre               XML     50K 
 3: EX-101.SCH  XBRL Schema -- bfb-20201208                          XSD     14K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    24K 
13: ZIP         XBRL Zipped Folder -- 0000014693-20-000158-xbrl      Zip     38K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000014693 i false00000146932020-12-082020-12-080000014693us-gaap:CommonClassAMember2020-12-082020-12-080000014693us-gaap:NonvotingCommonStockMember2020-12-082020-12-080000014693bfb:OnePointTwoPercentNotesDueinFiscalTwoThousandTwentySevenMember2020-12-082020-12-080000014693bfb:TwoPointSixPercentNotesDueinFiscalTwoThousandTwentyNineMember2020-12-082020-12-08

Washington, DC 20549

FORM  i 8-K

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
 i December 8, 2020

 i Brown-Forman Corporation

(Exact Name of Registrant as Specified in its Charter)

 i Delaware i 001-00123 i 61-0143150
(State or Other Jurisdiction of Incorporation)(Commission File Number)(I.R.S. Employer Identification No.)

 i 850 Dixie Highway, i Louisville, i Kentucky i 40210
(Address of Principal Executive Offices)(Zip Code)

Registrant’s telephone number, including area code:  i (502)  i 585-1100

Not Applicable
(Former Name or Former Address, if Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
 i Class A Common Stock (voting), $0.15 par value
 i BFA i New York Stock Exchange
 i Class B Common Stock (nonvoting), $0.15 par value
 i BFB i New York Stock Exchange
 i 1.200% Notes due 2026
 i BF26 i New York Stock Exchange
 i 2.600% Notes due 2028
 i BF28 i New York Stock Exchange

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 2.02. Results of Operations and Financial Condition.

    On December 8, 2020, Brown-Forman Corporation issued a press release reporting its operating results for the second fiscal quarter and six month period ended October 31, 2020. A copy of this press release is attached hereto as Exhibit 99.1.

    The information pursuant to this Item 2.02 - Results of Operations and Financial Condition, including the information in Exhibit 99.1, is being furnished and shall not be deemed “filed” for any purpose, including for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or under the Exchange Act, regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d)    Exhibits

Exhibit No.Description
Brown-Forman Corporation Press Release dated December 8, 2020.
104Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 8, 2020/s/ Jaileah X. Huddleston
Jaileah X. Huddleston
Vice President, Associate General Counsel - Corporate and Securities Law, and Assistant Secretary


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:12/8/20None on these Dates
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Filing Submission 0000014693-20-000158   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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